DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Cwm, LLC

706 moves
AdvisorFromToTypeLeftRegistered
Daniel Vicente Leal RestrepoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCwm, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 1, 2021Mar 29, 2021
Jill Renee BeaudryOsaic Institutions, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 19, 2021Jun 29, 2022 (495 d)
Brady Ryan MarlowNorthwestern Mutual Investment Services,LLC no RAUMCwm, LLC BD affiliatedOtherFeb 4, 2021Apr 7, 2021 (62 d)
Kyle Corbyn HatchTd Ameritrade Investment Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021May 26, 2021 (135 d)
Michael Thomas KastlerJ Wilson Wealth Management state registeredCwm, LLC BD affiliatedOtherJan 11, 2021Jul 21, 2022 (556 d)
Colleen ArredondoRuggie Wealth Management independent RIACwm, LLC independent RIARIA to RIAJan 7, 2021Sep 19, 2018
Patricia Rose GarnerDakota Wealth, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2021Mar 2, 2021 (57 d)
Ian Mark ClemensCi Brightworth Private Wealth independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2021Jan 8, 2021
Elizabeth Leann StienekeBancwest Investment Services, Inc. (Bwis) BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Apr 26, 2021 (116 d)
Eric A MichalskiJon Baker Financial Group unclassifiedCwm, LLC BD affiliatedOtherDec 31, 2020Mar 9, 2020
Fred Francis LiebauLg Advisory Group, LLC unclassifiedCwm, LLC BD affiliatedOtherDec 31, 2020Oct 27, 2020
Sam Charles WilkersonJon Baker Financial Group unclassifiedCwm, LLC BD affiliatedOtherDec 31, 2020Mar 3, 2020
Derric HooverTd Ameritrade Investment Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jan 28, 2021
Randall D LoemkerLane Brothers Investment Counsel otherCwm, LLC BD affiliatedOtherDec 31, 2020Jan 11, 2021
Serina ShyuJon Baker Financial Group unclassifiedCwm, LLC BD affiliatedOtherDec 31, 2020Mar 3, 2020
David Donald RaddeUSA Financial Securities LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 18, 2020Oct 20, 2021 (306 d)
Lorenzo Pietro GaudiosoOsaic Institutions, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2020Dec 3, 2020
Clark Leroy PermannFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2020Aug 13, 2020
Valen Ann PermannFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2020Jul 16, 2020
Jon Stuart ReadAdvice And Planning Services BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Nov 3, 2020
Gregory Allan GaynierSpc BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2020Oct 30, 2020
Marcelo Daniel BernardoApplied Financial Planning, Inc. state registeredCwm, LLC BD affiliatedOtherNov 3, 2020Oct 19, 2020
Sean Christopher WalkerApplied Financial Planning, Inc. state registeredCwm, LLC BD affiliatedOtherNov 3, 2020Oct 19, 2020
Andrea Jane GrahamApplied Financial Planning, Inc. state registeredCwm, LLC BD affiliatedOtherNov 3, 2020Oct 19, 2020
Patrick NeeMML Investors Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 26, 2020Oct 22, 2020
Douglas PaddenMML Investors Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 26, 2020Oct 22, 2020
William Clark OconnorLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 19, 2020
Sonya Michele O'ConnorLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 19, 2020
Joan Kelley HolmesLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 19, 2020
Brian KubisOne Wealth Map, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2020Dec 10, 2021 (427 d)
Halley Maclise CraigLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2020Dec 17, 2020 (70 d)
Michele Ann RandallLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2020Jan 11, 2023 (827 d)
Bryan Eugene DonaughValic Financial Advisors, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2020Mar 25, 2021 (174 d)
Kenneth Edward ReevesFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Jun 17, 2020
Jared Mark JonesFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Feb 20, 2020
Anthony Jose CalderonCharles Schwab & Co., Inc. national BDCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 18, 2020Jan 7, 2021 (111 d)
Jason Michael JuhlU.S. Bancorp Investments, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Aug 27, 2020
Gregory A WorcesterGem Financial Advisors, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2020Apr 27, 2021 (252 d)
Christina Hester SnyderHornor, Townsend & Kent, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2020Aug 13, 2020
James Edmond ClementsAmeritas Advisory Services independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2020Aug 21, 2020
Michael GoldGold Family Wealth unclassifiedCwm, LLC BD affiliatedOtherJul 17, 2020Jul 20, 2020
Mark Charles ButterworthRaymond James Financial Services Advisors, Inc BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2020Jul 13, 2020
John Vincent KozuchLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2020Jul 7, 2020
Alec John KozuchLPL Financial LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2020Jul 7, 2020
Mark Leigh BainBain Wealth Management Group, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2020Jun 1, 2020
Meghan Elizabeth HoganVanguard Advisers, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2020Jun 29, 2020
Anna Marie FaganOsaic Institutions, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2020Jun 1, 2020
William R PostmaTd Ameritrade Investment Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2020May 18, 2020
Perry Bishop BeanGallacher Capital Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2020Feb 27, 2020
Hussein ElgoharyClarity Capital Partners independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2020Feb 10, 2020
Matthew James GomollDgs Capital Management independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 21, 2020Jan 28, 2020
Wade Hamilton ChessmanChessman Wealth Strategies independent RIACwm, LLC independent RIARIA to RIAMar 30, 2020Apr 18, 2019
Sean Anthony PhillipsChessman Wealth Strategies independent RIACwm, LLC independent RIARIA to RIAMar 30, 2020Apr 18, 2019
Shanna Jean KehoeLakeside Wealth Management Group, LLC mixed wealthCwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2020Oct 18, 2019
Christopher M GrawCetera Advisor Networks LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2020Feb 27, 2020
Tom VargheseMML Investors Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 17, 2020Aug 27, 2021 (528 d)
Thaddeus J McvayNorthwestern Mutual Investment Services,LLC no RAUMCwm, LLC BD affiliatedOtherMar 5, 2020May 21, 2020 (77 d)
Brian S StaplesWoodbury Financial Services, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2020Mar 5, 2020
Tyler L RoachMutual Of Omaha Investor Services, Inc. no RAUMCwm, LLC BD affiliatedOtherMar 2, 2020Mar 13, 2020
Ryan Richardson OvendenFreedom Financial Counseling, Inc. unclassifiedCwm, LLC BD affiliatedOtherFeb 13, 2020Feb 18, 2020
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