DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenyon Lloyd Lederer | Pinnacle Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2026 | Jul 1, 2026 |
| Jack Richard Zboralske | Pinnacle Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2026 | Jul 1, 2026 |
| Chase Kenyon Lederer | Pinnacle Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2026 | Jul 1, 2026 |
| Natasha Nasha Allen | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 16, 2026 |
| Olivia Denise Payne | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Aug 20, 2026 | Aug 17, 2026 |
| Kurt William Mattson | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Aug 17, 2026 | Aug 17, 2026 |
| Teal Madison Schoonover | UBS Financial Services Inc. wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 25, 2026 |
| Nancy St Aubin | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Michele Mardanes | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Stephen Loughman | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Brian Doyle | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Kristen Laundry | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 28, 2026 |
| Jessica Marie Matheson | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Bradley Ross Michalchuk | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Lance Victor Cannon | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 8, 2026 |
| Gabriel M Maires | Edelman Financial Engines independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 6, 2026 |
| Patricia Rivera | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2026 | Jul 21, 2026 |
| Hanna M Sheppard | The Wealth Alliance, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 9, 2026 |
| Jeremy Doak Cheatham | Transce3nd LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2026 | Aug 19, 2026 (36 d) |
| Cael Crispin | Cetera Planning Partners independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2026 | Jul 13, 2026 |
| Walter Eric Eaves | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Aug 17, 2026 (41 d) |
| Thomas Gerrit Latchford | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 29, 2026 |
| Josephine Laspina Trotta | Pathfinder Wealth Advisors LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2026 | Feb 4, 2026 |
| Makenna Marie Sharkey | Strategic Advisers LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 24, 2026 |
| Robert Landon Frits | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 18, 2026 |
| Shawn Dwayne Peschke | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 18, 2026 |
| Michael Taylor Fielder | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 27, 2026 |
| Paul Daniel Aragona | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 18, 2026 |
| Dirk Johannes Coetzee | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 18, 2026 |
| Thomas Alphonse Wenthen | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jul 22, 2026 (51 d) |
| Schemia Marshae Rowan | Eagle Strategies LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 29, 2026 |
| George Paul Jackson | Mcdonough Capital Management, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2026 | May 29, 2026 |
| Ryan Randy Roloff | Farther independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 27, 2026 |
| Eric Anthony Heus | Harbor Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 27, 2026 |
| Larry John Rose | Harbor Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 27, 2026 |
| Cheryl Ann Moss | Harbor Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 27, 2026 |
| Brent D Polzin | Harbor Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 27, 2026 |
| Erin Kristine Johnson | Harbor Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 27, 2026 |
| Tad Allen Singer | Wealthplan Partners independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2026 | Apr 1, 2026 |
| Jan Sture Fredman | Crescent Financial Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Jul 17, 2025 |
| Lori Melissa Talley-Kelley | Crescent Financial Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Jul 16, 2025 |
| Sarah Mckenzi Kelley | Crescent Financial Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Jul 16, 2025 |
| Kelsey Marie Culjat | D.A. Davidson & Co. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Apr 1, 2026 |
| David Dean Wilder | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Dawn Ellen Morley | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 14, 2025 |
| Marc James Wambaugh | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Robert Norman Siegmann | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Robert Joseph Lemmons | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Amelia Ann West | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 12, 2025 |
| Joel Alan Musser | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Jonathan William Andre | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Christopher Charles Allen | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Jordan Curtis Nare | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Micah Peterson | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Madison Ann Krummen | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Dylan Micheal Sabol | Total Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Nov 10, 2025 |
| Theodore Richard Agrillo | The Pinnacle Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2026 | Mar 11, 2026 |
| Ryan David Furstenau | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 9, 2026 |
| Tyler Ross Lindsay | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 9, 2026 |
| Neil L. Cohen | Gcd Advisors, LLC state registered | Cwm, LLC BD affiliated | Other | Mar 6, 2026 | Sep 15, 2025 |
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705 moves match.