DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cooper Mcmanus
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian Timothy Stearns | Cambridge Investment Research Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 7, 2026 |
| Gregory Scott Jackson | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2026 | Jun 29, 2026 |
| Steven James Lathrop | Mariner BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Feb 2, 2026 |
| Christian Patrick Richards | Mariner BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Jan 29, 2026 |
| Robert Keith Chacon | LPL Financial LLC BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Feb 2, 2026 |
| Lisa Palmer Dickholtz | Osaic Wealth, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Jan 15, 2026 (41 d) |
| Jacob Anthony Davelaar | Legacy Wealth Management, LLC independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Dec 5, 2025 | Dec 8, 2025 |
| Michael James Lathrop | Mariner BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Jan 16, 2026 (60 d) |
| Gregory Paul Holmes | Western International Securities BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Jul 22, 2025 |
| Gregory Norman | Cuso Financial Services, L.P. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | May 15, 2025 |
| Steven Boam | Osaic Wealth, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2025 | Apr 7, 2025 |
| Traci Lynn Kaas | Shelter Wealth Strategies, LLC independent RIA | Cooper Mcmanus other | Other | Feb 9, 2025 | Feb 7, 2017 |
| Peter Ivan Michael Shusterman | Octavia Wealth Advisors LLC independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Jan 21, 2025 | Nov 26, 2025 (309 d) |
| Mark Allen Fishlowitz | Edward Jones national BD | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Nov 27, 2024 |
| Joan Tsuei | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cooper Mcmanus independent RIA | Wirehouse to independent RIA | Nov 19, 2024 | Nov 13, 2024 |
| Randy Salaki | J.P. Morgan Securities LLC wirehouse | Cooper Mcmanus independent RIA | Wirehouse to independent RIA | Sep 2, 2024 | Aug 30, 2024 |
| Stephen Douglas Black | Arbor Point Advisors BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 1, 2024 |
| Matthew Joseph Black | Arbor Point Advisors BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 2, 2024 |
| Jack Azar | Crown Capital Securities, L.P. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Mar 18, 2024 |
| Cindy X Chin | Crown Capital Securities, L.P. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Aug 26, 2024 (239 d) |
| Bryan Edgar Brumley | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Nov 30, 2023 |
| Wade Gregory Smith | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Nov 8, 2023 |
| David Michael Roth | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 6, 2023 |
| Amelia Morgan | J.P. Morgan Securities LLC wirehouse | Cooper Mcmanus independent RIA | Wirehouse to independent RIA | Sep 30, 2023 | Sep 29, 2023 |
| Flavio Lorrimer | J.P. Morgan Securities LLC wirehouse | Cooper Mcmanus independent RIA | Wirehouse to independent RIA | Sep 30, 2023 | Sep 29, 2023 |
| Devonney Lane Gebo Thurman | Cambridge Investment Research Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jan 2, 2024 (123 d) |
| Jennifer Cheng | Evergreen Wealth Advisory Group, LLC independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Jun 22, 2022 | May 16, 2022 |
| Gale Rose Reynoso Bergado | Evergreen Wealth Advisory Group, LLC independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Jun 22, 2022 | May 16, 2022 |
| Kyle William Jones | Fortress Wealth Management, Inc. independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Apr 13, 2022 | Apr 4, 2022 |
| Heidi M Elick | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 18, 2022 |
| Guillermo Alberto Silesky | MML Investors Services, LLC BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2021 | Sep 13, 2021 |
| Steven Tyler Mcbrayer | Sackett Wealth Advisors, Inc. independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Jul 2, 2021 | Jul 7, 2021 |
| Joshua David Wakefield | MML Investors Services, LLC BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2021 | May 26, 2021 |
| Shannon Margaret Beahan | Fidelity Personal And Workplace Advisors BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | Feb 25, 2021 |
| Tanis Leuthold Kelly | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2020 | Jan 19, 2024 (1220 d) |
| Anna Lise Allem | Sei Investments Management Corp asset manager | Cooper Mcmanus independent RIA | Other | Aug 26, 2019 | May 25, 2021 (638 d) |
| David Patrick Chandler | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | Sep 16, 2019 (48 d) |
| Arthur Daniel Veyna | Securian Financial Services, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 17, 2018 |
| Alissa Anne Kroeger | Fidelity Personal And Workplace Advisors BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2018 | Aug 20, 2018 |
| Joseph Abraham Pence | Financial Advisors Network, Inc. independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | May 30, 2018 | May 25, 2018 |
| Kyle Lum | MML Investors Services, LLC BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2018 | Jun 15, 2018 |
| Brandon Scott Katz | MML Investors Services, LLC other | Cooper Mcmanus independent RIA | Other | Jan 19, 2018 | Aug 14, 2018 (207 d) |
| Bruce Porter | Edward Jones national BD | Cooper Mcmanus other | Other | May 8, 2017 | May 9, 2017 |
| Terry Lee Kerr | Cetera Advisor Networks LLC other | Cooper Mcmanus other | Other | Sep 7, 2016 | Jan 31, 2017 (146 d) |
| Wil Smith | Crown Wealth Management, Inc. unclassified | Cooper Mcmanus other | Other | May 12, 2016 | May 12, 2016 |
| Steven Michio Smailes | Morgan Stanley wirehouse | Cooper Mcmanus other | Other | Nov 18, 2015 | Dec 14, 2015 |
| Lawrence D Wimsatt | LPL Financial LLC other | Cooper Mcmanus other | Other | Jun 29, 2015 | Jun 29, 2015 |
| Shane Patrick Brosnan | Capital Synergy Partners independent RIA | Cooper Mcmanus other | Other | May 29, 2015 | Jun 3, 2015 |
| Brian Jonathan Matz | Edelman Financial Services, LLC other | Cooper Mcmanus other | Other | Feb 2, 2015 | Feb 18, 2015 |
| Richard James London | LPL Financial LLC other | Cooper Mcmanus other | Other | Oct 17, 2014 | Oct 3, 2014 |
| Hillary Theodosia Cross | Edward Jones national BD | Cooper Mcmanus other | Other | Oct 17, 2014 | Oct 24, 2014 |
| Kathleen Mary Ladra | LPL Financial LLC other | Cooper Mcmanus other | Other | Aug 8, 2014 | Jul 11, 2014 |
| Richard Alan Hagins | Quest Capital Strategies, Inc. other | Cooper Mcmanus other | Other | Jul 31, 2014 | Jul 30, 2014 |
| Frank J Lupu | Edward Jones national BD | Cooper Mcmanus other | Other | Apr 25, 2014 | Apr 28, 2014 |
| Christina Lynn Bush | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Jan 14, 2014 | Jan 24, 2014 |
| Matthew M Sassani | Ameriprise Financial Services, LLC national BD | Cooper Mcmanus other | Other | Dec 26, 2013 | Jan 7, 2014 |
| Carol Lynn Knowlton-Chirko | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Oct 19, 2012 | Aug 13, 2012 |
| Coley Baynes Davis | Voya Financial Advisors, Inc. other | Cooper Mcmanus other | Other | Apr 20, 2012 | Apr 25, 2012 |
| Sydney P. Riccio | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Feb 29, 2012 | Feb 22, 2012 |
| David Joseph Pearl | Cetera Advisor Networks LLC other | Cooper Mcmanus other | Other | Feb 16, 2012 | Feb 14, 2012 |
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81 moves match.