DFX Intelligence
Advisor moves
Arrivals at E*Trade Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicolas Jacob Wolfson | T. Rowe Price Advisory Services, Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 4, 2019 | Feb 15, 2019 |
| Andrew D Greaves | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Feb 5, 2019 |
| Ian Stephens | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Feb 22, 2019 |
| Matthew R Linscott | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Oct 10, 2019 (253 d) |
| Puran Sugrim | T. Rowe Price Advisory Services, Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jan 28, 2019 | Jan 31, 2019 |
| Timothy Neville Fowler | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 23, 2019 | Jan 25, 2019 |
| Samuel Anton Goerss | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Jan 28, 2019 |
| Paula Larson | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 15, 2019 | Jan 8, 2021 (724 d) |
| Kevin Warren Petersen | Stifel, Nicolaus & Company, Incorporated national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2019 | Feb 6, 2019 |
| Nathan David Stewart | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 9, 2019 | Feb 21, 2019 (43 d) |
| Edgar Pino | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 7, 2019 | Jan 18, 2019 |
| Robert G Burke | Stancorp Investment Advisers, Inc. other | E*Trade Capital Management, LLC independent RIA | Other | Jan 4, 2019 | Feb 22, 2019 (49 d) |
| Stephen Bornet | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jan 3, 2019 | Jan 29, 2019 |
| Jill Aurell Pettijohn | Transamerica Financial Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jun 19, 2020 (536 d) |
| James Rohn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 19, 2018 | Jan 15, 2019 |
| Kevin James Mccarthy | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2018 | Jan 28, 2019 (41 d) |
| Anthony Catapano | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Dec 10, 2018 | Dec 26, 2018 |
| Tyler John Bingham | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 6, 2018 | Dec 7, 2018 |
| James Lang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 30, 2018 | Dec 12, 2018 |
| Justin Noyle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 30, 2018 | Nov 27, 2018 |
| Jennifer R Olenik | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 29, 2018 | May 7, 2019 (159 d) |
| Richard K Powers | UBS Financial Services Inc. wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 29, 2018 | Dec 3, 2018 |
| Christopher Laurence Swaine | Checchi Capital Advisers, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Nov 8, 2018 | Mar 13, 2019 (125 d) |
| Andrew Joseph Schultz | Pnc Wealth Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 1, 2018 |
| Kourtney C Cooper | Td Ameritrade, Inc. no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Oct 24, 2018 | Jul 24, 2019 (273 d) |
| Renee Dalal Dawson | Mesirow Financial Investment Management, Inc. mixed wealth | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Oct 17, 2018 | Oct 23, 2018 |
| Andres Chavez | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 7, 2018 | Oct 30, 2019 (388 d) |
| Sandra Buhay | Td Ameritrade, Inc. no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Sep 27, 2018 | Sep 28, 2018 |
| Edward William Hanhardt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 20, 2018 | Sep 25, 2018 |
| Rakesh Ravani | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 10, 2018 | Sep 13, 2018 |
| Jeffrey Beck | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 7, 2018 | Oct 22, 2018 (45 d) |
| Nicole Marie Amore | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 6, 2018 | Sep 10, 2018 |
| Ricardo Brenner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 6, 2018 | Sep 13, 2018 |
| Michael Nguyen | Commonwealth Financial Network national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2018 | May 15, 2020 (646 d) |
| Brandon M Cable | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Aug 7, 2018 | Oct 22, 2018 (76 d) |
| Samuel M Reed | Capital One Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2018 | Jan 3, 2019 (150 d) |
| Meeshan Antonio Reid | Capital One Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2018 | Aug 7, 2018 |
| Daryl Joseph Martin | Valic Financial Advisors, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2018 | Jul 11, 2018 |
| Benjamin Jack Yerke | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 13, 2018 | Jul 24, 2018 |
| Robert Wright | Strategic Advisers LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2018 | Feb 7, 2020 (574 d) |
| Tyler Ryan Christiansen | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Oct 4, 2018 (94 d) |
| Laura Beninato | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Jun 28, 2018 |
| Rachel Metallo | Edelman Financial Engines independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jun 25, 2018 | Jul 6, 2018 |
| Angela Vohs | Td Ameritrade, Inc. no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Jun 22, 2018 | Jun 13, 2018 |
| Trent Anthony Dattoli | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jun 28, 2018 |
| Patrick Lee | U.S. Bancorp Investments, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2018 | Jun 26, 2018 |
| Neville Kapoor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 7, 2018 | Jun 15, 2018 |
| James Thomas Carr | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2018 | Jun 19, 2018 |
| Michael Anthony Wenc | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 2, 2018 | Jun 13, 2018 |
| Christopher Lawrence Isao Koyama | Bancwest Investment Services, Inc. (Bwis) BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2018 | May 24, 2018 |
| Dustin Bruce | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 23, 2018 | Jun 14, 2018 |
| Kelly Alexander | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | May 22, 2018 | May 25, 2018 |
| Troy M Broadbent | Pnc Wealth Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2018 | May 23, 2018 |
| Evan M Kearns | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | May 21, 2018 |
| Ryan Thomas Fisher | Strategic Advisers LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2018 | Apr 20, 2018 |
| Joshua Enrique Espinoza | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2018 | May 3, 2018 |
| Joseph Vessecchia | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2018 | May 1, 2018 |
| William Robert Doss | Strategic Advisers LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2018 | Jan 7, 2019 (273 d) |
| Ryan Book Woodard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 27, 2018 | Mar 4, 2019 (342 d) |
| Theresa Marie Sommerdyke | Robert W. Baird & Co. Incorporated mixed wealth | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Mar 23, 2018 | Mar 26, 2018 |
865 moves match.