DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ssn Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Alvin SewellCompass Advisory Partners LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2020Feb 3, 2020
Samuel Thomas PriceVoya Financial Advisors, Inc. BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2019Dec 17, 2019
Jennifer Anne JonesCommonwealth Financial Network national BDSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2019Dec 16, 2019
Scott Randall KesslerLPL Financial LLC BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2019Oct 18, 2019
Sharon Elaine MelvilleEk Riley Investments, LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2019Oct 10, 2019
Matthew KochenNew York Life Investment Management LLC asset managerSsn Advisory, Inc. BD affiliatedOtherAug 12, 2019Sep 6, 2019
Brian Patrick FeeleyMML Investors Services, LLC BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2019May 20, 2019
Michelle L ReynoldsKovack Advisors, Inc. BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2019Apr 25, 2019
Mark Edward WrenVoya Financial Advisors, Inc. BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2019Apr 2, 2019
David Lemoyne BarnesHouseholder Group Estate & Retirement Specialists independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2019Jan 22, 2019
Michael Paul McmeansOsaic Institutions, Inc. BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2019Mar 1, 2019
David Lee MaynardIndependent Advisor Alliance, LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 19, 2019Feb 8, 2019
David M KopycAmeritas Advisory Services BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Jan 2, 2019
Kenneth Raymond SchuylerAmerican Trust Investment Services, Inc. unclassifiedSsn Advisory, Inc. BD affiliatedOtherSep 10, 2018Aug 27, 2018
Denis Jeffrey ConlonOpus Wealth Management Group independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2018Jul 5, 2018
Mark Douglas MensackFsc Securities Corporation BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2018Jul 11, 2018
James Andrew BarnashSgl Financial, LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2018Jul 6, 2018
Ralph Wilson SmithRaymond James Financial Services Advisors, Inc BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2018May 16, 2018
Ronald Elwood WilliamsAdviceone Advisory Services, LLC independent RIASsn Advisory, Inc. otherOtherApr 6, 2018Sep 11, 2017
Michael David KordasWintrust Investments otherSsn Advisory, Inc. BD affiliatedOtherFeb 15, 2018Feb 16, 2018
Randolph S ClarkInvest Financial Corporation otherSsn Advisory, Inc. otherOtherJan 10, 2018Jan 11, 2018
Todd Mckinley CherrySii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 21, 2017Nov 22, 2017
Nathan James VanstippenSii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 21, 2017Nov 22, 2017
Brandon Guy MartinekSii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 21, 2017Nov 22, 2017
Jennifer Jane OwenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSsn Advisory, Inc. otherOtherNov 14, 2017Nov 13, 2017
Patrick William HorwitzSii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 7, 2017Nov 8, 2017
Dennis R DercksSii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 6, 2017Nov 6, 2017
Ryan Christopher EngelsSii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 6, 2017Nov 6, 2017
Steven James LautenschlagerSii Investments, Inc. otherSsn Advisory, Inc. otherOtherNov 6, 2017Nov 6, 2017
