DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,473 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Travis Earl Lee Sanders | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 13, 2023 |
| Brian Thomas Blair | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Jan 24, 2023 |
| Nataliia A Romriell | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2023 | Jan 4, 2023 |
| Jeffrey Carl Perry | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2023 | Jan 13, 2023 |
| Suchit Rohit Vyas | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Apr 24, 2023 (123 d) |
| Sarah Kelsey Pham | Schwab Wealth Advisory, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Dec 15, 2022 | Feb 2, 2023 (49 d) |
| Amber Nicole Whitford | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2022 | Dec 19, 2022 |
| Luiz Augusto Souto-Maior | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Nov 29, 2022 |
| Paula Marie Terry | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2022 | Dec 6, 2022 |
| Seth Richard Thiele | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2022 | Dec 14, 2022 |
| Ivanhoe Juan Samuels | Primerica Advisors national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Dec 8, 2022 |
| Neha Maithani | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Apr 26, 2023 (139 d) |
| Rachel Lee Torres | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2022 | Nov 4, 2022 |
| Victor Yip | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2022 | Dec 2, 2022 |
| Jayden Alan Epperson | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 30, 2022 | Nov 28, 2022 |
| Ronald Stephen Knight | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2022 | Nov 16, 2022 |
| Bac Phuong Hoang Walker | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Nov 29, 2022 |
| Michael Mathewson | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2022 | Mar 15, 2023 (125 d) |
| Christian Ayalew | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2022 | Nov 10, 2022 |
| Esmeralda Angulo | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2022 | Nov 4, 2022 |
| Michael Robb | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Feb 13, 2023 (103 d) |
| Darren Michael Mier | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Nov 2, 2022 |
| Christy Isordia | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Dec 20, 2022 (48 d) |
| Brady Alan Jacobsen | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 30, 2022 | Oct 28, 2022 |
| Christopher James Randolph | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Feb 21, 2024 (483 d) |
| Amanda Riley York | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2022 | Oct 31, 2022 |
| Sean Douglas Ridley | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2022 | Nov 9, 2022 |
| Matthew Bryon Gorton | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Nov 22, 2022 (36 d) |
| Gary Allen Ulam | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2022 | Oct 4, 2022 |
| Sean Patrick Miller | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Oct 12, 2022 |
| Alex Noe Sanchez | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 3, 2022 | Sep 30, 2022 |
| Teresa Lynn De La Torre | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2022 | Dec 6, 2022 (67 d) |
| Scottie Lamar Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 21, 2022 | Sep 13, 2022 |
| Thomas James Fahrenhorst | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2022 | Feb 1, 2024 (499 d) |
| William James Cortus | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2022 | Aug 30, 2022 |
| Daniel Alejandro Torres Gonzalez | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2022 | Sep 2, 2022 |
| Jason Chia Wun Chen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2022 | Sep 15, 2022 |
| William Adrian Thompson | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Oct 20, 2022 (50 d) |
| Scott Dana Faulkner | Cerity Partners Ocio LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2022 | Feb 15, 2023 (170 d) |
| Dustin Dean Stroh | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2022 | Oct 25, 2022 (63 d) |
| Saksoknik Sopheak | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2022 | Jan 6, 2023 (142 d) |
| Nicole Koren Clark | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Dec 12, 2022 (129 d) |
| Christopher Louis Chepy | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2022 | Oct 11, 2022 (68 d) |
| Joshua Dirk Boomsma | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2022 | Jul 29, 2022 |
| Grigoriy V Kuznetsov | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | May 24, 2024 (660 d) |
| Charles Philip Staples | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 14, 2022 |
| Randal Warren Best | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2022 | Jul 20, 2022 |
| Joshua Canales | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2022 | Aug 4, 2022 |
| Soheil Mahdavian | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2022 | Jul 11, 2022 |
| Brennan Everett Scheel | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2022 | Jun 29, 2022 |
| Kim Thien Tran Nguyen | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | May 16, 2024 (685 d) |
| Troy Robert Stansbury | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2022 | Aug 12, 2022 (46 d) |
| Huy Hoang Le | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2022 | Jun 29, 2022 |
| Caleb Leif Spore | Transamerica Retirement Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 6, 2022 |
| David Ta-Wei Lee | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2022 | May 31, 2022 |
| Ramon Paul Reyes | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | May 24, 2022 |
| Dawn Teree Stoffel | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | Aug 16, 2022 (84 d) |
| Jesse Sheridan Axtell | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 13, 2022 |
| Michael Alan Fleming | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Nov 21, 2025 (1283 d) |
| Jacob Joseph Meis | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 3, 2022 |