Advisor moves

Arrivals at First Citizens Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Orville John IgharasColton Groome Financial Advisors, LLC independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2018Jul 1, 2020 (590 d)
Joshua Clinton SpencerEdward Jones national BDFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2018Aug 20, 2018
Heath Elliott PierceTruist Advisory Services, Inc. BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2018Feb 26, 2019 (236 d)
Kevin Christopher RenzWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 26, 2018Jun 27, 2018
Veronica Marie LommelWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 18, 2018Jul 9, 2018
Ricky Paul SloanPnc Wealth Management BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2018Jun 27, 2018 (40 d)
Gary R ClementsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2018Apr 28, 2018
Scott Kirk ShriverMorgan Stanley wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 19, 2018Mar 28, 2018
Traci Jean DiblasioWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherMar 13, 2018Mar 12, 2018
Prescott Lewis PadgettScottrade Investment Management BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 9, 2018Apr 10, 2018 (32 d)
Michael S GrossScottrade Investment Management BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Jun 27, 2018 (111 d)
Jacqueline WilliamsStrategic Advisers LLC national BDFirst Citizens Investor Services, Inc. otherOtherFeb 23, 2018Feb 21, 2018
Robert Edward DykesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 2, 2018Apr 16, 2018 (73 d)
Erin HesterTd Ameritrade Investment Management, LLC independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 18, 2018Oct 28, 2019 (648 d)
Brett Adam BlankenshipFirst Citizens Asset Management, Inc otherFirst Citizens Investor Services, Inc. otherOtherDec 31, 2017May 12, 2017
Cynthia Jones WilliamsFirst Citizens Asset Management, Inc otherFirst Citizens Investor Services, Inc. otherOtherDec 31, 2017May 15, 2017
Albert M StephensMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherDec 13, 2017Dec 19, 2017
Kelly F SullivanCuso Financial Services, L.P. BD affiliatedFirst Citizens Investor Services, Inc. otherOtherDec 8, 2017Jan 24, 2018 (47 d)
Mitchell W GatewoodTruist Advisory Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherNov 20, 2017Nov 17, 2017
Ross Jon WhiteleyAllspring Funds Management, LLC otherFirst Citizens Investor Services, Inc. BD affiliatedOtherOct 12, 2017Aug 2, 2018 (294 d)
Kim WeberPnc Wealth Management otherFirst Citizens Investor Services, Inc. otherOtherSep 29, 2017Mar 1, 2018 (153 d)
Angela Ruth Johnson-MooreWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherSep 20, 2017Sep 25, 2017
Kevin Thomas BrockMML Investors Services, LLC otherFirst Citizens Investor Services, Inc. otherOtherSep 5, 2017Sep 6, 2017
Casey PondFifth Third Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 14, 2017Aug 24, 2017
Alan W GrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherJul 31, 2017Aug 25, 2017
James Perkins EarlePruco Securities, LLC otherFirst Citizens Investor Services, Inc. otherOtherJul 19, 2017Jul 18, 2017
Timothy D HintonPnc Wealth Management otherFirst Citizens Investor Services, Inc. otherOtherMay 19, 2017May 18, 2017
David Lance OwenPnc Wealth Management otherFirst Citizens Investor Services, Inc. otherOtherApr 28, 2017May 31, 2017 (33 d)
Erin Brenan MccaskillFirst Citizens Asset Management, Inc otherFirst Citizens Investor Services, Inc. otherOtherApr 24, 2017Apr 24, 2017
Eugene Joseph ColliganKlaren Capital state registeredFirst Citizens Investor Services, Inc. otherOtherMar 27, 2017Mar 28, 2017