Thomas Eric SchneiderVoya Financial Advisors, Inc. otherSsn Advisory, Inc. otherOtherOct 30, 2017Oct 30, 2017
Bruce Thomas BrownNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSsn Advisory, Inc. otherOtherOct 10, 2017Oct 9, 2017
Kenneth Jay HeaneyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSsn Advisory, Inc. otherOtherOct 10, 2017Oct 9, 2017
Karen Brown TisdaleNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSsn Advisory, Inc. otherOtherOct 10, 2017Oct 9, 2017
Jaret Dalin PerrymanLarson Financial Group, LLC otherSsn Advisory, Inc. otherOtherSep 19, 2017Oct 7, 2017
Jason Wade BohmannPrincipal Securities, Inc. otherSsn Advisory, Inc. otherOtherAug 3, 2017Jul 31, 2017
Jason R RasmussenTransamerica Financial Advisors, LLC otherSsn Advisory, Inc. otherOtherJun 27, 2017Jun 26, 2017
Jason Patrick BresslerAmeriprise Financial Services, LLC national BDSsn Advisory, Inc. otherOtherMay 2, 2017Apr 24, 2017
Mary Lynne YoderRaymond James Financial Services Advisors, Inc otherSsn Advisory, Inc. BD affiliatedOtherApr 25, 2017Mar 19, 2018 (328 d)
Larry Andrew PrislovskyJd Powers Financial Services, Inc. unclassifiedSsn Advisory, Inc. otherOtherApr 20, 2017Feb 7, 2017
Joel David RubinCambridge Investment Research Advisors, Inc. otherSsn Advisory, Inc. otherOtherFeb 13, 2017Feb 9, 2017
Gretchen Mcthenia CollinsWells Fargo Advisors wirehouseSsn Advisory, Inc. otherOtherJan 11, 2017Jan 25, 2017
Amy Christine SchroederFirst Allied Advisory Services, Inc. otherSsn Advisory, Inc. otherOtherDec 23, 2016Feb 3, 2017 (42 d)
Richard Hansford DixHornor, Townsend & Kent, LLC otherSsn Advisory, Inc. otherOtherDec 15, 2016Dec 7, 2016
Drew GressHornor, Townsend & Kent, LLC otherSsn Advisory, Inc. otherOtherDec 15, 2016Dec 7, 2016
David Ryan ShoberObsidian Personal Planning Solutions, LLC otherSsn Advisory, Inc. otherOtherDec 1, 2016Nov 10, 2016
Anthony John SorrentinoAmeritas Advisory Services otherSsn Advisory, Inc. otherOtherNov 9, 2016Oct 11, 2016
Frederick W. CottonAmeritas Advisory Services otherSsn Advisory, Inc. otherOtherNov 7, 2016Oct 11, 2016
Robert J SandMsi Financial Services, Inc. otherSsn Advisory, Inc. otherOtherOct 12, 2016Oct 4, 2016
Fred J AbbottAmeritas Advisory Services otherSsn Advisory, Inc. otherOtherSep 23, 2016Aug 30, 2016
Matthew James TrivettNorthwestern Mutual Investment Services,LLC no RAUMSsn Advisory, Inc. otherOtherSep 14, 2016Mar 23, 2017 (190 d)
Steven Michael EffertSii Investments, Inc. otherSsn Advisory, Inc. otherOtherAug 25, 2016Aug 25, 2016
Jenny Lynn LauritaSecurities America Advisors, Inc. otherSsn Advisory, Inc. otherOtherAug 10, 2016May 5, 2017 (268 d)
Heath J SmargiassoEdgetech Analytics, LLC state registeredSsn Advisory, Inc. otherOtherJul 21, 2016Jun 2, 2017 (316 d)
Amy Warren EdwardsLPL Financial LLC otherSsn Advisory, Inc. otherOtherJun 15, 2016Jun 6, 2016
Seth David McbeeMcbee Advisors, Inc. otherSsn Advisory, Inc. otherOtherMay 25, 2016Feb 7, 2008
Deborah Louise MatzSagepoint Financial, Inc. otherSsn Advisory, Inc. otherOtherFeb 3, 2016Nov 8, 2016 (279 d)
Kyle Edwin BeveridgeEsb Wealth Management, LLC otherSsn Advisory, Inc. otherOtherDec 16, 2015Apr 8, 2015
Kenneth Stephen BlazickCadaret Grant & Co Inc otherSsn Advisory, Inc. BD affiliatedOtherJun 8, 2015Sep 19, 2019 (1564 d)
Kenneth Paul CourtsWells Fargo Advisors wirehouseSsn Advisory, Inc. otherOtherJun 8, 2015Jun 10, 2015
Craig Robert MohrKovack Advisors, Inc. otherSsn Advisory, Inc. otherOtherJan 16, 2015Jan 29, 2015
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225 moves match.