Advisor moves

Arrivals at Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cory NiverChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherAug 25, 2010Sep 14, 2010
Brad Christian LittleCetera Advisor Networks LLC otherUsaa Financial Planning Services no RAUMOtherAug 16, 2010Sep 10, 2010
Brian Carl MeythalerEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 12, 2010Sep 30, 2010 (49 d)
Joshua David Van WagenenLPL Financial LLC otherUsaa Financial Planning Services no RAUMOtherAug 4, 2010Aug 17, 2010
Mitchell Wayne SmythSuntrust Investment Services, Inc. otherUsaa Financial Planning Services no RAUMOtherAug 4, 2010Aug 23, 2010
Andrew P OgilvieChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherAug 3, 2010Nov 29, 2010 (118 d)
David Michael BartoskiLPL Financial LLC otherUsaa Financial Planning Services no RAUMOtherJul 19, 2010Jul 30, 2010
Josephine Ann AiosaFoothill Securities, Inc. otherUsaa Financial Planning Services no RAUMOtherJul 14, 2010May 5, 2011 (295 d)
Paul Daniel RobertsWells Fargo Investments, LLC unclassifiedUsaa Financial Planning Services no RAUMOtherJul 6, 2010Jun 23, 2011 (352 d)
Jeanine Schaack PayneMorgan Stanley wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 28, 2010Jul 2, 2010
Zehra M CandlerWatson Capital Management, Inc. otherUsaa Financial Planning Services no RAUMOtherJun 21, 2010Sep 3, 2010 (74 d)
John Wesley RankinEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 18, 2010Jul 8, 2010
Michael Eugene GladwinEquitable Advisors, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 9, 2010Oct 20, 2011 (498 d)
Todd Robert FaulknerEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 9, 2010May 6, 2011 (331 d)
John James SheehanRegentatlantic otherUsaa Financial Planning Services no RAUMOtherJun 2, 2010Jun 15, 2010
Kathleen R CashattMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2010Jun 25, 2010 (32 d)
Nathan Niels FaerberTmd & Associates, Inc. otherUsaa Financial Planning Services no RAUMOtherMay 24, 2010Jun 8, 2010
Jerrod R SummersThrivent Investment Management Inc. otherUsaa Financial Planning Services no RAUMOtherMay 13, 2010Jun 3, 2010
Jorge VillalobosPruco Securities, LLC otherUsaa Financial Planning Services no RAUMOtherMay 6, 2010Aug 4, 2011 (455 d)
Nicholas James HargreavesNew England Securities Corporation otherUsaa Financial Planning Services no RAUMOtherMay 5, 2010Jun 14, 2010 (40 d)
Christopher James BenignoCullum & Burks Securities, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherMay 4, 2010Sep 21, 2011 (505 d)
Andrew Bradley McclainAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 14, 2010Jun 21, 2010 (68 d)
Andrew Richard StaleyCuso Financial Services, L.P. otherUsaa Financial Planning Services no RAUMOtherApr 12, 2010Aug 25, 2010 (135 d)
William Cory ArchibaldEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 9, 2010May 25, 2010 (46 d)
Timothy A. LloydSuntrust Investment Services, Inc. otherUsaa Financial Planning Services no RAUMOtherMar 31, 2010Oct 4, 2010 (187 d)
Sarah Anne SealeyU.S. Bancorp Advisors, LLC otherUsaa Financial Planning Services no RAUMOtherMar 31, 2010Apr 19, 2010
Douglas Joseph HigginsEquitable Advisors, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 31, 2010Apr 13, 2010
Todd MuncyCharles Schwab & Co., Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 18, 2010May 12, 2010 (55 d)
Abigail Adams Brencick ReadCharles Schwab & Co., Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 17, 2010Apr 15, 2010
Daniel Lee WhiteCharles Schwab & Co., Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 16, 2010Mar 20, 2013 (1100 d)
Daniel George GimmelliMorgan Stanley wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 10, 2010Mar 18, 2010
Joseph Bedford JamesMoney Managers, Inc. otherUsaa Financial Planning Services no RAUMOtherMar 8, 2010Mar 8, 2010
Lee Anne PrzybylaForum Financial Management, LP otherUsaa Financial Planning Services no RAUMOtherMar 3, 2010Mar 22, 2010
Eric Thomas LingHornor, Townsend & Kent, LLC otherUsaa Financial Planning Services no RAUMOtherFeb 26, 2010Mar 11, 2010
Stephen Lloyd GoodMML Investors Services, LLC otherUsaa Financial Planning Services no RAUMOtherFeb 24, 2010Mar 12, 2010
James Gerald HamiltonChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherFeb 18, 2010Mar 10, 2010
Gina GonzalezEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 12, 2010Apr 13, 2010 (60 d)
Kenneth J MichaudVoya Investment Management Co. LLC otherUsaa Financial Planning Services no RAUMOtherFeb 8, 2010Mar 19, 2010 (39 d)
Keri Ann AlcosMorgan Stanley wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 4, 2010Feb 16, 2010
Michael Sean MolloyVanguard Advisers, Inc. otherUsaa Financial Planning Services no RAUMOtherFeb 4, 2010Feb 12, 2010
Michael Stephen FrazierKey Investment Services LLC otherUsaa Financial Planning Services no RAUMOtherJan 22, 2010Feb 18, 2010
Roy Edward PlumleeCharles Schwab & Co., Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 15, 2010May 11, 2011 (481 d)
Peter John TomassiRiverstone Wealth Management otherUsaa Financial Planning Services no RAUMOtherJan 15, 2010May 3, 2010 (108 d)
Timothy Paul HammondUvest Financial Services Group, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherJan 13, 2010Feb 4, 2010
Andrew SimmonsChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherJan 12, 2010Mar 15, 2011 (427 d)
Jason Allen RomphRBC Capital Markets, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2009Feb 9, 2010 (40 d)
John Charles OconnorAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 22, 2009Mar 19, 2010 (87 d)
Thomas Kendall VanceVisionlink Financial Advisors, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherDec 16, 2009Aug 31, 2011 (623 d)
Michelle Baum BradfordVoya Financial Advisors, Inc. otherUsaa Financial Planning Services no RAUMOtherDec 8, 2009Jul 7, 2011 (576 d)
Michael K RobbinsChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherDec 8, 2009Dec 21, 2009
Joshua William BeamsEquitable Advisors, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 4, 2009Dec 21, 2009
David Lloyd CassoWealth Advisors, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherDec 2, 2009May 1, 2010 (150 d)
Ira Matthew UtayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 2, 2009Dec 15, 2009
David Paul CatronNext Financial Group, Inc. otherUsaa Financial Planning Services no RAUMOtherDec 1, 2009Jan 7, 2010 (37 d)
Michael William TroxellStrategic Advisers LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 24, 2009Dec 21, 2009
Aaron Michael PulsfordEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 19, 2009Dec 18, 2009
Victor Antonio MendezUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherNov 13, 2009Nov 13, 2009
Robert BudraitisWaddell & Reed otherUsaa Financial Planning Services no RAUMOtherNov 12, 2009Sep 8, 2011 (665 d)
Michael BratszteinSuntrust Investment Services, Inc. otherUsaa Financial Planning Services no RAUMOtherNov 11, 2009Jan 4, 2010 (54 d)
Christopher Wyman SmithTd Ameritrade, Inc. no RAUMUsaa Financial Planning Services no RAUMOtherNov 3, 2009Mar 4, 2010 (121 d)
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589 moves match.