Arrivals at J. W. Cole Advisors, Inc.

478 moves

Advisor	From	To	Type	Left	Registered
Jason Douglas Stone	Ameriprise Financial Services, LLC national BD	J. W. Cole Advisors, Inc. other	Other	Aug 14, 2013	Jan 6, 2014 (145 d)
Mari Dawn Lloyd	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J. W. Cole Advisors, Inc. other	Other	Aug 6, 2013	Aug 16, 2013
Arthur Alexander Castro	Girard Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 31, 2013	Aug 1, 2013
Ryan Thomas Belcher	Spc other	J. W. Cole Advisors, Inc. other	Other	May 28, 2013	May 28, 2013
Dennis Wayne Thacker	Spc other	J. W. Cole Advisors, Inc. other	Other	May 23, 2013	May 31, 2013
John Joseph Lovett	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Other	Mar 11, 2013	Mar 27, 2013
Melissa Shaw Jones	Walnut Street Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2013	Feb 15, 2013
Charles Allen Kanoy	Walnut Street Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2013	Feb 15, 2013
Douglas Warren Jones	Walnut Street Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2013	Feb 15, 2013
Guy Michael Brannum	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	Dec 31, 2012	Jan 23, 2013
Brent Lee Honea	Lucia Capital Group other	J. W. Cole Advisors, Inc. other	Other	Dec 18, 2012	Jan 22, 2014 (400 d)
Jonathan Tuthill Lawrence	Cambridge Investment Research Advisors, Inc. other	J. W. Cole Advisors, Inc. independent RIA	Other	Dec 18, 2012	Jun 29, 2021 (3115 d)
Barry P Toole	Independent Financial Partners other	J. W. Cole Advisors, Inc. other	Other	Dec 11, 2012	Jan 7, 2014 (392 d)
Robert Craig Jilek	Osaic Wealth, Inc. other	J. W. Cole Advisors, Inc. other	Other	Nov 9, 2012	Nov 8, 2012
Karen S. K. Roberts	Osaic Fa, Inc. other	J. W. Cole Advisors, Inc. other	Other	Nov 8, 2012	Nov 8, 2012
Joshua David Tirado	Cambridge Investment Research Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Sep 21, 2012	Jan 9, 2017 (1571 d)
Deanna Michelle Williamson	Independent Financial Group, LLC other	J. W. Cole Advisors, Inc. other	Other	Sep 4, 2012	Apr 5, 2013 (213 d)
Deborah Edelle James	Valic Financial Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 26, 2012	Jul 31, 2012
Stephen Joseph Scott	Brokersxpress LLC other	J. W. Cole Advisors, Inc. other	Other	Jul 18, 2012	Jul 23, 2012
Grover C. Henson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J. W. Cole Advisors, Inc. other	Other	Jun 20, 2012	Jun 27, 2012
Kathy Joy Gordon	Onyx Wealth Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 17, 2012	Jun 22, 2012 (36 d)
Roxanna Lyn Everett	Morgan Stanley wirehouse	J. W. Cole Advisors, Inc. other	Other	Apr 30, 2012	Aug 2, 2012 (94 d)
Dana Avery Westenhaver	Osaic Fa, Inc. other	J. W. Cole Advisors, Inc. other	Other	Apr 23, 2012	Apr 27, 2012
David Andrew Brooks	Brokersxpress LLC other	J. W. Cole Advisors, Inc. other	Other	Jan 27, 2012	Apr 12, 2012 (76 d)
Patrick Joseph Cloonan	Pelion Investment Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jan 23, 2012	Jan 25, 2012
Joseph Daniel Wirbick	Pelion Investment Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jan 23, 2012	Jan 20, 2012
Michael Neil Zimmerman	Pelion Investment Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jan 23, 2012	Jan 20, 2012
Eric Randall Jones	Edward Jones national BD	J. W. Cole Advisors, Inc. other	Other	Jan 19, 2012	Jan 25, 2012
Sherman W Tegtmeier	Edward Jones national BD	J. W. Cole Advisors, Inc. other	Other	Dec 23, 2011	Dec 23, 2011
Gail Lyn Leonard	Raymond James Financial Services Advisors, Inc other	J. W. Cole Advisors, Inc. other	Other	Nov 16, 2011	Dec 22, 2011 (36 d)
Andrew Michael Padgett	Joseph Seep & Associates, LLC state registered	J. W. Cole Advisors, Inc. other	Other	Oct 3, 2011	Oct 21, 2011
