DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Confidence Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jared Michael KerstenEmpower Advisory Group, LLC BD affiliatedConfidence Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2024Nov 14, 2024
Brian William GilroyEdelman Financial Engines independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIANov 13, 2024Oct 22, 2024
Sean Alexander HummelLnw independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAAug 19, 2024Aug 26, 2024
Matthew CraigleNuveen Asset Management, LLC mixed wealthConfidence Wealth Management, Inc. independent RIARIA to RIAAug 1, 2024Oct 29, 2024 (89 d)
Ryan F KiernanMorgan Stanley wirehouseConfidence Wealth Management, Inc. independent RIAWirehouse to independent RIAMay 16, 2024Dec 9, 2024 (207 d)
Eric KalmikoffFisher Investments independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAMay 8, 2024Nov 12, 2024 (188 d)
Frederic Young Hoon HanEmpower Advisory Group, LLC BD affiliatedConfidence Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2024Sep 4, 2024 (183 d)
Daniel Fallon TafoyaT. Rowe Price Advisory Services, Inc. independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAJul 28, 2023Jul 27, 2023
Darci Colleen ZaunmillerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConfidence Wealth Management, Inc. independent RIAWirehouse to independent RIAJun 12, 2023Jun 22, 2023
Kyle John SosciaThe Wealth Consulting Group independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAMay 9, 2023May 15, 2023
Nickolas Ryan MinardTrajan Wealth, L.L.C. independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAJun 8, 2022May 31, 2022
Richard D BoydDunham independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAMay 27, 2022Oct 17, 2022 (143 d)
Daniel VazquezCharles Schwab & Co., Inc. national BDConfidence Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2022Apr 13, 2022
Wenwen DongAlaska Wealth Advisors independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIANov 18, 2021Feb 25, 2022 (99 d)
Jonathan Ray GuillenStifel, Nicolaus & Company, Incorporated national BDConfidence Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2021Jun 23, 2021 (54 d)
Michael Robert PetersonEdward Jones national BDConfidence Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2021May 12, 2021 (93 d)
James Anderson EgerstromTarbox Family Office, Inc. independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIAJun 25, 2019Jan 1, 2026 (2382 d)
David Christopher LauritzenFidelity Personal And Workplace Advisors BD affiliatedConfidence Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2019Jan 1, 2026 (2493 d)
Christopher Thomas KrugBlackrock Investment Management, LLC otherConfidence Wealth Management, Inc. independent RIAOtherJan 16, 2019Jan 1, 2026 (2542 d)
Julia M SinclairSeia otherConfidence Wealth Management, Inc. independent RIAOtherJun 16, 2016Jul 28, 2016 (42 d)
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20 moves match.