DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Key Investment Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Travis MayWells Fargo Advisors wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 10, 2026
Aidan Joseph ShafferPark Avenue Securities LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2026Aug 28, 2026
Allen M JudkinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2026Aug 19, 2026
Andrew J DittyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 24, 2026
James BrennemanEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2026Sep 16, 2026 (58 d)
Guerschom AltidorPnc Wealth Management BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2026Jul 15, 2026
Jason Michael BoeckmanAdvice And Planning Services BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2026Aug 12, 2026 (34 d)
Ramah Mohammed SanniWells Fargo Advisors wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 6, 2026Aug 3, 2026
Geoffrey SkadraCitizens Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2026Jul 10, 2026
Garret William KeiblerSchwab Wealth Advisory, Inc. no RAUMKey Investment Services LLC BD affiliatedOtherJun 27, 2026Jul 14, 2026
Uriah BurkeFifth Third Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2026Jul 10, 2026
Heather Rose SchultzPark Avenue Securities LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2026Jun 30, 2026
John Eric TenofskyAdvice And Planning Services BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2026Jul 9, 2026 (35 d)
Malak RabiFifth Third Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2026Jun 9, 2026
Michael Allen LarosaMissionsquare Retirement BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2026Jun 3, 2026
Chandler FoutPnc Wealth Management BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2026Jun 5, 2026
Andrew Scott ReddishMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 1, 2026Jul 24, 2026 (53 d)
Angela MyersFifth Third Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2026May 19, 2026
Matthew Joseph WhalenLPL Financial LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2026Jun 2, 2026
Thomas Shant YokumLPL Enterprise, LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2026May 20, 2026
Minuet Priscilla Vazquez CaldwellCetera Investment Advisers LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2026May 11, 2026
Raymond Lyle DurantAdvice And Planning Services BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2026Jun 1, 2026
Megan E SlomaCetera Investment Advisers LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2026Jul 7, 2026 (60 d)
Camilla B MerrickWilmington Trust Investment Advisors, Inc. otherKey Investment Services LLC BD affiliatedOtherMay 7, 2026May 28, 2026
Turkessa AmoahEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2026May 14, 2026
Gabriel LabiancaPnc Wealth Management BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2026May 13, 2026
Victoria Marie JamesEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2026May 14, 2026
Andrew J. NothstineWesbanco Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 22, 2026Apr 9, 2026
Danila VasiukouPrincipal Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 21, 2026Jun 2, 2026 (42 d)
Joshua VernonPrincipal Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2026May 13, 2026
James Joseph SchroederHuntington Financial Advisors BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2026Apr 8, 2026
Steven Andrew LeeHuntington Financial Advisors BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2026Apr 13, 2026
Jennifer UzziJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Sep 1, 2026 (144 d)
Luca Luigi SolimenoEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2026Jul 21, 2026 (103 d)
Mitchell Aaron RuffEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 16, 2026Apr 15, 2026
Genevra Ashley MitrovichEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2026Mar 12, 2026
Tammy Sue DicksonThrivent Investment Management Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2026Feb 19, 2026
Danny KimEagle Strategies LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2026Feb 20, 2026
Mark R SchneiderFifth Third Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2026Jan 15, 2026
Thomas E StrittMorgan Stanley wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 16, 2026Feb 3, 2026
Jeremy James FalconeLPL Financial LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2026Jan 16, 2026
Binfeng HouEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2026Feb 26, 2026 (42 d)
Jackson WingetStrategic Advisers LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 14, 2026Apr 17, 2026 (93 d)
Scott E. MoultonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 9, 2026Jan 20, 2026
Pallavi ShresthaEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2026Mar 9, 2026 (59 d)
Ronald BellamyEmpower Advisory Group, LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2026Jan 7, 2026
Ashley Gisel DrogonWells Fargo Advisors wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2026Jan 6, 2026
Caleb Robert David BoyNewedge Advisors BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 5, 2026Jan 7, 2026
Chyron Michael WilliamsonCdfinancial state registeredKey Investment Services LLC BD affiliatedOtherDec 26, 2025Feb 6, 2026 (42 d)
Yashasvi SinghEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2025Jan 26, 2026 (42 d)
Patrick Ryne MckinleyBankers Life Advisory Services, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2025Dec 9, 2025
Sofia CarterJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 3, 2025Dec 17, 2025
Perry LauluJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 30, 2025Dec 4, 2025
Michael Robert AgricolaJ.P. Morgan Securities LLC wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 17, 2025Dec 3, 2025
Brian Mark KornelisNorthwestern Mutual Investment Services,LLC no RAUMKey Investment Services LLC BD affiliatedOtherNov 17, 2025Dec 11, 2025
Roosevelt TerryEmpower Advisory Group, LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2025Feb 18, 2026 (103 d)
Michael James FairchildMML Investors Services, LLC BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2025Dec 1, 2025
Peter Michael BushmanHsbc Securities (USA) Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2025Oct 16, 2025
John HannaCharles Schwab & Co., Inc. national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2025Oct 15, 2025
Jacob Robert VanhousenPrincipal Securities, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2025Nov 12, 2025
Page 1 of 13Next
750 moves match.