DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hornor, Townsend & Kent, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lindsey Marie CiarroccaWaddell & Reed otherHornor, Townsend & Kent, LLC otherOtherJul 19, 2017Nov 30, 2017 (134 d)
Jordan Anthony BinghamEdward Jones national BDHornor, Townsend & Kent, LLC otherOtherMay 26, 2017Oct 5, 2017 (132 d)
Eric William RhoadsPnc Wealth Management otherHornor, Townsend & Kent, LLC BD affiliatedOtherApr 28, 2017Apr 9, 2019 (711 d)
Scott J FrancisSecurian Financial Services, Inc. otherHornor, Townsend & Kent, LLC BD affiliatedOtherApr 25, 2017Mar 19, 2021 (1424 d)
Roger Matthew HerreraAmeriprise Financial Services, LLC national BDHornor, Townsend & Kent, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2017Apr 10, 2019 (747 d)
Gerald Lynn WalnMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherFeb 23, 2017Apr 25, 2017 (61 d)
Jonathan Tyler MckinzieMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherFeb 13, 2017Mar 17, 2017 (32 d)
Douglas F GrantGarden State Investment Advisory Services, LLC otherHornor, Townsend & Kent, LLC otherOtherFeb 6, 2017Feb 7, 2017
Scot Francis WhiskeymanMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherFeb 6, 2017Mar 8, 2017
Ryan Christopher GehsmannWaddell & Reed otherHornor, Townsend & Kent, LLC otherOtherFeb 2, 2017Apr 3, 2017 (60 d)
Michael Dean JundOneamerica Securities, Inc. otherHornor, Townsend & Kent, LLC otherOtherJan 25, 2017Oct 25, 2017 (273 d)
James Paul CooneyMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC BD affiliatedOtherJan 13, 2017Mar 19, 2021 (1526 d)
Edward Patrick BarrettEsi Financial Advisors otherHornor, Townsend & Kent, LLC otherOtherJan 9, 2017May 25, 2017 (136 d)
Diego Armando CorreaMML Investors Services, LLC otherHornor, Townsend & Kent, LLC otherOtherDec 31, 2016Apr 17, 2017 (107 d)
Richard Albert LongMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherDec 22, 2016Apr 13, 2017 (112 d)
Kevin Peter ZebrowskiMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherDec 20, 2016Feb 14, 2017 (56 d)
Michelle BoyceInvestacorp Advisory Services Inc otherHornor, Townsend & Kent, LLC BD affiliatedOtherDec 16, 2016Aug 16, 2022 (2069 d)
Christopher Charles TruscelloNewsquare Capital, LLC otherHornor, Townsend & Kent, LLC otherOtherDec 9, 2016Sep 29, 2016
Mary Elizabeth CromleighMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHornor, Townsend & Kent, LLC otherOtherDec 8, 2016Feb 26, 2018 (445 d)
Tabeetha Marie MoesingerWaddell & Reed otherHornor, Townsend & Kent, LLC otherOtherDec 2, 2016Jan 31, 2017 (60 d)
Jeffrey Charles GravesMML Investors Services, LLC otherHornor, Townsend & Kent, LLC otherOtherDec 1, 2016Mar 17, 2017 (106 d)
Douglas Lee HallKistler-Tiffany Advisors otherHornor, Townsend & Kent, LLC otherOtherNov 30, 2016Jan 6, 2017 (37 d)
Michael Christopher DipieroAssetmark, Inc. otherHornor, Townsend & Kent, LLC BD affiliatedOtherNov 17, 2016Nov 17, 2020 (1461 d)
Michael Vitas KaneMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC BD affiliatedOtherNov 11, 2016Mar 19, 2021 (1589 d)
James Joseph KrauseLPL Financial LLC otherHornor, Townsend & Kent, LLC otherOtherOct 31, 2016Dec 15, 2016 (45 d)
Thomas James RileyMcadam LLC otherHornor, Townsend & Kent, LLC BD affiliatedOtherOct 14, 2016Mar 24, 2022 (1987 d)
Joseph Anthony DelucaMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherOct 11, 2016Jun 21, 2017 (253 d)
Thomas Albert CabralMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherOct 4, 2016Nov 30, 2016 (57 d)
Eric LauEquitable Advisors, LLC national BDHornor, Townsend & Kent, LLC otherOtherSep 20, 2016Dec 2, 2016 (73 d)
