Advisor moves

Arrivals at 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Lee Ou BatyChase Investment Services Corp. other1st Global Advisors Inc otherOtherAug 31, 2005Oct 10, 2007 (770 d)
Michael Otto KurzChase Investment Services Corp. other1st Global Advisors Inc otherOtherAug 23, 2005Mar 20, 2015 (3496 d)
Paul Daniel BrickWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherAug 8, 2005Aug 31, 2005
John Edward FlemingHancock Capital Management, Inc. other1st Global Advisors Inc otherOtherAug 3, 2005Oct 17, 2007 (805 d)
Alexandra Odessa VidalAmeriprise Advisor Services, Inc. unclassified1st Global Advisors Inc otherOtherJun 2, 2005Mar 6, 2009 (1373 d)
Bradley Shayne LesterMML Investors Services, LLC other1st Global Advisors Inc otherOtherMay 3, 2005May 3, 2005
Roderick Renard WashingtonValic Financial Advisors, Inc. other1st Global Advisors Inc otherOtherFeb 18, 2005Dec 10, 2010 (2121 d)
Rahn Johnston SingerMony Securities Corporation unclassified1st Global Advisors Inc otherOtherFeb 18, 2005Jan 24, 2005
Donald Nathan HoffmanLegg Mason Wood Walker, Incorporated unclassified1st Global Advisors Inc otherOtherDec 31, 2004Jan 5, 2005
Gregory James WeisheitMony Securities Corporation unclassified1st Global Advisors Inc otherOtherDec 17, 2004Dec 17, 2004
Edwin Paul StricklingMatoaka Money Management, Inc. unclassified1st Global Advisors Inc otherOtherDec 9, 2004May 10, 2002
Frank Mario AmelioMony Securities Corporation unclassified1st Global Advisors Inc otherOtherDec 3, 2004Dec 3, 2004
James Ronald VerlatoMony Securities Corporation unclassified1st Global Advisors Inc otherOtherNov 23, 2004Nov 15, 2004
Gary Dennis HochmanMony Securities Corporation unclassified1st Global Advisors Inc otherOtherNov 23, 2004Nov 19, 2004
Nick Anthony TorresMony Securities Corporation unclassified1st Global Advisors Inc otherOtherNov 23, 2004Nov 23, 2004
Chad Pierre ParmenterBlue Vase Securities, LLC unclassified1st Global Advisors Inc otherOtherNov 22, 2004Nov 23, 2004
Jay Barrett BarclayEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherNov 15, 2004Nov 4, 2004
Dawn Eisele ParksPruco Securities, LLC other1st Global Advisors Inc otherOtherNov 9, 2004May 2, 2007 (904 d)
Keary Lee FosterNew England Securities Corporation other1st Global Advisors Inc otherOtherNov 8, 2004Oct 28, 2004
Charles Alexander SmithMony Securities Corporation unclassified1st Global Advisors Inc otherOtherNov 5, 2004Nov 4, 2004
Jeffrey SmithMony Securities Corporation unclassified1st Global Advisors Inc otherOtherNov 5, 2004Nov 4, 2004
Brian Eugene MartinOsaic Fa, Inc. other1st Global Advisors Inc otherOtherOct 14, 2004Oct 1, 2004
Jill Helene KasenMony Securities Corporation unclassified1st Global Advisors Inc otherOtherOct 13, 2004Sep 24, 2004
Vahick Aram YedgarianMony Securities Corporation unclassified1st Global Advisors Inc otherOtherOct 13, 2004Nov 3, 2004
Richard E YorkeEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherJul 26, 2004Sep 14, 2005 (415 d)
Brent Anthony KalkaWs Griffith Securities, Inc. unclassified1st Global Advisors Inc otherOtherMay 5, 2004Apr 30, 2004
Jaime Paul JunkerNational Planning Corporation ("Npc Of America" In Fl & Ny) other1st Global Advisors Inc otherOtherMay 3, 2004Dec 16, 2013 (3514 d)
