| Gary Owen Finnegan | Uvest Financial Services Group, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 27, 2008 | Oct 30, 2008 |
| Michael Thomas Mason | Wamu Investments, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 20, 2008 | Oct 20, 2008 |
| Helen Curlow | Goldman Sachs Wealth Services, L.P. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 2, 2008 | Mar 22, 2010 (566 d) |
| Robert Glenn Kaiser | Ameriprise Financial Services, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 6, 2008 | Dec 4, 2008 (120 d) |
| Joseph Allen Reinke | Ameriprise Financial Services, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 15, 2008 | Aug 18, 2008 (34 d) |
| Eric Juin-Yip Hon | Ameriprise Financial Services, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Jun 2, 2008 | Jun 18, 2008 |
| Douglas Lee Jones | Chase Investment Services Corp. other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 1, 2008 | May 8, 2008 |
| Thomas Herber | Chase Investment Services Corp. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Apr 4, 2008 | Sep 19, 2011 (1263 d) |
| Richard William May | UBS Financial Services Inc. wirehouse | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 10, 2007 | Nov 29, 2007 |
| Daniel Edward Knudsen | Msi Financial Services, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 20, 2007 | Nov 29, 2007 |
| Willy Ong Tan | U.S. Bancorp Advisors, LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 9, 2007 | Nov 26, 2007 |
| Brandon Eric Wallis | Equitable Advisors, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 7, 2007 | Nov 16, 2007 |
| Michael David Pearce | Ameriprise Financial Services, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 2, 2007 | Mar 6, 2015 (2712 d) |
| Brian Joseph Merrigan | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 1, 2007 | Jun 24, 2008 (267 d) |
| Karen M Oberg | UBS Financial Services Inc. wirehouse | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 19, 2007 | Nov 26, 2007 (68 d) |
| Stephen Francis Starzec | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 17, 2007 | Oct 15, 2008 (394 d) |
| Jodie Michelle Duvall | Lee Financial Group Hawaii, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 28, 2007 | Jun 22, 2010 (1029 d) |
| Douglas Waller Harman | U.S. Bancorp Investments, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 17, 2007 | Sep 25, 2007 (39 d) |
| Charles J Hahn | Banc Of America Investment Services, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 12, 2007 | Jan 16, 2009 (554 d) |
| Fu Lin | Uvest Financial Services Group, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | May 23, 2007 | May 30, 2007 |
| David William Mcclanahan | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) other | Other | May 21, 2007 | May 30, 2007 |
| Stuart Kalani Pinho | Dfc Investor Services unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Jan 9, 2007 | Jan 30, 2007 |
| Dominick Martinez Divine | U.S. Bancorp Investments, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 19, 2006 | Dec 19, 2006 |
| Joshua James Nigg | Equitable Advisors, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 11, 2006 | Dec 7, 2006 |
| Eric Charles Bell | Mbsc, LLC unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 7, 2006 | Aug 5, 2009 (1002 d) |
| Jimmy Maldonado | Zions Direct, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 1, 2006 | Nov 7, 2006 |
| John K. Chau | Banc Of America Investment Services, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 31, 2006 | Nov 1, 2006 |
| Matthew Michael Barker | Investors Capital Advisory other | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 27, 2006 | Oct 11, 2006 |
| Michael John Bailey | RBC Capital Markets, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 22, 2006 | Sep 19, 2008 (728 d) |
| David Allen Rice | Mutual Of Omaha Investor Services, Inc. no RAUM | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 17, 2006 | Aug 21, 2006 |
| Douglas Lee Jones | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Aug 12, 2006 |
| Chris R. Counce | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Aug 12, 2006 |
| Rodney Ray Gates | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Sep 18, 2006 (37 d) |
| Michael Gene Simmons | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Sep 18, 2006 (37 d) |
| Timothy Owings Waters | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Aug 12, 2006 |
| Milissa Marie Hengel | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Sep 18, 2006 (37 d) |
| Joshua Robert Campora | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Aug 12, 2006 |
| Randall W Silvey | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Sep 18, 2006 (37 d) |
| Adam Michael Bichsel | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 12, 2006 | Aug 12, 2006 |
| Joey Sergio Soto | Cuso Financial Services, L.P. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jun 21, 2006 | Jul 26, 2006 (35 d) |
| Randy Reyes | Morgan Stanley Dw Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Jun 8, 2006 | Feb 2, 2007 (239 d) |
| Trenton Wade Christensen | Wells Fargo Investments, LLC unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | May 23, 2006 | Jul 27, 2006 (65 d) |
| Jon Michael Gadberry | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 22, 2006 |
| Paul Randall Walker | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | Dec 14, 2006 (211 d) |
| Michael Paul Ritland | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 26, 2006 |
| Gregory Kenneth Stark | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | Jun 27, 2006 (41 d) |
| Jeffery James Maynard | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 22, 2006 |
| Brad Richard Bakken | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 22, 2006 |
| Justin Wade Gullekson | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 17, 2006 |
| Mark David Almlie | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 17, 2006 |
| Colin Robb Peldo | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | Jun 27, 2006 (41 d) |
| John Eric Newell | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 17, 2006 |
| Erick Field | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | Aug 7, 2006 (82 d) |
| Tiffany Anna Brown | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | Aug 7, 2006 (82 d) |
| Kelly Ron Hubrig | Cetera Investment Services LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 17, 2006 | May 22, 2006 |
| Christopher Daniel Gryzen | Securities America Advisors, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 30, 2006 | May 17, 2006 (48 d) |
| David Victor Bearden | Citicorp Investment Services unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 10, 2006 | Oct 17, 2006 (221 d) |
| Hajime James Sakiyama | Morgan Stanley Dw Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Feb 9, 2006 | Oct 17, 2006 (250 d) |
| Kristy Natsuko Nishida | Ameriprise Financial Services, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Feb 7, 2006 | Mar 31, 2006 (52 d) |
| Stephen Brian Rouse | Wells Fargo Investments, LLC unclassified | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Dec 7, 2005 | Jun 13, 2022 (6032 d) |