DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,473 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brad William Bardy | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Nov 1, 2021 (76 d) |
| Gregory Thomas Janasko | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2021 | Sep 1, 2021 |
| Celeste E. Foster | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Sep 8, 2021 |
| Benjamin Glenn Disbrow | Equitable Advisors, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Aug 20, 2021 |
| Khanh Thuy Truong Nguyen | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2021 | Dec 12, 2025 (1585 d) |
| Ryan Allen Sexson | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 10, 2021 |
| Casey William Nelson | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Mar 4, 2022 (213 d) |
| Joseph Giustino | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2021 | Apr 13, 2022 (253 d) |
| Daniel Curtis | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2021 | Mar 25, 2022 (234 d) |
| Paul Nalbandian | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 27, 2021 |
| Julie Michelle Miller | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 2, 2021 |
| Nathan John Sand | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2021 | Jul 28, 2021 |
| Joseph Anthony List | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Apr 17, 2023 (633 d) |
| Alexandar Milovanovich | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2021 | Jul 17, 2023 (727 d) |
| Wesley Gary Gunter | Pruco Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Jul 1, 2021 |
| Lei Lei Chan | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2021 | Jul 20, 2021 |
| Luigi R. Auriemma | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2021 | Jun 18, 2021 |
| Alan David Childs | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2021 | Sep 8, 2021 (70 d) |
| Steven Edward Hauser | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 14, 2021 |
| Richard Patrick Bertino | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2021 | Jun 16, 2021 |
| Kenneth Michael Faust | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 16, 2021 |
| Anne K Stclair | M&T Securities, Inc. unclassified | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jun 9, 2021 | May 10, 2023 (700 d) |
| Kelvin Lam | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 14, 2021 |
| Alejandro Garcia | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Jun 24, 2021 |
| Elie H Hleiss | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2021 | Jun 2, 2021 |
| Mahes William Prasad | Juncture Wealth Advisors, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2021 | Sep 20, 2021 (109 d) |
| Michael David Bruton | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 2, 2021 |
| Christopher Lee Stewart | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | May 16, 2022 (348 d) |
| Dung Le | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 4, 2021 |
| Chintan Rameshbhai Patel | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | Jun 23, 2021 |
| Sarah Dupuy-Rasmussen | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | May 30, 2021 |
| Andrew James Thurlow | Facet independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 25, 2021 | Apr 19, 2022 (329 d) |
| Gregory Thomas Murphy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2021 | Oct 7, 2021 (139 d) |
| Namer Nader Fakhoury | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2021 | Nov 24, 2021 (194 d) |
| Thomas John Michelotti | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2021 | May 26, 2021 |
| Harman Singh Johal | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Jan 10, 2022 (251 d) |
| Victor Armando Vera Morales | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Dec 23, 2021 (237 d) |
| Kyla Ashly Burch | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Jul 25, 2022 (452 d) |
| Lucas James Bell | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2021 | May 18, 2021 |
| Philip Kong | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2021 | Apr 20, 2021 |
| Vladimir Victorio | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2021 | Mar 18, 2022 (331 d) |
| Luke Jordan Bakker | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2021 | Jun 2, 2021 (43 d) |
| Brian Carlos Meadows | Financial Advocates Investment Management independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Naveen Paul Sharma | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2021 | Jun 17, 2022 (428 d) |
| Thuy Truc Huong Diep | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2021 | Apr 30, 2021 |
| Dustin Scott Roberts | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2021 | Aug 5, 2021 (120 d) |
| Jacob Thomas Puzio | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 17, 2021 |
| Erich Stabelfeldt | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Apr 5, 2021 |
| Shane Kristian Fallot | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2021 | Feb 26, 2021 |
| Chukwuemeka Matthew Onyia | Fisher Investments independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2021 | May 4, 2021 (63 d) |
| Derrick Williams | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2021 | Jul 14, 2021 (134 d) |
| Jeffrey Michael Ponte | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2021 | Feb 22, 2021 |
| Brian Robert Doan | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Feb 9, 2021 | Feb 26, 2021 |
| Daniel Scott Willing | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2021 | Jun 15, 2021 (126 d) |
| Justin Charles Gasser | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | Jun 7, 2021 (122 d) |
| Jason Patrick Liu | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Jan 27, 2023 (725 d) |
| Matthew Estel | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2021 | Jan 21, 2021 |
| Julianne Marie Melulis | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Aug 8, 2022 (558 d) |
| Barry Nelson | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jun 18, 2021 (143 d) |
| Khang Kinh Chau | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2021 | Jun 18, 2021 (148 d) |