DFX Intelligence
Advisor moves
Arrivals at Hightower Advisors, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,009 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Supriya Batra | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Joshua Alan Markman | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| David Jonathan Sadkin | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Elizabeth Ann Miller | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Heather Wegner Wald | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Daniel Mulligan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2021 | Sep 22, 2021 |
| Evan William Hunter | Fidelity Personal And Workplace Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Jan 1, 2025 (1226 d) |
| Matthew Rivera | Mariner BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2021 | Dec 19, 2025 (1583 d) |
| Jacob Cross | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Sep 11, 2021 |
| Mimie Yoon Lee | Osaic Fa, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Sep 13, 2021 (38 d) |
| Daniel Schwartz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2021 | Sep 7, 2021 (32 d) |
| Brandi N Dickey | Morgan Stanley wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 26, 2021 | Sep 2, 2021 (38 d) |
| Stoddard Barnhill | M Holdings Securities, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 13, 2021 |
| Clinton Daniel Mccalla | Fisher Investments independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2021 | Aug 18, 2021 (34 d) |
| Brendan Xavier Porter | Securian Financial Services, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jan 27, 2025 (1293 d) |
| William Howson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2021 | Dec 22, 2021 (183 d) |
| David Yi Luo | Edward Jones national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Apr 5, 2022 (291 d) |
| Nathan R Straw | Morgan Stanley wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | Oct 16, 2023 (860 d) |
| Jeffrey Wayne Sand | The Rikoon Group, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2021 | Apr 21, 2021 |
| Keren Elizabeth James | The Rikoon Group, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2021 | Jul 17, 2020 |
| Andrew James Kelch | Dimensional Fund Advisors LP asset manager | Hightower Advisors, LLC BD affiliated | Other | Jun 2, 2021 | Jun 9, 2021 |
| David R Work | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | Jul 29, 2021 (58 d) |
| Christian Mclam Hutchins | Seia independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2021 | Jun 3, 2021 |
| Elizabeth Rebecca Olson | UBS Financial Services Inc. wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2021 | Jun 3, 2021 (31 d) |
| Sarah Haynes | Omnistar Financial Group, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2021 | Mar 26, 2021 |
| Benjamin Edward Beech Audley | Mesirow Financial Investment Management, Inc. mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2021 | Apr 12, 2021 |
| Hannah Elizabeth Wardenburg | Edward Jones national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Nov 8, 2021 (223 d) |
| Kenneth Chavis | Mercer Global Advisors Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2021 | Mar 8, 2021 |
| Drew Ellis Dill | Wells Fargo Advisors wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2021 | Jan 1, 2025 (1435 d) |
| James Hasting Benoit | Charles Schwab & Co., Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2021 | Feb 26, 2021 (39 d) |
| Jonathan Andrew Marcus | Raymond James Financial Services Advisors, Inc BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2021 | Feb 9, 2021 (33 d) |
| Jeffrey Steven Cohen | Osaic Fa, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 6, 2021 |
| Randy Paul Siller | Osaic Fa, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 25, 2021 |
| Brian Robert Gloria | Osaic Fa, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 7, 2021 |
| John Moore Froberg | Osaic Fa, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 6, 2021 |
| Kristen Ledbetter | Wells Fargo Advisors wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 15, 2020 | Jan 21, 2021 (37 d) |
| Ashley Marie Aguayo | Osaic Advisory Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Jan 28, 2025 (1516 d) |
| Evan Janifer | UBS Financial Services Inc. wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2020 | Dec 2, 2020 |
| David Michael Duchesneau | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Oct 24, 2020 |
| Richard Daniel Kahn | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Nov 24, 2020 |
| Matthew Sapir Ristuccia | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Nov 24, 2020 |
| Kimberly S Morrow | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Dec 8, 2020 |
| Matthew Conroy | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Dec 8, 2020 |
| Lynn Waples | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Nov 17, 2020 |
| Joseph Edward Henry | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Jan 4, 2021 (49 d) |
| Jeffrey Joseph Harrington | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Dec 15, 2020 |
| Timothy David Duchesneau | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Jan 22, 2021 (67 d) |
| Stephen Jeffrey Kaye | Teak Tree Capital Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2020 | Oct 13, 2020 |
| Adam Kirk Deem | Teak Tree Capital Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2020 | Oct 13, 2020 |
| Courtney Allen Kidwell | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| James Glenn Joyce | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Phillip Edward Williams Jr | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Dax Dixson | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| Tara Helene Maxwell | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Pamela Susan Stearns | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Haleh Moddasser | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| John Madison Thomas | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| Lindsay Rebekkah Brock | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| Jason Croy | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 8, 2020 |
| Shira Elizabeth Katsir | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |