DFX Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad Williamson | Koa Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2022 | Jan 21, 2022 |
| David Stanley Robinson, Jr. | Rts Private Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2022 | Feb 7, 2022 (32 d) |
| Keith Michael Tigue | Rts Private Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2022 | Dec 14, 2021 |
| Michael Paul Jeanfreau | Cetera Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Feb 17, 2022 (43 d) |
| Clayton Michael Foster | Osaic Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 4, 2022 |
| Paul David Beard | Cetera Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 3, 2022 |
| Ankit M Shah | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 3, 2022 |
| Jinger Marie Pajestka | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 3, 2022 |
| Scott Udall Fortney | Reilly Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Nov 2, 2022 (303 d) |
| Benjamin William Wong | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| Jon Brian Beauchemin | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| Shawn Joseph Sandoval | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 6, 2022 |
| Jeff Bryan Ogston | Gap To Gap Financial unclassified | Mariner BD affiliated | Other | Dec 31, 2021 | Jun 7, 2021 |
| Paul Phillip Nelson | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Feb 11, 2022 (42 d) |
| Jeffrey Scott Sims | Pinnacle Wealth Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Sep 28, 2021 |
| Anthony Joseph Bruns | Pinnacle Wealth Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Sep 27, 2021 |
| Eric Michael Bokesch | Pinnacle Wealth Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Sep 28, 2021 |
| Geoffrey Gordon Glazier | Pinnacle Wealth Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Oct 1, 2021 |
| Jordan Curtis Nare | Pinnacle Wealth Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Sep 28, 2021 |
| Christopher Adam Glatz | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 16, 2021 |
| Stephanie Lynn Anderson | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 17, 2021 | Jan 12, 2022 |
| Christopher David Schwartz | Great Valley Advisor Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2021 | May 12, 2022 (149 d) |
| Carl William Endy | Sivel Capital Management, Inc unclassified | Mariner BD affiliated | Other | Dec 13, 2021 | Dec 1, 2021 |
| Robert John Barnes | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Jan 21, 2022 (42 d) |
| Joshua Luke Kendall | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 7, 2021 |
| Lan Song | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Dec 9, 2021 |
| Brent Lange | Carlson Capital Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2021 | Dec 13, 2021 |
| Christina S.M. Horan | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 15, 2021 |
| Lekesha Antoinette Hall | Truist Advisory Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 8, 2023 (736 d) |
| Benjamin Eli Agron | Capital Advantage, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 2, 2021 | Dec 6, 2021 (34 d) |
| Ann Margaret Donnelly | Shelton Capital Management other | Mariner BD affiliated | Other | Nov 1, 2021 | Nov 9, 2021 |
| Thomas Butler Hall | Homrich Berg independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2021 | Nov 8, 2021 |
| Patrick Darren Pryz | Wbi Investments, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2021 | Nov 15, 2021 |
| Kristina N Simpson | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 26, 2021 | Oct 13, 2021 |
| Brian Walter Cunningham | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Oct 11, 2021 |
| L. Paul Dorsey | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 1, 2021 |
| Stephen Kyle Taylor | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 7, 2021 |
| John Anthony Combias | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Sep 10, 2021 |
| Leigh C Russo | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 13, 2021 |
| Zachary Oyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 13, 2021 |
| Breanna K Seech | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2021 | Oct 5, 2021 |
| Brad Michael Residori | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | May 2, 2022 (227 d) |
| Karla Haston | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Jun 2, 2022 (258 d) |
| William Culp Burnette | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Randy George Hillier | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Michael J Snowden | Channel Islands Group independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Jonathan Robert Lohman | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Russell Eric Charvonia | Channel Islands Group independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Mitchell Mroczkowski | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Michael Richard Doman | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Jessica Cafferata | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Sep 21, 2021 |
| Steven Tyler Moyer | Sfg Investment Advisors, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2021 | Aug 25, 2022 (351 d) |
| Paul Brett Cantor | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Feb 2, 2022 (155 d) |
| Martin Jay Kossoff | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 4, 2021 |
| Benjamin William Jones | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 2, 2021 |
| Carl Allan Watkins | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 2, 2021 |
| William Carl Geisdorf | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 19, 2021 |
| Luke Nicholas | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 5, 2021 |
| Michelle J Marcus Cross | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 5, 2021 |
| Charles Cameron Dees | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 6, 2021 |
886 moves match.