DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at RBC Rochdale, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Edward Baumgartner | Eagle Strategies LLC BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 27, 2026 |
| Gregory Thomas Brunck | RBC Securities, Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 13, 2026 |
| Michael Peter Corelli | Lisanti Capital Growth LLC institutional | RBC Rochdale, LLC BD affiliated | Other | Mar 18, 2026 | Mar 19, 2026 |
| Rayvon Solomon | Ameriprise Financial Services, LLC national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Jun 9, 2026 (112 d) |
| Joshua Eric Reyes | UBS Financial Services Inc. wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 27, 2026 |
| Cole Mathew Gest | Strategic Advisers LLC national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Jan 9, 2026 |
| Michael Erb | Citigroup Global Markets Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Feb 25, 2026 (72 d) |
| Albert Diaz | RBC Securities, Inc. independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2025 | Sep 5, 2025 |
| Kevin Gerard Betts | Citigroup Global Markets Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2025 | Sep 12, 2025 |
| Josh Dreseris | Bny Mellon Advisors, Inc. independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2025 | Dec 18, 2025 (217 d) |
| Brian Moody | Stifel, Nicolaus & Company, Incorporated national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jul 1, 2025 (62 d) |
| Bobby Sharan Gomez | Kestra Investment Management, LLC. asset manager | RBC Rochdale, LLC BD affiliated | Other | Feb 19, 2025 | Jan 9, 2026 (324 d) |
| Tracey Graziosa | J.P. Morgan Securities LLC wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 12, 2025 | Sep 4, 2025 (235 d) |
| Jacqueline Rivera | Charles Schwab & Co., Inc. national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 20, 2024 |
| Evan Justin Lincoln | Fisher Investments independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2024 | Apr 18, 2024 (42 d) |
| Keith Smith | Citigroup Global Markets Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Feb 7, 2024 (34 d) |
| Maria Teresa Aronoff | Freedom Investment Management, Inc. independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | May 8, 2023 |
| Brian D Beldham | RBC Securities, Inc. independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2023 | Jan 25, 2022 |
| Erin Lee Patak | Mosaic Advisors independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2023 | Jun 30, 2023 (49 d) |
| Ricardo Kong | RBC Securities, Inc. independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2023 | Apr 17, 2023 |
| Jayme-Lee C Kyritz | Revolve Wealth Partners, LLC independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 11, 2023 |
| Richard K Powers | E*Trade Capital Management, LLC independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2022 | Nov 16, 2023 (406 d) |
| Yuan Wang | Morgan Stanley wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2022 | Oct 26, 2022 |
| Joseph Antoine Jraitiny | Freestone Capital Management, LLC independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2022 | Oct 11, 2022 |
| Andrew Lawrence Rothstein | Rice Hall James & Associates LLC other | RBC Rochdale, LLC BD affiliated | Other | Sep 7, 2022 | Nov 30, 2022 (84 d) |
| Bradley A Skipper | Fidelity Personal And Workplace Advisors BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Nov 18, 2022 (72 d) |
| Leigh Carol Bucholtz | Charles Schwab & Co., Inc. national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jan 24, 2023 (243 d) |
| Eric R Fuhrman | Rice Hall James & Associates LLC other | RBC Rochdale, LLC BD affiliated | Other | May 18, 2022 | May 26, 2022 |
| Namik Beganovic | Morgan Stanley wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2022 | Jan 29, 2024 (650 d) |
| Jonathan N Carter | Park Avenue Securities LLC BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2022 | May 10, 2022 |
| Hareesh Vishal Sivashanker | Fisher Investments independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2022 | May 17, 2022 (55 d) |
| Richard Thomas Allison | J.P. Morgan Securities LLC wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 4, 2021 | Mar 8, 2022 (94 d) |
| Keren Zhou | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2021 | Dec 6, 2022 (442 d) |
| Alain Landais | Park Avenue Securities LLC BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Apr 13, 2021 |
| David Harrison Goodless | Assetmark, Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Apr 15, 2021 |
| Mark Phillip Antariksa | Vance Wealth independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2021 | Jul 16, 2021 (123 d) |
| Matthew Garrett Larson | Wpwealth Llp independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2020 | Oct 1, 2021 (387 d) |
| Gerald Gaeta | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Rochdale, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2020 | Oct 15, 2020 (37 d) |
| Christopher S Austin | 20/20 Capital Management, Inc independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2020 | Mar 4, 2020 |
| Jonathan E Taylor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Rochdale, LLC other | Other | Oct 30, 2019 | Oct 24, 2019 |
| Corey Han Liu | Pillar Pacific Capital Management LLC independent RIA | RBC Rochdale, LLC other | Other | Aug 19, 2019 | Nov 18, 2019 (91 d) |
| Justin Pender | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2019 | Jul 6, 2021 (715 d) |
| Elayna Sylvia Barrison | Koss-Olinger Consulting, LLC. independent RIA | RBC Rochdale, LLC other | Other | Feb 4, 2019 | Feb 5, 2019 |
| Steve Landefeld | Ameriprise Financial Services, LLC national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Oct 3, 2018 |
| Charles Justin Luke | Avalon Investment & Advisory independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2018 | Feb 7, 2025 (2329 d) |
| Jonathan David Herzog | P-Squared Capital Management state registered | RBC Rochdale, LLC BD affiliated | Other | Aug 13, 2018 | Aug 9, 2018 |
| Stephen Kleiman | Morgan Stanley wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2018 | Feb 8, 2021 (938 d) |
| Michael J Chiarella | Eagle Strategies LLC BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jun 1, 2018 |
| Dara Roughley | Hennion & Walsh Asset Management, Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2018 | Jun 5, 2018 |
| Ramy David Antar | Fisher Investments independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2018 | May 23, 2018 |
| Cameron Jaimes Killeen | Strategic Advisers LLC national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2018 | Jun 8, 2018 (69 d) |
| David Paul Bjorndal | Mcdonnell Investment Management, LLC other | RBC Rochdale, LLC BD affiliated | Other | Mar 23, 2018 | Oct 22, 2018 (213 d) |
| Aubrey Jean Foerster | RBC Securities, Inc. other | RBC Rochdale, LLC BD affiliated | Other | Dec 19, 2017 | Dec 17, 2021 (1459 d) |
| Sunita George | G. A. Repple & Company other | RBC Rochdale, LLC other | Other | Mar 29, 2017 | Jun 12, 2017 (75 d) |
| Scott Robert Wachs | UBS Financial Services Inc. wirehouse | RBC Rochdale, LLC other | Other | Feb 13, 2017 | Aug 21, 2017 (189 d) |
| Kevin Gerard Betts | Capital Client Group, Inc. no RAUM | RBC Rochdale, LLC BD affiliated | Other | Jan 31, 2017 | Jul 24, 2018 (539 d) |
| Adam Jason Izaac | RBC Securities, Inc. other | RBC Rochdale, LLC other | Other | Jan 4, 2017 | Jan 5, 2017 |
| Michael Todd Smurl | Goldman Sachs Wealth Services, L.P. other | RBC Rochdale, LLC other | Other | Nov 22, 2016 | Jun 8, 2017 (198 d) |
| Alexander Palmerton Nelson | Fisher Investments other | RBC Rochdale, LLC other | Other | Aug 23, 2016 | Aug 23, 2016 |
| John Roger Koludrovic | Mesirow Financial Investment Management, Inc. other | RBC Rochdale, LLC other | Other | Jul 26, 2016 | Dec 14, 2017 (506 d) |
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98 moves match.