DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Orion Portfolio Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Langston Washington | Fsa Wealth Partners independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Sep 1, 2022 | Aug 26, 2022 |
| Dustin Andersen | Charles Schwab & Co., Inc. national BD | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2022 | Aug 15, 2022 |
| David Rosenblum | Silver Oak Securities, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | May 11, 2022 |
| James Sabbatini | Thrivent Investment Management Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 20, 2022 |
| Thomas Peter Pileggi | Bny Mellon Advisors, Inc. independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Apr 7, 2022 | Apr 7, 2022 |
| Brittney Hageman | Securities America Advisors, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Mar 31, 2022 |
| Tammy Jo Christensen | Cwm, LLC BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | Apr 6, 2022 (58 d) |
| Charles R Miller | Zacks Investment Management, Inc. mixed wealth | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Jan 7, 2022 | Feb 8, 2022 (32 d) |
| Trent Heber Colledge | Elevated Capital Advisors, LLC independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Dec 10, 2021 | May 27, 2022 (168 d) |
| Jeanna Lynn Stecklein | Transamerica Financial Advisors, LLC BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Jan 31, 2022 (63 d) |
| Brandon Bastuba | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 23, 2021 |
| Cade Allen Denazario Akers | Charles Schwab & Co., Inc. national BD | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Dec 8, 2021 |
| Brian Patrick Storey | First Citizens Asset Management, Inc independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Nov 2, 2021 | Apr 26, 2022 (175 d) |
| Dillon David Philmon | MML Investors Services, LLC BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Nov 10, 2021 |
| Ryan Joseph Allessio | Tandem Wealth Advisors independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Mar 8, 2022 (251 d) |
| Ryan Royce Berges | Creative Planning independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Jan 5, 2021 | Jun 7, 2021 (153 d) |
| Timothy John Bottomly | Blackrock Investment Management, LLC other | Orion Portfolio Solutions, LLC independent RIA | Other | Dec 1, 2020 | Nov 18, 2021 (352 d) |
| Natalie J James | Td Ameritrade, Inc. no RAUM | Orion Portfolio Solutions, LLC independent RIA | Other | Nov 17, 2020 | Jan 25, 2021 (69 d) |
| Jacquelyn Ruth Kesterson | Td Ameritrade, Inc. no RAUM | Orion Portfolio Solutions, LLC independent RIA | Other | Jul 17, 2020 | Jul 17, 2020 |
| Neisha N. Watson | Portsmouth Financial Services unclassified | Orion Portfolio Solutions, LLC independent RIA | Other | Jan 10, 2020 | May 28, 2021 (504 d) |
| Steven Douglas Walton | Td Ameritrade, Inc. no RAUM | Orion Portfolio Solutions, LLC independent RIA | Other | Dec 26, 2019 | Aug 12, 2021 (595 d) |
| Tyler Woods | Securities America Advisors, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Nov 27, 2019 |
| Jonathon Richard Mcadow | Longview Wealth Management independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Sep 23, 2019 | May 10, 2021 (595 d) |
| Gerald Edward Matzke | Osaic Fa, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2019 | Sep 4, 2019 |
| Kenneth Lavon Chambers | Longboard Asset Management asset manager | Orion Portfolio Solutions, LLC independent RIA | Other | Jul 30, 2019 | Dec 14, 2021 (868 d) |
| Emanuel David Marshall | Stancorp Investment Advisers, Inc. other | Orion Portfolio Solutions, LLC independent RIA | Other | Feb 8, 2019 | Feb 8, 2021 (731 d) |
| Isaac Norman Staat | Securian Financial Services, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2019 | Jan 25, 2021 (720 d) |
| Richard Zachary Seitz | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2018 | Feb 21, 2019 (87 d) |
| Jeffrey Allen Dunn | Edward Jones national BD | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2018 | Dec 12, 2018 (43 d) |
| Stephen T Straw | Signator Investors, Inc. other | Orion Portfolio Solutions, LLC independent RIA | Other | Nov 27, 2017 | Jul 11, 2019 (591 d) |
| Mickey Lee Ellison | Sii Investments, Inc. other | Orion Portfolio Solutions, LLC independent RIA | Other | Oct 2, 2017 | Sep 17, 2019 (715 d) |
| Brian George Morgan | Morgan Stanley wirehouse | Orion Portfolio Solutions, LLC independent RIA | Wirehouse to independent RIA | Sep 12, 2017 | Feb 25, 2020 (896 d) |
| Benjamin Charles Mcqueen | Fifth Third Securities, Inc. other | Orion Portfolio Solutions, LLC other | Other | May 19, 2017 | Aug 18, 2017 (91 d) |
| Eric Douglas Sanders | Weatherstone Capital Management other | Orion Portfolio Solutions, LLC independent RIA | Other | Dec 16, 2015 | Mar 25, 2021 (1926 d) |
| Christopher John Romano | Partnervest Advisory Services LLC other | Orion Portfolio Solutions, LLC independent RIA | Other | Jul 20, 2015 | Nov 8, 2019 (1572 d) |
| Erik Michael Hardin | Weatherstone Capital Management other | Orion Portfolio Solutions, LLC other | Other | Mar 5, 2015 | Jul 23, 2016 (506 d) |
| Courtney Marie Turner | Edward Jones national BD | Orion Portfolio Solutions, LLC other | Other | Dec 3, 2014 | May 6, 2016 (520 d) |
| Shaun Douglas Kardell | Waddell & Reed other | Orion Portfolio Solutions, LLC independent RIA | Other | May 24, 2013 | Dec 3, 2020 (2750 d) |
| Janey L Kegley | Concourse Financial Group Advisors other | Orion Portfolio Solutions, LLC other | Other | Mar 1, 2013 | Mar 6, 2013 |
| James Augusta Taylor | Fifth Third Securities, Inc. other | Orion Portfolio Solutions, LLC other | Other | Aug 19, 2011 | Aug 30, 2016 (1838 d) |
| Brett Charles Leach | Envestnet Pmc other | Orion Portfolio Solutions, LLC other | Other | Feb 16, 2011 | Jan 5, 2017 (2150 d) |
| Brian David Mann | Mann Capital Management LLC unclassified | Orion Portfolio Solutions, LLC other | Other | Mar 18, 2009 | Aug 23, 2016 (2715 d) |
| Sean Thomas Belton | Fifth Third Securities, Inc. other | Orion Portfolio Solutions, LLC other | Other | Jul 13, 2007 | Jun 30, 2016 (3275 d) |
| Ryan Ashley Kirby | Valic Financial Advisors, Inc. other | Orion Portfolio Solutions, LLC other | Other | Jan 23, 2007 | Feb 16, 2007 |
| Aaron Joshua Ploscowe | UBS Financial Services Inc. wirehouse | Orion Portfolio Solutions, LLC independent RIA | Wirehouse to independent RIA | Apr 15, 2005 | Jun 21, 2019 (5180 d) |
Page 1 of 1
45 moves match.