Alison Elizabeth PainterWilliam R. Hough & Co. unclassified1st Global Advisors Inc otherOtherFeb 27, 2004Jan 14, 2014 (3609 d)
David Adam MonheitMony Securities Corporation unclassified1st Global Advisors Inc otherOtherFeb 18, 2004Feb 10, 2004
Bart Patrick AllardEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherJan 8, 2004Jan 2, 2004
Kenneth Gordon DuncanCharles Schwab & Co., Inc. national BD1st Global Advisors Inc otherOtherDec 19, 2003Apr 2, 2008 (1566 d)
Brian Michael OardGold Coast Securities, Inc. other1st Global Advisors Inc otherOtherDec 16, 2003Dec 16, 2003
Neal James HebertWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherOct 30, 2003Feb 14, 2005 (473 d)
Alex GelbUBS Financial Services Inc. wirehouse1st Global Advisors Inc otherOtherOct 29, 2003Jun 23, 2008 (1699 d)
Tom Toshiyuki TeraokaAvantax Advisory Services other1st Global Advisors Inc otherOtherSep 22, 2003May 4, 2005 (590 d)
Timothy Francis SchrothMML Investors Services, LLC other1st Global Advisors Inc otherOtherSep 3, 2003Sep 17, 2003
Tonya Gay FulcherMorgan Keegan & Company, LLC other1st Global Advisors Inc otherOtherAug 27, 2003Sep 17, 2003
Walter Corville ChownSuntrust Investment Services, Inc. other1st Global Advisors Inc otherOtherAug 4, 2003Sep 4, 2003 (31 d)
Kathryn Elaine JabourFinancial West Group other1st Global Advisors Inc otherOtherJul 25, 2003Jul 28, 2003
Christopher Hunt BoyntonFgfe, Inc. unclassified1st Global Advisors Inc otherOtherJul 24, 2003Jul 26, 2003
Steven Scott WilsonStrategic Advisers LLC national BD1st Global Advisors Inc otherOtherJun 9, 2003Feb 20, 2008 (1717 d)
Frank Thomas SciutoCreative Resources Investment Advisors LLC other1st Global Advisors Inc otherOtherMay 28, 2003Jun 25, 2002
Charles Stewart CannonSignator Investors, Inc. other1st Global Advisors Inc otherOtherApr 14, 2003Mar 11, 2003
William Vaughn GrovesSignator Investors, Inc. other1st Global Advisors Inc otherOtherApr 14, 2003Mar 11, 2003
Paul Allen KraftSii Investments, Inc. other1st Global Advisors Inc otherOtherMar 27, 2003Mar 20, 2003
Thomas Meade KampfmuellerLPL Financial LLC other1st Global Advisors Inc otherOtherFeb 12, 2003Feb 3, 2003
Daniel Dean RossAvantax Advisory Services other1st Global Advisors Inc otherOtherJan 28, 2003Jul 20, 2007 (1634 d)
Jeanette L GruberCetera Investment Advisers LLC other1st Global Advisors Inc otherOtherDec 31, 2002Jan 16, 2003
Marsha Sue RosenbergTransamerica Financial Advisors, LLC other1st Global Advisors Inc otherOtherNov 26, 2002Nov 22, 2002
Roger Dale BrunkMorgan Stanley Dw Inc. unclassified1st Global Advisors Inc otherOtherNov 20, 2002Nov 18, 2002
Carol Elaine CheeksUsaa Investment Services Company other1st Global Advisors Inc otherOtherNov 13, 2002Apr 5, 2006 (1239 d)
Rial Robert MoultonWoodbury Financial Services, Inc. other1st Global Advisors Inc otherOtherNov 12, 2002Dec 4, 2002
Andree Adelle Bidart RoseNational Planning Corporation ("Npc Of America" In Fl & Ny) other1st Global Advisors Inc otherOtherOct 31, 2002Jan 9, 2003 (70 d)
Donald Joseph MoultonWoodbury Financial Services, Inc. other1st Global Advisors Inc otherOtherOct 30, 2002Nov 27, 2002
Melanie Anne RadcliffAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherAug 23, 2002Oct 1, 2002 (39 d)
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295 moves match.