DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Wayne Leroy Locke	Matson Financial Advisors, Inc. independent RIA	Walnut Street Securities, Inc. other	Other	Dec 12, 2022	Aug 1, 2003
Susan J Finefrock	Vantage Financial Group, Inc. independent RIA	Walnut Street Securities, Inc. other	Other	Nov 28, 2022	Nov 9, 2012
Joseph Frederick Thompson	Paramount Financial LLC unclassified	Walnut Street Securities, Inc. other	Other	Jan 12, 2021	Aug 23, 2010
Gregory Alan Liszka	Strategic Lifestyle Advisors, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Oct 23, 2019	Aug 6, 2009
Jason Andrew Iannantuono	American Financial Management Group, Ltd. independent RIA	Walnut Street Securities, Inc. other	Other	Dec 31, 2018	Jul 19, 2007
Stephanie White Mccullough	American Financial Management Group, Ltd. independent RIA	Walnut Street Securities, Inc. other	Other	Dec 31, 2018	Oct 7, 2010
Thomas C. Paron	Compass Capital Management unclassified	Walnut Street Securities, Inc. other	Other	Mar 29, 2018	Feb 19, 2009
John Joseph Iannantuono	Ifg Russell Advisors Inc other	Walnut Street Securities, Inc. other	Other	Dec 31, 2017	Jul 19, 2007
Daniel Joseph Flynn	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 25, 2017	Nov 9, 2007
Marcia Lyn Wooley	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 25, 2017	Jan 16, 2008
Stephen Andrew Cassidy	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 25, 2017	Jul 12, 2011
Gregg Scott Fisher	Gerstein Fisher other	Walnut Street Securities, Inc. other	Other	Nov 29, 2016	Aug 1, 2003
Matthew David Phillips	New England Securities Corporation other	Walnut Street Securities, Inc. other	Other	Jan 2, 2015	Sep 18, 2008
Michael Jay Rosenberg	Savage And Associates, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Apr 16, 2014	Jul 7, 2004
Scott William Lay	Paramount Financial LLC unclassified	Walnut Street Securities, Inc. other	Other	Dec 17, 2013	Dec 10, 2010
Dahmen M Lariviere	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Sep 13, 2013	Aug 12, 2011
Michael Andrew Battaglia	Raymond James Financial Services Advisors, Inc other	Walnut Street Securities, Inc. other	Other	May 29, 2013	May 28, 2013
Gary Grigorian	Tower Square Securities, Inc. other	Walnut Street Securities, Inc. other	Other	May 1, 2013	Aug 2, 2007
Steven Thomas Dean	Tower Square Securities, Inc. other	Walnut Street Securities, Inc. other	Other	Apr 3, 2013	Nov 2, 2012
William Gerard Mckenna	Osaic Fa, Inc. other	Walnut Street Securities, Inc. other	Other	Feb 8, 2013	Apr 2, 2013 (53 d)
Eric Preston Martin	Martin, Wardin, & Eissner Financial Group Inc. unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2012	Feb 2, 2005
Gregory J Eissner	Martin, Wardin, & Eissner Financial Group Inc. unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2012	Aug 5, 2005
William Eugene Ward	Woodbury Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Nov 12, 2012	Nov 7, 2012
Richard Franklyn Detillio	Woodbury Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Nov 12, 2012	Nov 7, 2012
Angela Marie Berry	Woodbury Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Nov 9, 2012	Nov 7, 2012
Jared David White	LPL Financial LLC other	Walnut Street Securities, Inc. other	Other	Aug 31, 2012	Oct 18, 2012 (48 d)
Joseph Karl	Osaic Fa, Inc. other	Walnut Street Securities, Inc. other	Other	Jan 31, 2012	Aug 31, 2012 (213 d)
Michael Jerome Sinclair	Sinclair Financial Group unclassified	Walnut Street Securities, Inc. other	Other	Nov 28, 2011	Mar 20, 2006
Karen O'Kane	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Walnut Street Securities, Inc. other	Other	Nov 3, 2011	Nov 29, 2011
George Dewey Eggers	Paulson Investment Company, LLC other	Walnut Street Securities, Inc. other	Other	Oct 10, 2011	Jan 15, 2013 (463 d)