Vincent B WalnSecurian Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherSep 13, 2016Sep 27, 2016
James Lynn RichmondMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherSep 13, 2016Aug 3, 2017 (324 d)
Jered Roger HuntPruco Securities, LLC otherHornor, Townsend & Kent, LLC otherOtherSep 7, 2016Feb 15, 2017 (161 d)
Gerard BessetteCuso Financial Services, L.P. otherHornor, Townsend & Kent, LLC otherOtherSep 1, 2016Dec 20, 2016 (110 d)
Rikki Jr FosterQuestar Asset Management, Inc. otherHornor, Townsend & Kent, LLC otherOtherAug 24, 2016Mar 1, 2018 (554 d)
Eric Paul ElmerMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherAug 19, 2016Jan 19, 2017 (153 d)
Jacob Sydney WaldmanMcadam LLC otherHornor, Townsend & Kent, LLC otherOtherAug 15, 2016Sep 2, 2016
Anthony Robert SergioMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherAug 11, 2016Sep 27, 2016 (47 d)
Zachary Aaron NielsonSecurian Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherAug 8, 2016Sep 21, 2016 (44 d)
Adam Todd ShermanMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherJul 1, 2016Jul 22, 2016
Timothy Ryan HallMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherJul 1, 2016Jul 19, 2016
Joseph BonfantiMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherJul 1, 2016Jul 22, 2016
Andre VeresOneamerica Securities, Inc. otherHornor, Townsend & Kent, LLC otherOtherJun 30, 2016Aug 15, 2016 (46 d)
Gary Michael VandiaU.S. Bancorp Investments, Inc. otherHornor, Townsend & Kent, LLC otherOtherJun 9, 2016Aug 15, 2016 (67 d)
Christopher M RiskoQuest Capital Strategies, Inc. otherHornor, Townsend & Kent, LLC otherOtherJun 6, 2016Jun 28, 2016
Daniel Jun LeeMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherMay 23, 2016Jul 18, 2016 (56 d)
Anthony Joseph RatkiewiczPark Avenue Securities LLC otherHornor, Townsend & Kent, LLC otherOtherMay 16, 2016Jun 14, 2016
Courtney Dannielle Lewis-WilliamsMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherMay 11, 2016May 18, 2016
Margaret Anne HaslachNorthwestern Mutual Investment Services,LLC no RAUMHornor, Townsend & Kent, LLC otherOtherMay 4, 2016May 26, 2016
Ralph Lanier RhodesMML Investors Services, LLC otherHornor, Townsend & Kent, LLC otherOtherMar 31, 2016May 12, 2016 (42 d)
Omar A MorilloEsi Financial Advisors otherHornor, Townsend & Kent, LLC otherOtherMar 28, 2016Apr 21, 2016
Stephanie Irving BlakesWealth Development Strategies Investment Advisory, Inc. state registeredHornor, Townsend & Kent, LLC otherOtherMar 10, 2016May 22, 2013
Michael Joseph GaudinoMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherMar 3, 2016Jun 9, 2016 (98 d)
Christopher NelsonMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherMar 2, 2016Mar 15, 2016
William Howell CullensMML Investors Services, LLC otherHornor, Townsend & Kent, LLC otherOtherMar 1, 2016Mar 9, 2016
Michael PowellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherHornor, Townsend & Kent, LLC otherOtherFeb 17, 2016Jul 7, 2016 (141 d)
Michael Rosario MannoneSagepoint Financial, Inc. otherHornor, Townsend & Kent, LLC otherOtherFeb 9, 2016Jun 27, 2016 (139 d)
Kurt RaheSagepoint Financial, Inc. otherHornor, Townsend & Kent, LLC otherOtherFeb 8, 2016Nov 29, 2016 (295 d)
Dennis M PalmeriniMML Investors Services, LLC otherHornor, Townsend & Kent, LLC BD affiliatedOtherJan 15, 2016Jun 12, 2019 (1244 d)
Joseph M MilanoSagepoint Financial, Inc. otherHornor, Townsend & Kent, LLC otherOtherJan 9, 2016Jan 5, 2018 (727 d)
Edward KaeserSagepoint Financial, Inc. otherHornor, Townsend & Kent, LLC BD affiliatedOtherJan 9, 2016Jan 27, 2025 (3306 d)
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639 moves match.