| Noah Arthur Buehner | Edward Jones national BD | Scottrade Investment Management other | Other | Feb 7, 2013 | Jan 6, 2017 (1429 d) |
| John E. Mayo | Bb&T Investment Services, Inc. no RAUM | Scottrade Investment Management other | Other | Feb 1, 2013 | Mar 2, 2017 (1490 d) |
| David Erwin Dooling | Alton Capital Management, Inc. other | Scottrade Investment Management other | Other | Dec 21, 2012 | Apr 28, 2017 (1589 d) |
| Brian Self | Edward Jones national BD | Scottrade Investment Management other | Other | Dec 12, 2012 | Dec 23, 2016 (1472 d) |
| Alfonso Durazo | J.P. Morgan Securities LLC wirehouse | Scottrade Investment Management other | Other | Nov 8, 2012 | Sep 16, 2016 (1408 d) |
| Brian Eugene Campos | Capital Cities Asset Management Inc unclassified | Scottrade Investment Management other | Other | Nov 7, 2012 | Nov 17, 2016 (1471 d) |
| Madeleine Sophie Beckmann | Cambridge Investment Research Advisors, Inc. other | Scottrade Investment Management no RAUM | Other | Oct 22, 2012 | Mar 20, 2014 (514 d) |
| Tri D Nguyen | J.P. Morgan Securities LLC wirehouse | Scottrade Investment Management other | Other | Oct 17, 2012 | Sep 28, 2016 (1442 d) |
| Geoffrey Bishop Harris | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Oct 9, 2012 | Jun 29, 2017 (1724 d) |
| Jason Raymond Steeno | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management no RAUM | Other | Oct 3, 2012 | Mar 20, 2014 (533 d) |
| Kevin Bostory | Park Avenue Securities LLC other | Scottrade Investment Management other | Other | Jul 19, 2012 | Jan 27, 2017 (1653 d) |
| Matthew G. Wilson | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management no RAUM | Other | Jun 29, 2012 | Mar 20, 2014 (629 d) |
| Austin Dulaney Schutz | J.P. Morgan Securities LLC wirehouse | Scottrade Investment Management other | Other | May 15, 2012 | Aug 4, 2016 (1542 d) |
| Roman Yakubov | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scottrade Investment Management other | Other | Apr 30, 2012 | May 17, 2017 (1843 d) |
| James Alan Mccaughey | Morgan Stanley wirehouse | Scottrade Investment Management other | Other | Apr 27, 2012 | Apr 28, 2016 (1462 d) |
| Marc Angelo De Fiori | Morgan Stanley wirehouse | Scottrade Investment Management other | Other | Apr 18, 2012 | Sep 16, 2016 (1612 d) |
| Michael Curtis Cameron | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Apr 4, 2012 | Sep 15, 2016 (1625 d) |
| Matthew Fiss | LPL Financial LLC other | Scottrade Investment Management other | Other | Mar 2, 2012 | Jun 28, 2017 (1944 d) |
| Clayton Michael Kneip | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Jan 19, 2012 | Jan 5, 2017 (1813 d) |
| Thomas Gross | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Jan 13, 2012 | Dec 23, 2016 (1806 d) |
| Duane Cameron Davis | LPL Financial LLC other | Scottrade Investment Management other | Other | Dec 31, 2011 | Jan 25, 2017 (1852 d) |
| Donald Robert Ruzicka | Msi Financial Services, Inc. other | Scottrade Investment Management other | Other | Dec 23, 2011 | Dec 1, 2014 (1074 d) |
| Stephen Leo Werkmeister | Edward Jones national BD | Scottrade Investment Management other | Other | Nov 16, 2011 | Aug 11, 2016 (1730 d) |
| Kenneth Edward Wiles | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Oct 18, 2011 | Apr 25, 2017 (2016 d) |
| Dustin Nicholas French | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Oct 11, 2011 | Jul 25, 2016 (1749 d) |
| Ramak Fazeli | Cetera Advisor Networks LLC other | Scottrade Investment Management other | Other | Sep 23, 2011 | May 31, 2017 (2077 d) |
| Andrew J Briesacher | Morgan Keegan & Company, LLC other | Scottrade Investment Management other | Other | Sep 19, 2011 | Aug 20, 2014 (1066 d) |
| William G Adams | Pnc Wealth Management other | Scottrade Investment Management other | Other | Sep 14, 2011 | Dec 21, 2016 (1925 d) |
| Thomas Michael Kriss | Saxony Capital Management, LLC other | Scottrade Investment Management other | Other | Jun 30, 2011 | Jul 11, 2014 (1107 d) |
| James Edward Phelps | Edward Jones national BD | Scottrade Investment Management other | Other | Jun 27, 2011 | May 1, 2017 (2135 d) |