Kristen Laura Lierly	Morgan Stanley wirehouse	Walnut Street Securities, Inc. other	Other	Sep 2, 2011	Feb 9, 2012 (160 d)
Curtis Edward Meono	Waddell & Reed other	Walnut Street Securities, Inc. other	Other	Jul 18, 2011	Apr 11, 2013 (633 d)
Chris Holcomb	Pnc Wealth Management other	Walnut Street Securities, Inc. other	Other	Jun 22, 2011	Aug 22, 2011 (61 d)
Michael Angelo Rosero	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Jan 31, 2011	Jan 13, 2006
Michael Angelo Rosero	Tower Square Securities, Inc. other	Walnut Street Securities, Inc. other	Other	Jan 31, 2011	Feb 4, 2011
Caitlin Alicia Desoye	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Jan 28, 2011	Oct 6, 2008
David Mark Walther	Summit Advisory Services, LLC unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2010	Nov 2, 2006
Joseph Anthony Digangi	Evolve Investment Advisors unclassified	Walnut Street Securities, Inc. other	Other	Dec 17, 2010	Jan 6, 2012 (385 d)
Joseph Kolanowski	Valic Financial Advisors, Inc. other	Walnut Street Securities, Inc. other	Other	Nov 3, 2010	Oct 29, 2010
Timothy Jon Narva	Valic Financial Advisors, Inc. other	Walnut Street Securities, Inc. other	Other	Oct 11, 2010	Nov 17, 2010 (37 d)
Steven Cochran	Edward Jones national BD	Walnut Street Securities, Inc. other	Other	Jul 9, 2010	Apr 25, 2012 (656 d)
Dianne Kollette Rizzo	Signator Investors, Inc. other	Walnut Street Securities, Inc. other	Other	Jul 1, 2010	Jul 21, 2010
Brian E Orr	Nfp Advisor Services, LLC other	Walnut Street Securities, Inc. other	Other	Jun 21, 2010	Jun 21, 2010
William Charles Witt	Morgan Stanley wirehouse	Walnut Street Securities, Inc. other	Other	Apr 23, 2010	Apr 26, 2010
Robert Anthony Rogers	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 19, 2010	Mar 10, 2010
Daniel Joseph Lane	Ameriprise Financial Services, LLC national BD	Walnut Street Securities, Inc. other	Other	Mar 2, 2010	Mar 1, 2010
Sherry E Craig	Live Oak Advisory Group, LLC unclassified	Walnut Street Securities, Inc. other	Other	Jan 29, 2010	Feb 11, 2010
Stephen Thomas Satterlee	Live Oak Advisory Group, LLC unclassified	Walnut Street Securities, Inc. other	Other	Jan 29, 2010	Feb 11, 2010
William Thomas Mawby	Ameriprise Financial Services, LLC national BD	Walnut Street Securities, Inc. other	Other	Jan 22, 2010	Jan 19, 2010
John Francis Dolan	LPL Financial LLC other	Walnut Street Securities, Inc. other	Other	Jan 19, 2010	Apr 8, 2010 (79 d)
Collier Brent Nussbaumer	Wells Fargo Advisors wirehouse	Walnut Street Securities, Inc. other	Other	Jan 8, 2010	Jan 14, 2010
Margaret Suzanne Maxel	Ameriprise Financial Services, LLC national BD	Walnut Street Securities, Inc. other	Other	Jan 6, 2010	Jan 5, 2010
Brian Timothy Leclercq	Pnc Wealth Management other	Walnut Street Securities, Inc. other	Other	Dec 11, 2009	Dec 10, 2009
Lavon Huey Welch	Live Oak Advisory Group, LLC unclassified	Walnut Street Securities, Inc. other	Other	Dec 4, 2009	Dec 14, 2009
Douglas Paul Harrigan	Osaic Fs, Inc. other	Walnut Street Securities, Inc. other	Other	Dec 3, 2009	Dec 3, 2009
Robert Michael Smith	Southpointe Financial Services unclassified	Walnut Street Securities, Inc. other	Other	Nov 16, 2009	Jul 19, 2007
Matthew James Schmit	Wells Fargo Advisors wirehouse	Walnut Street Securities, Inc. other	Other	Sep 21, 2009	Sep 18, 2009
Jeffrey Thomas Loehwing	Nfp Advisor Services, LLC other	Walnut Street Securities, Inc. other	Other	May 28, 2009	Jul 1, 2009 (34 d)
Christopher Sebastian Liotta	Citigroup Global Markets Inc. other	Walnut Street Securities, Inc. other	Other	May 14, 2009	May 15, 2009
Samuel G Haines	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Walnut Street Securities, Inc. other	Other	Mar 13, 2009	Jul 7, 2009 (116 d)

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134 moves match.