DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Cetera Investment Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Victor Taylor CaronWamu Investments, Inc. unclassifiedCetera Investment Services LLC otherOtherFeb 1, 2007Jun 29, 2007 (148 d)
Kon SonEquitable Advisors, LLC national BDCetera Investment Services LLC otherOtherJan 29, 2007Jan 23, 2007
Anthony Joseph FortunaAmeriprise Financial Services, LLC national BDCetera Investment Services LLC otherOtherJan 22, 2007Jan 26, 2007
David Deane PowellArvest Wealth Management otherCetera Investment Services LLC otherOtherJan 12, 2007Jan 18, 2007
Young Noh LeeTower Square Securities, Inc. otherCetera Investment Services LLC otherOtherJan 11, 2007Jan 4, 2007
Blaine Allen PetersonWaddell & Reed otherCetera Investment Services LLC otherOtherJan 8, 2007Jan 5, 2007
Gerald Joseph MccreadyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Investment Services LLC otherOtherJan 3, 2007Jan 8, 2007
Joseph Bedford JamesSecurity Service Cuso, L.L.C. unclassifiedCetera Investment Services LLC otherOtherDec 31, 2006Aug 16, 2005
William Heartsill YoungSecurity Service Cuso, L.L.C. unclassifiedCetera Investment Services LLC otherOtherDec 31, 2006Aug 16, 2005
Randy Joseph KolihaFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 11, 2006
Daniel Roswell OrttFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 13, 2006
Kyle David GeffreFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 14, 2006
James Michael GersackFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 9, 2006
Jack Clayton MurrayFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 11, 2006
John Douglas WilliamsFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 8, 2006
Ellen Ella RossFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 14, 2006
Scott A HatlerFintegra, LLC otherCetera Investment Services LLC otherOtherDec 15, 2006Dec 11, 2006
James Thomas PowellFirst Market Advisors, Inc. unclassifiedCetera Investment Services LLC otherOtherNov 29, 2006Aug 16, 2005
Elizabeth Windsor ThompsonFirst Market Advisors, Inc. unclassifiedCetera Investment Services LLC otherOtherNov 29, 2006Aug 16, 2005
Holly Cooper StallworthFirst Market Advisors, Inc. unclassifiedCetera Investment Services LLC otherOtherNov 29, 2006Aug 16, 2005
Nikolas V ButkovAmeriprise Advisor Services, Inc. unclassifiedCetera Investment Services LLC otherOtherNov 15, 2006Nov 16, 2006
Richard Carl SextonIfmg Securities, Inc. unclassifiedCetera Investment Services LLC otherOtherNov 10, 2006Nov 20, 2006
Steven John WeitzelDfc Investor Services unclassifiedCetera Investment Services LLC otherOtherNov 9, 2006Nov 13, 2006
Sheldon Cooper ReedDfc Investor Services unclassifiedCetera Investment Services LLC otherOtherNov 9, 2006Nov 13, 2006
Rajesh GulrajaniDfc Investor Services unclassifiedCetera Investment Services LLC otherOtherNov 9, 2006Nov 13, 2006
William Stephen CampbellRaymond James Financial Services, Inc. unclassifiedCetera Investment Services LLC otherOtherNov 7, 2006Nov 15, 2006
Kevin Sanborn RyanCetera Advisor Networks LLC otherCetera Investment Services LLC otherOtherNov 7, 2006Nov 13, 2006
Guillermo Hector MongeWells Fargo Investments, LLC unclassifiedCetera Investment Services LLC otherOtherOct 30, 2006Oct 31, 2006
Timothy Jon RobinsonWells Fargo Investments, LLC unclassifiedCetera Investment Services LLC otherOtherOct 10, 2006Oct 11, 2006
Liyun Chang ChiUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 6, 2006Oct 10, 2006
