DFX Intelligence
Advisor moves
Arrivals at Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
873 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christal Vargas | Altman Advisors independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 9, 2019 | Apr 17, 2020 (130 d) |
| Warren Bernard Gallagher | Paradigm Wealth Advisory LLC independent RIA | Private Advisor Group, LLC other | Other | Dec 6, 2019 | Jan 29, 2018 |
| Jeffrey Bernard Byas | Edward Jones national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2019 | Jan 29, 2020 (54 d) |
| William Thomas Rabbitt | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Nov 29, 2019 | Nov 27, 2019 |
| Michael Andrew Rabbitt | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Nov 29, 2019 | Dec 16, 2019 |
| Thomas Rush | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Nov 22, 2019 | Jan 12, 2018 |
| George Davis | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Nov 22, 2019 | Jan 12, 2018 |
| Shawn Mckeown | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Nov 22, 2019 | Jan 9, 2018 |
| Matthew John Macek | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Nov 19, 2019 | Aug 28, 2020 (283 d) |
| Brian Dorflinger | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | May 18, 2020 (185 d) |
| Michael P Mcdermott | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 9, 2019 | Apr 18, 2012 |
| Kevin Mcdermott | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 9, 2019 | Jun 20, 2012 |
| Geoffrey Frederick Forcino | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 9, 2019 | May 30, 2012 |
| Nicholas Olesen | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 9, 2019 | May 24, 2012 |
| Jason Michael Mccarthy | Raymond James & Associates, Inc. national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2019 | Oct 15, 2019 |
| Felipe Castaneda | Td Ameritrade, Inc. no RAUM | Private Advisor Group, LLC independent RIA | Other | Sep 11, 2019 | Oct 3, 2019 |
| Anthony J Poe | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC independent RIA | Other | Aug 15, 2019 | Aug 16, 2019 |
| Wendy M Kelly | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Aug 7, 2019 | Nov 27, 2019 (112 d) |
| Peter V Trulli | Morgan Stanley wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2019 | May 27, 2021 (680 d) |
| Sean Errol Dehaan | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 | Jun 13, 2019 |
| Craig Lipniskis | Horter Investment Management, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2019 | Jan 4, 2021 (553 d) |
| John Greer | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC independent RIA | Other | Jun 14, 2019 | Jun 20, 2019 |
| Dianne Lynn Paroubek | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Feb 1, 2019 |
| John Edward Connor | Fifth Third Securities, Inc. BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Sep 3, 2019 (81 d) |
| Victoria Elizabeth Lindsey | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2019 | May 31, 2019 |
| Steve Jerome Cotton | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | Feb 1, 2019 |
| Aaron Michael Katyl | Pruco Securities, LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | May 21, 2019 |
| Christopher Lee Johnson | Primerica Advisors national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2019 | May 17, 2019 |
| Justin Benjamin Erfer | Summit Financial, LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | May 28, 2019 |
| Adam Bradley Weiner | Fsc Securities Corporation BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Sep 2, 2025 (2304 d) |
| Ralph Lamar Youngblood | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | Feb 1, 2019 |
| Julius Edwin Lord | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | May 23, 2019 |
| Daniel Capper Youngblood | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | Feb 1, 2019 |
| Lindsey Nelson Toole | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Apr 30, 2019 |
| John Karl Broman | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Jan 10, 2025 (2096 d) |
| Janet Marie Horowitz | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Mar 29, 2019 | Apr 2, 2019 |
| Mark Edward Thompson | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Apr 5, 2019 |
| Bryan Laverman | LPL Financial LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Mar 18, 2019 | Nov 15, 2018 |
| Brian A Slattery | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | May 24, 2021 (801 d) |
| Philip Leonardo Platania | Sica Wealth Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Mar 4, 2019 | Mar 6, 2019 |
| John Robert Mara | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC independent RIA | Other | Feb 27, 2019 | Feb 15, 2019 |
| Harold H Philipsen | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC BD affiliated | Other | Jan 9, 2019 | Dec 14, 2020 (705 d) |
| James Patton Clark | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 2, 2019 |
| Richard David Fontana | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jul 31, 2024 (2039 d) |
| Adrian Elder | LPL Financial LLC independent RIA | Private Advisor Group, LLC other | Other | Dec 31, 2018 | Jan 12, 2018 |
| Brian Lane Smith | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Dec 15, 2018 |
| Chad Jeremy Mast | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Nov 15, 2018 |
| James Robert Mehok | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Nov 15, 2018 |
| Clare P Diamond | Janney Montgomery Scott LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Feb 11, 2019 (56 d) |
| George Christopher Sukkar | Charles Schwab & Co., Inc. national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Jan 3, 2019 |
| Michael Adrian Porrey | Iht Wealth Management LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 7, 2018 | Dec 3, 2018 |
| Paul Buehner Merrill | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 24, 2018 |
| James Francis Worfolk | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 31, 2018 |
| David Joel Brower | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 31, 2018 |
| Michael Ron Onkes | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 24, 2018 |
| Timothy John Mckenna Jr | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 | Dec 15, 2018 |
| Marc David Saurborn | Patrumin Investors, LLC state registered | Private Advisor Group, LLC independent RIA | Other | Nov 15, 2018 | Jan 23, 2019 (69 d) |
| Kathryn Zurcher | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2018 | Oct 20, 2020 (714 d) |
| Mathew Parsons | Citizens Securities, Inc. BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 12, 2018 |
| Vincent G Maffucci | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Oct 23, 2018 | Oct 19, 2018 |