Advisor moves

Arrivals at Esi Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler E DegeneffeMML Investors Services, LLC otherEsi Financial Advisors otherOtherAug 10, 2017Aug 7, 2017
Edward Bruno DegeneffeMML Investors Services, LLC otherEsi Financial Advisors otherOtherAug 10, 2017Aug 7, 2017
Steven Charles FoerschlMML Investors Services, LLC otherEsi Financial Advisors otherOtherAug 9, 2017Aug 25, 2017
Gayle Marie JendzejecLifetime Advisors Group unclassifiedEsi Financial Advisors otherOtherAug 2, 2017Sep 5, 2017 (34 d)
Brenda Louise BridgesEquitable Advisors, LLC national BDEsi Financial Advisors otherOtherAug 2, 2017Aug 11, 2017
George ChiuAmeritas Advisory Services otherEsi Financial Advisors otherOtherJul 28, 2017Jul 10, 2017
Jenning Chenyin ChenAmeritas Advisory Services otherEsi Financial Advisors otherOtherJul 27, 2017Jul 12, 2017
Janice LangAmeritas Advisory Services otherEsi Financial Advisors otherOtherJul 24, 2017Jul 10, 2017
John Joseph CunninghamBoston Harbor Investment Management state registeredEsi Financial Advisors otherOtherJun 2, 2017Aug 29, 2017 (88 d)
Cynthia Denise ReavisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEsi Financial Advisors otherOtherMay 2, 2017May 10, 2017
Frances WorthingtonMML Investors Services, LLC otherEsi Financial Advisors otherOtherMar 24, 2017Jul 27, 2017 (125 d)
James Michael HuntMorgan Stanley wirehouseEsi Financial Advisors otherOtherMar 6, 2017Mar 14, 2017
Vincent Joseph AimettiHornor, Townsend & Kent, LLC otherEsi Financial Advisors BD affiliatedOtherMar 2, 2017Apr 5, 2021 (1495 d)
Stephen Lawrence MathiasonAmeritas Advisory Services otherEsi Financial Advisors otherOtherJan 13, 2017Jan 12, 2017
Alicia MajeskiStrategic Advisers LLC national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2017Jun 26, 2018 (531 d)
Lawrence James RoemerSignator Investors, Inc. otherEsi Financial Advisors otherOtherDec 31, 2016Apr 19, 2017 (109 d)
Romonia Bradford LeeTransamerica Financial Advisors, LLC otherEsi Financial Advisors BD affiliatedOtherDec 31, 2016Jan 2, 2019 (732 d)
Daniel Robert MoruzziMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherDec 7, 2016Dec 8, 2016
Thomas Joseph BarbacciaOsaic Fa, Inc. otherEsi Financial Advisors otherOtherOct 21, 2016Jan 10, 2017 (81 d)
Scott Richard SolodSantander Securities otherEsi Financial Advisors otherOtherOct 14, 2016Oct 26, 2016
Anthony Wilfredo AriasCetera Advisors LLC otherEsi Financial Advisors otherOtherOct 6, 2016Oct 12, 2016
Timothy James DunnebackMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherSep 1, 2016Sep 9, 2016
Michael PainHsbc Securities (USA) Inc. otherEsi Financial Advisors otherOtherAug 31, 2016May 18, 2017 (260 d)
Michael Patrick PrevitiMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherAug 26, 2016Sep 13, 2016
Nicola RiversoMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherAug 2, 2016Aug 1, 2016
Jeffrey Ira FriedrichMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherAug 2, 2016Aug 1, 2016
Benjamin Gerald ZarzyckiNorthwestern Mutual Investment Services,LLC no RAUMEsi Financial Advisors BD affiliatedOtherJul 7, 2016Jul 27, 2022 (2211 d)
Richard S HyamsMsi Financial Services, Inc. otherEsi Financial Advisors BD affiliatedOtherJun 2, 2016Jun 22, 2021 (1846 d)
Karlyn Brittany GrassoMsi Financial Services, Inc. otherEsi Financial Advisors BD affiliatedOtherMay 3, 2016Jun 22, 2021 (1876 d)
Carey Ann YukichOneamerica Securities, Inc. otherEsi Financial Advisors otherOtherMar 18, 2016Mar 25, 2016
