DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ridgeway Conger Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jonathan E White	J P Turner & Company Capital Management, LLC other	Ridgeway Conger Advisory Services other	Other	Sep 25, 2015	Sep 25, 2015
Timothy John Mccormack	Regal Investment Advisors LLC other	Ridgeway Conger Advisory Services other	Other	Sep 15, 2015	Oct 19, 2015 (34 d)
Brian Lon Biederman	Sb Advisory, LLC other	Ridgeway Conger Advisory Services other	Other	Jul 11, 2014	May 26, 2014
Kathleen Elizabeth O'Donnell Luther	Edward Jones national BD	Ridgeway Conger Advisory Services other	Other	Jun 22, 2012	Jun 25, 2012
David Allen Wagner	Ic Advisory Services, Inc. other	Ridgeway Conger Advisory Services other	Other	May 23, 2012	Jan 3, 2012
George Thomas Warren	Edward Jones national BD	Ridgeway Conger Advisory Services other	Other	Dec 12, 2011	Jan 11, 2012
Louis Nicholas Mancinelli	World Advisory Services other	Ridgeway Conger Advisory Services other	Other	Oct 26, 2011	Jun 26, 2012 (244 d)
Quincy Deearl Caldwell	Veritrust Financial, LLC other	Ridgeway Conger Advisory Services other	Other	Sep 12, 2011	Dec 19, 2011 (98 d)
Richard Fredrick Dunn	Ameriprise Financial Services, LLC national BD	Ridgeway Conger Advisory Services other	Other	Mar 14, 2011	Mar 9, 2011
Andrew Lewis Groat	RBC Capital Markets, LLC national BD	Ridgeway Conger Advisory Services other	Other	Feb 25, 2011	Feb 18, 2011
Dawn Renee Carey	Davis-Ross Investment Advisers, LLC other	Ridgeway Conger Advisory Services other	Other	Oct 15, 2010	Oct 12, 2010
Lawrence Eliot Zimbler	Questar Asset Management, Inc. other	Ridgeway Conger Advisory Services other	Other	Sep 8, 2010	Sep 8, 2010
Charley Todd Porter	LPL Financial LLC other	Ridgeway Conger Advisory Services other	Other	May 18, 2010	Jun 7, 2010
Daniel Joseph Ripley	Woodbury Financial Services, Inc. other	Ridgeway Conger Advisory Services other	Other	Dec 31, 2009	Dec 23, 2009
Peter Carroll Ward	UBS Financial Services Inc. wirehouse	Ridgeway Conger Advisory Services other	Other	Dec 2, 2009	Nov 4, 2009
Stephen Zelcer	Park Avenue Securities LLC other	Ridgeway Conger Advisory Services other	Other	Sep 18, 2009	Dec 16, 2009 (89 d)
Daniel W Rowles	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ridgeway Conger Advisory Services other	Other	Sep 9, 2009	Sep 8, 2009
William G Ryon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ridgeway Conger Advisory Services other	Other	Sep 2, 2009	Sep 4, 2009
Schuyler B Dombroske	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ridgeway Conger Advisory Services other	Other	Jun 23, 2009	Jun 19, 2009
Jeffrey Lee Stouffer	Uvest Financial Services Group, Inc. unclassified	Ridgeway Conger Advisory Services other	Other	Oct 22, 2008	Oct 19, 2009 (362 d)
Diane Brewer	Horter Investment Management, LLC other	Ridgeway Conger Advisory Services other	Other	Sep 17, 2008	Oct 9, 2009 (387 d)
William Standley Eden	First Independent Advisory Services, Inc. unclassified	Ridgeway Conger Advisory Services other	Other	Jul 11, 2008	Jul 1, 2008
Leslie Jean Hale	First Independent Advisory Services, Inc. unclassified	Ridgeway Conger Advisory Services other	Other	Jul 11, 2008	Jul 1, 2008
Allison Tyminski Rumschik	Morgan Stanley & Co. LLC unclassified	Ridgeway Conger Advisory Services other	Other	Jun 6, 2008	Jun 20, 2008
Clyde Goldberg	Equitable Advisors, LLC national BD	Ridgeway Conger Advisory Services other	Other	May 13, 2008	May 13, 2008
Shobhan Manubhai Sheth	Aura Asset Management, Inc. unclassified	Ridgeway Conger Advisory Services other	Other	Oct 11, 2007	Mar 11, 2008 (152 d)
Janet Grace Attard	Eplanning Advisors Inc unclassified	Ridgeway Conger Advisory Services other	Other	Sep 24, 2007	Feb 4, 2009 (499 d)
Carrie Alexah Strongheart	Saxony Capital Management, LLC other	Ridgeway Conger Advisory Services other	Other	Sep 7, 2007	Sep 28, 2007
Doyle Edwin Gustus	Kaiser Wealth Management other	Ridgeway Conger Advisory Services other	Other	Sep 14, 2005	Jun 9, 2006 (268 d)

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29 moves match.