Mei Xia GuoUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 6, 2006Oct 10, 2006
Debby P PanUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 6, 2006Oct 10, 2006
Hui-Chen ChenUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 6, 2006Oct 6, 2006
Shu-Yuan LaiUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 6, 2006Oct 5, 2006
Tsunghsin ChenUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 6, 2006Oct 10, 2006
Douglas Eugene HenkeWells Fargo Investments, LLC unclassifiedCetera Investment Services LLC otherOtherOct 3, 2006May 10, 2011 (1680 d)
Jack S SihUvest Financial Services Group, Inc. unclassifiedCetera Investment Services LLC otherOtherOct 2, 2006Oct 2, 2006
Allen Warren SpainMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Investment Services LLC otherOtherSep 25, 2006May 14, 2013 (2423 d)
Bret Harmon HoagPnc Wealth Management otherCetera Investment Services LLC otherOtherSep 22, 2006Sep 26, 2006
Samuel K YamCiticorp Investment Services unclassifiedCetera Investment Services LLC otherOtherSep 21, 2006Oct 10, 2006
Tary Ben MiddlesworthVoya Financial Partners, LLC otherCetera Investment Services LLC otherOtherSep 13, 2006Mar 29, 2011 (1658 d)
Denise Lee GartenOsaic Fa, Inc. otherCetera Investment Services LLC otherOtherSep 5, 2006Sep 1, 2006
Todd Marvin HonoldInvestment Advisors Corp otherCetera Investment Services LLC otherOtherSep 5, 2006Sep 1, 2006
Darlene Simard DicksonMML Investors Services, LLC otherCetera Investment Services LLC otherOtherSep 1, 2006Sep 8, 2006
Russell Melville HanscomPnc Wealth Management otherCetera Investment Services LLC otherOtherAug 15, 2006Aug 25, 2006
Brenton Friden StranskyPnc Wealth Management otherCetera Investment Services LLC otherOtherAug 11, 2006Aug 23, 2006
Jane Marie MathewsChase Investment Services Corp. otherCetera Investment Services LLC otherOtherJul 24, 2006Jan 22, 2007 (182 d)
Susanne SernaSecurity Service Cuso, L.L.C. unclassifiedCetera Investment Services LLC otherOtherJul 19, 2006Aug 16, 2005
Michelle Marie NocitoRyan Beck & Co. unclassifiedCetera Investment Services LLC otherOtherJul 13, 2006Jul 24, 2006
David Paul DivelyAmeriprise Financial Services, LLC national BDCetera Investment Services LLC otherOtherJul 13, 2006Jun 30, 2006
Robin Doreen MartinWells Fargo Investments, LLC unclassifiedCetera Investment Services LLC otherOtherJul 12, 2006Apr 2, 2008 (630 d)
Anthony Reynard WesterfieldU.S. Bancorp Advisors, LLC otherCetera Investment Services LLC otherOtherJul 6, 2006Jul 19, 2006
Paul Peter BianchiWells Fargo Investments, LLC unclassifiedCetera Investment Services LLC otherOtherJul 5, 2006Jun 20, 2008 (716 d)
Clifford John ShortIfmg Securities, Inc. unclassifiedCetera Investment Services LLC otherOtherJun 15, 2006Nov 28, 2007 (531 d)
Sergio VillaMorgan Stanley Dw Inc. unclassifiedCetera Investment Services LLC otherOtherJun 7, 2006Jun 9, 2006
Brian Anthony KellettHornor, Townsend & Kent, LLC otherCetera Investment Services LLC otherOtherMay 19, 2006May 17, 2006
Julia Sky KingLPL Financial LLC otherCetera Investment Services LLC otherOtherMay 17, 2006May 16, 2006
Glen Thomas FlanaghanNewalliance Investments, Inc. unclassifiedCetera Investment Services LLC otherOtherMay 16, 2006Jun 1, 2006
Raymond Eric PapeComerica Securities otherCetera Investment Services LLC otherOtherMay 5, 2006May 8, 2006
Emil DefeoEssex National Securities, Inc. otherCetera Investment Services LLC otherOtherMay 4, 2006Jun 1, 2006
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528 moves match.