Aquilino Alfredo MayoSagepoint Financial, Inc. otherEsi Financial Advisors otherOtherMar 3, 2016Mar 9, 2016
Rebecca Nassar DunneHornor, Townsend & Kent, LLC otherEsi Financial Advisors otherOtherFeb 2, 2016Jul 20, 2016 (169 d)
Jon Michael BartholomewCbiz Retirement Plan Advisory Services otherEsi Financial Advisors otherOtherJan 15, 2016Sep 21, 2016 (250 d)
Tara Jean ShowalterSagepoint Financial, Inc. otherEsi Financial Advisors otherOtherJan 13, 2016Apr 29, 2016 (107 d)
Keith Jeffrey MaederOsaic Fa, Inc. otherEsi Financial Advisors otherOtherJan 13, 2016Mar 20, 2017 (432 d)
Timothy Van Ryder1st Global Advisors Inc otherEsi Financial Advisors otherOtherDec 23, 2015Feb 1, 2016 (40 d)
Jay William WeyersOneamerica Securities, Inc. otherEsi Financial Advisors otherOtherNov 23, 2015Nov 24, 2015
Scott S MckeeverOneamerica Securities, Inc. otherEsi Financial Advisors otherOtherNov 23, 2015Nov 23, 2015
Mary Elizabeth SpechtMorgan Stanley wirehouseEsi Financial Advisors otherOtherNov 19, 2015Nov 30, 2015
Jonathan Andrew HoffmanConcourse Financial Group Advisors otherEsi Financial Advisors otherOtherOct 28, 2015Oct 26, 2015
Samantha Brandon BeverleyCommonwealth Financial Network national BDEsi Financial Advisors otherOtherOct 19, 2015Sep 18, 2017 (700 d)
Bradley J. HansingOneamerica Securities, Inc. otherEsi Financial Advisors otherOtherOct 8, 2015Oct 28, 2015
Neal O ReginoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEsi Financial Advisors otherOtherSep 11, 2015Dec 10, 2015 (90 d)
Rodolfo Ernesto RodriguezMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherSep 8, 2015Sep 29, 2015
John David FlynnPruco Securities, LLC otherEsi Financial Advisors otherOtherAug 17, 2015Aug 19, 2015
Michael PuttmannFormidable Asset Management, LLC otherEsi Financial Advisors independent RIAOtherJul 14, 2015Jun 20, 2025 (3629 d)
Vincent MallonJ.P. Morgan Securities LLC wirehouseEsi Financial Advisors otherOtherJul 6, 2015Jan 21, 2016 (199 d)
Michael V MarinoPruco Securities, LLC otherEsi Financial Advisors otherOtherJun 5, 2015Jun 10, 2015
Tyron Blake DraperEquitable Advisors, LLC national BDEsi Financial Advisors otherOtherApr 30, 2015Apr 29, 2015
Andrew James NidaLPL Financial LLC otherEsi Financial Advisors otherOtherApr 2, 2015Apr 1, 2015
James Norman RileyLantern Wealth Advisors, LLC otherEsi Financial Advisors otherOtherApr 1, 2015Apr 2, 2015
John Henry RepassPks Investment Advisors LLC otherEsi Financial Advisors otherOtherMar 16, 2015Mar 23, 2015
Michael SellittoMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherJan 20, 2015Mar 26, 2015 (65 d)
David Norman JacowitzHornor, Townsend & Kent, LLC otherEsi Financial Advisors otherOtherJan 15, 2015Jul 3, 2017 (900 d)
Schane Pierce GoheenPruco Securities, LLC otherEsi Financial Advisors otherOtherJan 14, 2015Jan 12, 2015
Peter SwansenMsi Financial Services, Inc. otherEsi Financial Advisors BD affiliatedOtherDec 23, 2014Jun 22, 2021 (2373 d)
Mark Paul De Guzman JuloyaPruco Securities, LLC otherEsi Financial Advisors otherOtherDec 23, 2014Jan 20, 2015
Guy Abbott AlderdiceMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherDec 9, 2014Dec 10, 2014
Steve Ray MoneEdward Jones national BDEsi Financial Advisors otherOtherDec 9, 2014Apr 15, 2015 (127 d)
Charles Lewis GreenLPL Financial LLC otherEsi Financial Advisors otherOtherNov 25, 2014May 8, 2015 (164 d)
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500 moves match.