| Ciro Lipariti | Chase Investment Services Corp. other | Scottrade Investment Management BD affiliated | Other | Mar 23, 2011 | Dec 22, 2017 (2466 d) |
| Michael Anthony Capozzi | Equitable Advisors, LLC national BD | Scottrade Investment Management other | Other | Mar 7, 2011 | Apr 19, 2017 (2235 d) |
| Christopher Ruiz | Edward Jones national BD | Scottrade Investment Management other | Other | Jan 28, 2011 | Mar 18, 2016 (1876 d) |
| Chi Lam | Chase Investment Services Corp. other | Scottrade Investment Management other | Other | Jan 24, 2011 | Mar 29, 2017 (2256 d) |
| Douglas G Galantowicz | Waddell & Reed other | Scottrade Investment Management other | Other | Jan 20, 2011 | May 3, 2017 (2295 d) |
| Michael Lap-Yan Cheung | Edward Jones national BD | Scottrade Investment Management other | Other | Dec 8, 2010 | Sep 15, 2016 (2108 d) |
| Sei Il Im | Chase Investment Services Corp. other | Scottrade Investment Management other | Other | Oct 26, 2010 | May 8, 2017 (2386 d) |
| Mary Ann Pervis | Edward Jones national BD | Scottrade Investment Management other | Other | Sep 1, 2010 | Apr 29, 2016 (2067 d) |
| Stephen Elcock | E*Trade Capital Management, LLC other | Scottrade Investment Management other | Other | Jun 7, 2010 | Jun 29, 2017 (2579 d) |
| Robert L Peng | Wells Fargo Investments, LLC unclassified | Scottrade Investment Management other | Other | May 20, 2010 | Sep 28, 2016 (2323 d) |
| Kwai Yun Chan | Hsbc Securities (USA) Inc. other | Scottrade Investment Management other | Other | Apr 19, 2010 | Mar 29, 2017 (2536 d) |
| Stephon Denell Pieters | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jan 25, 2010 | Sep 28, 2016 (2438 d) |
| Jason Johan Runung | Hegarty Investment Logic, LLC state registered | Scottrade Investment Management other | Other | Jan 8, 2010 | May 5, 2017 (2674 d) |
| Brian Thomas Attard | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Oct 19, 2009 | May 10, 2017 (2760 d) |
| Andrew J Wagnaar | Cetera Investment Services LLC other | Scottrade Investment Management other | Other | Aug 24, 2009 | Apr 30, 2015 (2075 d) |
| Michael Alan Alonso | T. Rowe Price Advisory Services, Inc. no RAUM | Scottrade Investment Management other | Other | Aug 18, 2009 | May 25, 2017 (2837 d) |
| Louis Kevin Jeffries | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jul 21, 2009 | Nov 29, 2016 (2688 d) |
| Dennis M Seeley | Amundi Pioneer Institutional Asset Management, Inc. other | Scottrade Investment Management other | Other | Jul 14, 2009 | Feb 16, 2017 (2774 d) |
| Damon Liang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scottrade Investment Management other | Other | Jun 23, 2009 | Sep 19, 2016 (2645 d) |
| Shane J Walock | Wells Fargo Investments, LLC unclassified | Scottrade Investment Management other | Other | Jun 1, 2009 | Apr 20, 2017 (2880 d) |
| Robert William Elmer | LPL Financial LLC other | Scottrade Investment Management other | Other | May 5, 2009 | May 12, 2017 (2929 d) |
| Timothy Michael Cody | LPL Financial LLC other | Scottrade Investment Management other | Other | Mar 24, 2009 | Jan 27, 2017 (2866 d) |
| Mark A Garcia | Banc Of America Investment Services, Inc. unclassified | Scottrade Investment Management other | Other | Jan 29, 2009 | Sep 16, 2016 (2787 d) |
| Rodney Lee Hazelton | Ameritas Advisory Services other | Scottrade Investment Management other | Other | Dec 16, 2008 | Apr 5, 2017 (3032 d) |
| Keith E Nubel | Oppenheimer & Co. Inc. other | Scottrade Investment Management other | Other | Dec 1, 2008 | Mar 29, 2017 (3040 d) |
| Jack Ji Kit Chau | Citigroup Global Markets Inc. other | Scottrade Investment Management other | Other | Nov 12, 2008 | Sep 14, 2016 (2863 d) |
| Patrick Aloysius White | Equitable Advisors, LLC national BD | Scottrade Investment Management other | Other | Oct 3, 2008 | Nov 29, 2016 (2979 d) |
| Bryan Shore | Edward Jones national BD | Scottrade Investment Management other | Other | Sep 10, 2008 | Apr 4, 2017 (3128 d) |
| Eric Jack Zehnder | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jul 11, 2008 | Jan 10, 2017 (3105 d) |
| Sandra Eleanor Yates | Cuso Financial Services, L.P. other | Scottrade Investment Management other | Other | May 2, 2008 | Jan 27, 2017 (3192 d) |