DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Navy Federal Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Keith Mcknight	Navy Federal Investment Services, LLC BD affiliated	Navy Federal Asset Management, LLC other	Other	Dec 2, 2020	Sep 8, 2007
Delia Elena Arhiri	Navy Federal Investment Services, LLC BD affiliated	Navy Federal Asset Management, LLC other	Other	Feb 4, 2019	Sep 8, 2007
Lysa Jill Rothenberg	Navy Federal Investment Services, LLC other	Navy Federal Asset Management, LLC other	Other	Dec 5, 2017	Sep 8, 2007
Kevin Michael O'Connor	Osaic Institutions, Inc. other	Navy Federal Asset Management, LLC other	Other	Aug 31, 2016	Aug 31, 2016
Brian Franklin	Osaic Fa, Inc. other	Navy Federal Asset Management, LLC other	Other	Aug 22, 2016	Aug 15, 2016
Waleed Hassan Khan	Morgan Stanley wirehouse	Navy Federal Asset Management, LLC other	Other	Aug 17, 2016	Aug 29, 2016
Michael Morgan Tolliver	LPL Financial LLC other	Navy Federal Asset Management, LLC other	Other	Apr 29, 2016	Apr 21, 2016
Kwame Ronald Smith	Synovus Securities, Inc. other	Navy Federal Asset Management, LLC other	Other	Dec 23, 2015	Jan 21, 2016
Zachary W Oleinik	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Navy Federal Asset Management, LLC other	Other	Dec 22, 2015	Mar 3, 2016 (72 d)
Todd L Phillips	Invest Financial Corporation other	Navy Federal Asset Management, LLC other	Other	Jul 24, 2015	Aug 19, 2015
Patrick Boyd Bryant	Investment Professionals, Inc. other	Navy Federal Asset Management, LLC other	Other	May 18, 2015	Sep 3, 2015 (108 d)
Sabrina Bennett Southworth	Wells Fargo Advisors wirehouse	Navy Federal Asset Management, LLC other	Other	Mar 11, 2015	Mar 20, 2015
Regina Ann Mayhew	Wells Fargo Advisors wirehouse	Navy Federal Asset Management, LLC other	Other	Apr 1, 2014	Apr 1, 2014
Monica Comer	Raymond James Financial Services Advisors, Inc other	Navy Federal Asset Management, LLC other	Other	Mar 7, 2014	Apr 1, 2014
Joseph Robert Prokop	Edward Jones national BD	Navy Federal Asset Management, LLC other	Other	Jun 10, 2013	Jun 19, 2014 (374 d)
Hien Trong Truong	Osaic Fa, Inc. other	Navy Federal Asset Management, LLC other	Other	Jan 20, 2012	Jan 26, 2012
Mohammed Zubairu	Voya Financial Advisors, Inc. other	Navy Federal Asset Management, LLC other	Other	Jun 28, 2011	Mar 26, 2012 (272 d)
Hourieh Ghasripour	Wells Fargo Advisors wirehouse	Navy Federal Asset Management, LLC other	Other	Apr 19, 2011	Apr 19, 2011
Khoi Bao Ngoc Nguyen	Edward Jones national BD	Navy Federal Asset Management, LLC other	Other	Feb 4, 2011	Apr 14, 2011 (69 d)
Troy Spencer Schoonover	Edward Jones national BD	Navy Federal Asset Management, LLC other	Other	Nov 3, 2010	Jan 18, 2012 (441 d)
David Matthew Wallin	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Navy Federal Asset Management, LLC other	Other	Aug 18, 2010	Mar 28, 2011 (222 d)
Philip Pinkey	Centaurus Financial, Inc. other	Navy Federal Asset Management, LLC other	Other	Jun 29, 2010	Jul 6, 2010
Jeffrey Ryan Powell	Ameriprise Financial Services, LLC national BD	Navy Federal Asset Management, LLC other	Other	Mar 22, 2010	May 24, 2011 (428 d)
Linda Kay French	Ameriprise Financial Services, LLC national BD	Navy Federal Asset Management, LLC other	Other	Aug 19, 2009	Oct 18, 2010 (425 d)
Sean Morehouse Mcelhaney	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Navy Federal Asset Management, LLC other	Other	Aug 4, 2009	Sep 9, 2009 (36 d)
William Richard Bowman	Ameriprise Financial Services, LLC national BD	Navy Federal Asset Management, LLC other	Other	Jul 22, 2009	Mar 28, 2011 (614 d)
Kent Allen Johnson	Equitable Advisors, LLC national BD	Navy Federal Asset Management, LLC other	Other	May 4, 2009	Aug 14, 2009 (102 d)
Thomas Jay Stout	Comerica Securities other	Navy Federal Asset Management, LLC other	Other	Jul 1, 2008	Oct 1, 2008 (92 d)
Michael Thomas Robinson	Principal Securities, Inc. other	Navy Federal Asset Management, LLC other	Other	Jun 6, 2008	Jul 22, 2008 (46 d)
Steven Maclen Bonavita	Suntrust Investment Services, Inc. other	Navy Federal Asset Management, LLC other	Other	Apr 4, 2008	Oct 14, 2009 (558 d)
Andrea Brashears-Sampson	Missionsquare Retirement other	Navy Federal Asset Management, LLC other	Other	Oct 23, 2007	May 9, 2008 (199 d)
Elizabeth Joseph	Navy Federal Investment Services, LLC other	Navy Federal Asset Management, LLC other	Other	Oct 19, 2007	Sep 8, 2007
Patrick O'Rourke Dinan	Federated Investment Counseling other	Navy Federal Asset Management, LLC other	Other	Oct 19, 2007	Nov 26, 2007 (38 d)
Todd Andrew Gestrich	Navy Federal Investment Services, LLC other	Navy Federal Asset Management, LLC other	Other	Sep 8, 2007	Sep 8, 2007
Christopher Connell Altmiller	Navy Federal Investment Services, LLC other	Navy Federal Asset Management, LLC other	Other	Sep 8, 2007	Sep 8, 2007
Veston Valis Thompson	Ameriprise Financial Services, LLC national BD	Navy Federal Asset Management, LLC other	Other	Jul 20, 2007	Sep 8, 2007 (50 d)
Frank Agyei Gyesaw	Ameriprise Financial Services, LLC national BD	Navy Federal Asset Management, LLC other	Other	May 23, 2007	Sep 8, 2007 (108 d)
Donald Orin Andrus	Ameriprise Financial Services, LLC national BD	Navy Federal Asset Management, LLC other	Other	Oct 24, 2006	Sep 21, 2012 (2159 d)
Kevin Michael Reese	Cuna Brokerage Services, Inc. other	Navy Federal Asset Management, LLC other	Other	Sep 20, 2006	Sep 8, 2007 (353 d)
Gil Patrick Matro	Cuna Brokerage Services, Inc. other	Navy Federal Asset Management, LLC other	Other	Sep 20, 2006	Sep 8, 2007 (353 d)
Ilian Li	Wells Fargo Advisors wirehouse	Navy Federal Asset Management, LLC other	Other	May 18, 2006	Nov 29, 2007 (560 d)
Robert Brown	Citigroup Global Markets Inc. other	Navy Federal Asset Management, LLC other	Other	Mar 17, 2006	Sep 6, 2011 (1999 d)
Kathryn Cecilia Hill	Wells Fargo Advisors wirehouse	Navy Federal Asset Management, LLC other	Other	Sep 3, 2003	Nov 13, 2013 (3724 d)

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43 moves match.