DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Retirement Plan Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eliot Dylan MarrBison Wealth, LLC independent RIARetirement Plan Advisors, LLC mixed wealthRIA to RIAJan 9, 2026Jan 13, 2026
Jake Matthew SchaferCetera Investment Advisers LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIANov 26, 2025Feb 4, 2026 (70 d)
Jacey JohnsonEdward Jones national BDRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 6, 2025Nov 3, 2025
Michael Lloyd HawesNationwide Investment Advisors, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 18, 2025Jul 14, 2025
Emily C KnoxNationwide Investment Advisors, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 2, 2025May 13, 2025
Christopher Michael DobsonEdward Jones national BDRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 20, 2025Mar 26, 2025
Kendal Patrick ShawAmeritas Advisory Services, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2024Feb 27, 2025 (58 d)
Stephen William WaltersAmeriprise Financial Services, LLC national BDRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 31, 2024Jul 23, 2024 (53 d)
David C MccrayEmpower Advisory Group, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAApr 5, 2024May 31, 2024 (56 d)
Edward Samuel KindlerPnc Wealth Management BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 11, 2023Mar 6, 2024 (208 d)
Nicholas Joseph DaughertyIndependent Financial Partners BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 2, 2023Mar 1, 2023
Michael Allan ParkerIndependent Financial Partners BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 1, 2023Mar 1, 2023
Brian Keith BoxIndependent Financial Partners BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 1, 2023Mar 1, 2023
Phillip William HolstromAllstate Financial Advisors, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 1, 2022Jun 1, 2022
Shannon M. DavisTransamerica Financial Advisors, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Mar 1, 2022
Richard Tom KaczorCetera Investment Advisers LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 23, 2021Sep 20, 2021 (89 d)
Edward James TritschlerPlanmember Securities Corporation independent RIARetirement Plan Advisors, LLC mixed wealthRIA to RIAJan 5, 2021Aug 29, 2022 (601 d)
Thomas Paul ClooneyE*Trade Capital Management, LLC independent RIARetirement Plan Advisors, LLC mixed wealthRIA to RIANov 10, 2020Nov 4, 2020
Timothy Daniel HardenPrincipal Securities, Inc. BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 5, 2020Oct 22, 2020
Michael Dean AllenOsaic Wealth, Inc. BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIADec 21, 2019Jan 13, 2020
Colin Matthew DayNationwide Investment Advisors, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 15, 2018Sep 10, 2018
John Ray PiperNationwide Investment Advisors, LLC otherRetirement Plan Advisors, LLC mixed wealthOtherDec 1, 2017Apr 14, 2025 (2691 d)
Matthew David MartinSpc otherRetirement Plan Advisors, LLC otherOtherNov 9, 2015Nov 16, 2015
Tamme Terrell FordValic Financial Advisors, Inc. otherRetirement Plan Advisors, LLC mixed wealthOtherJan 23, 2015Jul 21, 2021 (2371 d)
Kenneth Scott MergenStancorp Investment Advisers, Inc. otherRetirement Plan Advisors, LLC otherOtherJan 8, 2014Feb 13, 2014 (36 d)
Debra Lee AntonWells Fargo Advisors wirehouseRetirement Plan Advisors, LLC otherOtherDec 24, 2013May 14, 2014 (141 d)
Brett Michael PendletonInvest Financial Corporation otherRetirement Plan Advisors, LLC otherOtherNov 13, 2013Nov 26, 2013
Edna Theresa DelphinSagepoint Financial, Inc. otherRetirement Plan Advisors, LLC otherOtherJan 5, 2011Jan 12, 2011
Jamilah Sheba BrownNationwide Investment Advisors, LLC otherRetirement Plan Advisors, LLC otherOtherDec 1, 2009Jun 23, 2010 (204 d)
Levi Donald CutlerCambridge Investment Research Advisors, Inc. otherRetirement Plan Advisors, LLC otherOtherDec 31, 2008Jan 5, 2009
Theodore Leonard BrooksNationwide Securities, LLC no RAUMRetirement Plan Advisors, LLC otherOtherNov 6, 2008Nov 24, 2010 (748 d)
Jeanne H. Badeaux-CarnlineCambridge Investment Research Advisors, Inc. otherRetirement Plan Advisors, LLC otherOtherDec 31, 2007Jan 4, 2008
Jill Rene WoodsLegacy Financial Group, Inc. unclassifiedRetirement Plan Advisors, LLC otherOtherJan 5, 2005Jun 30, 2005 (176 d)
Thomas Anthony CieslaOgilvie Security Advisors Corp otherRetirement Plan Advisors, LLC otherOtherMar 4, 2004Feb 23, 2004
Christopher John FudaczBlyth & Associates, Inc. otherRetirement Plan Advisors, LLC otherOtherDec 8, 2003Mar 2, 2004 (85 d)
Denis Jeffrey ConlonCambridge Investment Research, Inc. unclassifiedRetirement Plan Advisors, LLC otherOtherDec 31, 2002Jan 2, 2003
Timothy Lee HeadCambridge Investment Research, Inc. unclassifiedRetirement Plan Advisors, LLC otherOtherDec 31, 2002Jan 2, 2003
Page 1 of 1
37 moves match.