Joel James Levesque	Workman Securities Corporation unclassified	J. W. Cole Advisors, Inc. other	Other	Sep 28, 2011	Apr 16, 2012 (201 d)
John Michael Albrecht	Workman Securities Corporation unclassified	J. W. Cole Advisors, Inc. other	Other	Aug 19, 2011	Aug 22, 2011
Brian John Groh	Independent Financial Partners other	J. W. Cole Advisors, Inc. other	Other	Aug 5, 2011	Aug 24, 2011
Riad Shanawany	Ameriprise Financial Services, LLC national BD	J. W. Cole Advisors, Inc. other	Other	Jul 27, 2011	Aug 5, 2011
James Rey Belyeu	Woodbury Financial Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jun 2, 2011	Jun 8, 2011
Sean William Reading	Cambridge Investment Research Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 18, 2011	May 3, 2011
Matthew Edmund Walden	Valic Financial Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 18, 2011	May 13, 2011
John Ernest Sebastian	Woodbury Financial Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 5, 2011	May 13, 2011
Ryan Patrick Mcclelland	Mutual Trust Asset Mgmt., Inc. other	J. W. Cole Advisors, Inc. other	Other	Apr 15, 2011	May 4, 2011
Danny Thomas Ossi	Raymond James Financial Services Advisors, Inc other	J. W. Cole Advisors, Inc. other	Other	Apr 8, 2011	Jul 18, 2011 (101 d)
Herbert Frederick Allen	Summit Financial Group Inc other	J. W. Cole Advisors, Inc. other	Other	Mar 15, 2011	Mar 15, 2011
Kenneth Alan Levin	Schlager Schlager & Levin unclassified	J. W. Cole Advisors, Inc. other	Other	Dec 31, 2010	Sep 22, 2010
Vicki Lee Beam	Workman Securities Corporation unclassified	J. W. Cole Advisors, Inc. other	Other	Dec 31, 2010	Aug 24, 2011 (236 d)
Drew Moomaw	B Riley Wealth Management other	J. W. Cole Advisors, Inc. other	Other	Dec 16, 2010	Jan 7, 2011
Richard W Jackman	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	Dec 2, 2010	Jan 6, 2014 (1131 d)
Thomas Paul Brewer	Brewer Investment Advisors LLC unclassified	J. W. Cole Advisors, Inc. independent RIA	Other	Nov 5, 2010	Nov 19, 2018 (2936 d)
John Edward Dabrowski	Brewer Investment Advisors LLC unclassified	J. W. Cole Advisors, Inc. other	Other	Nov 5, 2010	Nov 5, 2010
Troy Anthony Betthauser	Brewer Investment Advisors LLC unclassified	J. W. Cole Advisors, Inc. other	Other	Nov 5, 2010	Nov 5, 2010
Katarzyna Anna Marczyk	Brewer Investment Advisors LLC unclassified	J. W. Cole Advisors, Inc. other	Other	Nov 5, 2010	Dec 3, 2010
Richard Bryan Simpson	St. Bernard Financial Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Nov 2, 2010	Aug 1, 2011 (272 d)
John Picardi	Money Concepts Advisory Service other	J. W. Cole Advisors, Inc. other	Other	Oct 20, 2010	Oct 29, 2010
Jeffrey Alan Bettermann	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Other	Oct 7, 2010	Feb 25, 2011 (141 d)
Malcolm Scott Mckay	Raymond James Financial Services Advisors, Inc other	J. W. Cole Advisors, Inc. other	Other	Sep 1, 2010	Sep 17, 2010
Bradley James Hanus	Securities America Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 23, 2010	Jul 5, 2011 (347 d)
David Allen Treece	Treece Advisory Group, LLC unclassified	J. W. Cole Advisors, Inc. other	Other	Jul 2, 2010	Aug 17, 2010 (46 d)
Rey Descalso	Wells Fargo Advisors wirehouse	J. W. Cole Advisors, Inc. other	Other	Jun 11, 2010	Jun 28, 2010
Jonda Kay Lowe	Voya Financial Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jun 9, 2010	Jul 20, 2010 (41 d)
Curtis Allen Wharton	Woodbury Financial Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 12, 2010	May 6, 2010
Wendy Nichole Hunt	Raymond James Financial Services Advisors, Inc other	J. W. Cole Advisors, Inc. other	Other	May 5, 2010	Oct 14, 2010 (162 d)

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