| Cory Niver | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Aug 25, 2010 | Sep 14, 2010 |
| Brad Christian Little | Cetera Advisor Networks LLC other | Usaa Financial Planning Services no RAUM | Other | Aug 16, 2010 | Sep 10, 2010 |
| Brian Carl Meythaler | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 12, 2010 | Sep 30, 2010 (49 d) |
| Joshua David Van Wagenen | LPL Financial LLC other | Usaa Financial Planning Services no RAUM | Other | Aug 4, 2010 | Aug 17, 2010 |
| Mitchell Wayne Smyth | Suntrust Investment Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Aug 4, 2010 | Aug 23, 2010 |
| Andrew P Ogilvie | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Aug 3, 2010 | Nov 29, 2010 (118 d) |
| David Michael Bartoski | LPL Financial LLC other | Usaa Financial Planning Services no RAUM | Other | Jul 19, 2010 | Jul 30, 2010 |
| Josephine Ann Aiosa | Foothill Securities, Inc. other | Usaa Financial Planning Services no RAUM | Other | Jul 14, 2010 | May 5, 2011 (295 d) |
| Paul Daniel Roberts | Wells Fargo Investments, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Jul 6, 2010 | Jun 23, 2011 (352 d) |
| Jeanine Schaack Payne | Morgan Stanley wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 28, 2010 | Jul 2, 2010 |
| Zehra M Candler | Watson Capital Management, Inc. other | Usaa Financial Planning Services no RAUM | Other | Jun 21, 2010 | Sep 3, 2010 (74 d) |
| John Wesley Rankin | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 18, 2010 | Jul 8, 2010 |
| Michael Eugene Gladwin | Equitable Advisors, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2010 | Oct 20, 2011 (498 d) |
| Todd Robert Faulkner | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2010 | May 6, 2011 (331 d) |
| John James Sheehan | Regentatlantic other | Usaa Financial Planning Services no RAUM | Other | Jun 2, 2010 | Jun 15, 2010 |
| Kathleen R Cashatt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 24, 2010 | Jun 25, 2010 (32 d) |
| Nathan Niels Faerber | Tmd & Associates, Inc. other | Usaa Financial Planning Services no RAUM | Other | May 24, 2010 | Jun 8, 2010 |
| Jerrod R Summers | Thrivent Investment Management Inc. other | Usaa Financial Planning Services no RAUM | Other | May 13, 2010 | Jun 3, 2010 |
| Jorge Villalobos | Pruco Securities, LLC other | Usaa Financial Planning Services no RAUM | Other | May 6, 2010 | Aug 4, 2011 (455 d) |
| Nicholas James Hargreaves | New England Securities Corporation other | Usaa Financial Planning Services no RAUM | Other | May 5, 2010 | Jun 14, 2010 (40 d) |
| Christopher James Benigno | Cullum & Burks Securities, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | May 4, 2010 | Sep 21, 2011 (505 d) |
| Andrew Bradley Mcclain | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 14, 2010 | Jun 21, 2010 (68 d) |
| Andrew Richard Staley | Cuso Financial Services, L.P. other | Usaa Financial Planning Services no RAUM | Other | Apr 12, 2010 | Aug 25, 2010 (135 d) |
| William Cory Archibald | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2010 | May 25, 2010 (46 d) |
| Timothy A. Lloyd | Suntrust Investment Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 31, 2010 | Oct 4, 2010 (187 d) |
| Sarah Anne Sealey | U.S. Bancorp Advisors, LLC other | Usaa Financial Planning Services no RAUM | Other | Mar 31, 2010 | Apr 19, 2010 |
| Douglas Joseph Higgins | Equitable Advisors, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2010 | Apr 13, 2010 |
| Todd Muncy | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2010 | May 12, 2010 (55 d) |
| Abigail Adams Brencick Read | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2010 | Apr 15, 2010 |
| Daniel Lee White | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 16, 2010 | Mar 20, 2013 (1100 d) |
| Daniel George Gimmelli | Morgan Stanley wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 10, 2010 | Mar 18, 2010 |
| Joseph Bedford James | Money Managers, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 8, 2010 | Mar 8, 2010 |
| Lee Anne Przybyla | Forum Financial Management, LP other | Usaa Financial Planning Services no RAUM | Other | Mar 3, 2010 | Mar 22, 2010 |
| Eric Thomas Ling | Hornor, Townsend & Kent, LLC other | Usaa Financial Planning Services no RAUM | Other | Feb 26, 2010 | Mar 11, 2010 |
| Stephen Lloyd Good | MML Investors Services, LLC other | Usaa Financial Planning Services no RAUM | Other | Feb 24, 2010 | Mar 12, 2010 |
| James Gerald Hamilton | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Feb 18, 2010 | Mar 10, 2010 |
| Gina Gonzalez | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2010 | Apr 13, 2010 (60 d) |
| Kenneth J Michaud | Voya Investment Management Co. LLC other | Usaa Financial Planning Services no RAUM | Other | Feb 8, 2010 | Mar 19, 2010 (39 d) |
| Keri Ann Alcos | Morgan Stanley wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 4, 2010 | Feb 16, 2010 |
| Michael Sean Molloy | Vanguard Advisers, Inc. other | Usaa Financial Planning Services no RAUM | Other | Feb 4, 2010 | Feb 12, 2010 |
| Michael Stephen Frazier | Key Investment Services LLC other | Usaa Financial Planning Services no RAUM | Other | Jan 22, 2010 | Feb 18, 2010 |
| Roy Edward Plumlee | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 15, 2010 | May 11, 2011 (481 d) |
| Peter John Tomassi | Riverstone Wealth Management other | Usaa Financial Planning Services no RAUM | Other | Jan 15, 2010 | May 3, 2010 (108 d) |
| Timothy Paul Hammond | Uvest Financial Services Group, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Jan 13, 2010 | Feb 4, 2010 |
| Andrew Simmons | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Jan 12, 2010 | Mar 15, 2011 (427 d) |
| Jason Allen Romph | RBC Capital Markets, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2009 | Feb 9, 2010 (40 d) |
| John Charles Oconnor | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 22, 2009 | Mar 19, 2010 (87 d) |
| Thomas Kendall Vance | Visionlink Financial Advisors, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Dec 16, 2009 | Aug 31, 2011 (623 d) |
| Michelle Baum Bradford | Voya Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Dec 8, 2009 | Jul 7, 2011 (576 d) |
| Michael K Robbins | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Dec 8, 2009 | Dec 21, 2009 |
| Joshua William Beams | Equitable Advisors, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2009 | Dec 21, 2009 |
| David Lloyd Casso | Wealth Advisors, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Dec 2, 2009 | May 1, 2010 (150 d) |
| Ira Matthew Utay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 2, 2009 | Dec 15, 2009 |
| David Paul Catron | Next Financial Group, Inc. other | Usaa Financial Planning Services no RAUM | Other | Dec 1, 2009 | Jan 7, 2010 (37 d) |
| Michael William Troxell | Strategic Advisers LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 24, 2009 | Dec 21, 2009 |
| Aaron Michael Pulsford | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 19, 2009 | Dec 18, 2009 |
| Victor Antonio Mendez | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 13, 2009 | Nov 13, 2009 |
| Robert Budraitis | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Nov 12, 2009 | Sep 8, 2011 (665 d) |
| Michael Bratsztein | Suntrust Investment Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Nov 11, 2009 | Jan 4, 2010 (54 d) |
| Christopher Wyman Smith | Td Ameritrade, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Nov 3, 2009 | Mar 4, 2010 (121 d) |