Kevin A HarperPrincipal Securities, Inc. otherFirst Citizens Investor Services, Inc. BD affiliatedOtherFeb 27, 2017Oct 7, 2021 (1683 d)
Shawn K. GaffinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherJan 26, 2017Jan 30, 2017
Rosalind Moulas TaylorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 20, 2016Feb 24, 2021 (1527 d)
Timothy Penn NugentTruist Advisory Services, Inc. no RAUMFirst Citizens Investor Services, Inc. otherOtherOct 4, 2016Jun 5, 2017 (244 d)
Anita Jo LynchRaymond James & Associates, Inc. national BDFirst Citizens Investor Services, Inc. otherOtherSep 21, 2016Dec 5, 2017 (440 d)
Michael Alan BoedekerSuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherSep 9, 2016Oct 6, 2016
Christopher H BettisLPL Financial LLC otherFirst Citizens Investor Services, Inc. otherOtherSep 7, 2016Sep 14, 2016
John William SwindellWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherJul 7, 2016Jul 13, 2016
Demaris Kirstin ArceneauxEdward Jones national BDFirst Citizens Investor Services, Inc. otherOtherJun 1, 2016Nov 9, 2016 (161 d)
Martin Kent WalkerCambridge Investment Research Advisors, Inc. otherFirst Citizens Investor Services, Inc. otherOtherApr 25, 2016Apr 4, 2016
Daniel Gregory SmithFirst Citizens Asset Management, Inc otherFirst Citizens Investor Services, Inc. otherOtherApr 15, 2016Apr 4, 2016
Kevin Michael FurrCapital Investment Advisory Services, LLC otherFirst Citizens Investor Services, Inc. otherOtherMar 23, 2016Mar 30, 2016
Sumner M ParhamCapital Investment Advisory Services, LLC otherFirst Citizens Investor Services, Inc. otherOtherMar 11, 2016Apr 12, 2016 (32 d)
Aaron Benjamin JusticeFirst Citizens Asset Management, Inc otherFirst Citizens Investor Services, Inc. otherOtherMar 2, 2016Feb 12, 2016
Holli Michelle MillikenFirst Citizens Asset Management, Inc otherFirst Citizens Investor Services, Inc. otherOtherFeb 3, 2016Feb 3, 2016
John Christopher LiddicoatNfp Advisor Services, LLC otherFirst Citizens Investor Services, Inc. otherOtherDec 31, 2015Jun 22, 2017 (539 d)
Jackey Joseph WebbWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherNov 4, 2015Nov 2, 2015
Brian SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherAug 10, 2015Aug 24, 2015
Jessica Pierce PasqualeNorthwestern Mutual Investment Services,LLC otherFirst Citizens Investor Services, Inc. otherOtherJul 24, 2015Aug 6, 2015
Brent CilianoCongress Capital Partners, Llp otherFirst Citizens Investor Services, Inc. otherOtherJun 30, 2015Jun 15, 2015
Brian Christopher MigdalPnc Wealth Management otherFirst Citizens Investor Services, Inc. otherOtherMay 20, 2015Jun 2, 2015
Charice Estelle BigginsEdward Jones national BDFirst Citizens Investor Services, Inc. otherOtherMar 19, 2015Mar 17, 2015
Casey PondWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherFeb 20, 2015Feb 18, 2015
Jake Alexander McleanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherJan 28, 2015Feb 2, 2015
Robert HowardPnc Wealth Management otherFirst Citizens Investor Services, Inc. otherOtherJan 15, 2015Jan 14, 2015
George T FerrelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 9, 2014May 15, 2025 (3810 d)
Sara Magdalene RealsVerity Asset Management otherFirst Citizens Investor Services, Inc. otherOtherNov 4, 2014Oct 20, 2014
Henry Osbourne DunbarBb&T Institutional Investment Advisers, Inc. otherFirst Citizens Investor Services, Inc. otherOtherOct 6, 2014Oct 7, 2014
Melissa Godwin ScottOsaic Fs, Inc. otherFirst Citizens Investor Services, Inc. otherOtherJul 15, 2014Jul 23, 2014
William Michael BrinkleyFifth Third Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherJul 7, 2014Jul 17, 2014
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387 moves match.