DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bison Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rand Harrison SiegelKey Investment Services LLC BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2024Apr 2, 2024
John Patrick RoughenTruist Advisory Services, Inc. BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2023Mar 28, 2024 (170 d)
Mary Patricia TupperCapital Group Private Client Services, Inc. independent RIABison Wealth, LLC independent RIARIA to RIAJul 17, 2023Jul 14, 2023
Raymond E HansenIndependent Financial Partners BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2023Jan 22, 2023
James Joseph AhernGladstone Wealth Partners BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 26, 2023Jan 20, 2023
Evangeline StratisThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Eliot Dylan MarrThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Brian Keith McginnisThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 9, 2023 (40 d)
Jacob GuevaraThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Carolina Alicia MartinezThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Jan 18, 2023
Esteven Enrique Ladron De GuevaraThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Thomas GarciaThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Jan 31, 2023 (31 d)
Craig Francis HemenwayApollon Wealth Management, LLC independent RIABison Wealth, LLC independent RIARIA to RIAAug 22, 2022Apr 24, 2023 (245 d)
Thomas Francis ScaturroKey Investment Services LLC BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2022Sep 7, 2023 (426 d)
Charles Whitlock KunzelmanSchwab Wealth Advisory, Inc. no RAUMBison Wealth, LLC independent RIAOtherJun 1, 2022Oct 31, 2022 (152 d)
William Michael FreemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAMay 24, 2022Jun 15, 2022
Wesley David HunterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAMay 23, 2022Jun 29, 2022 (37 d)
Shawn Patrick JilesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAMay 23, 2022May 31, 2022
Chad Michael HunterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAMay 23, 2022Jun 29, 2022 (37 d)
Lisa Renee MalaspineMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAMay 22, 2022Jun 15, 2022
Lisa L SmithKalos Management BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2022Apr 25, 2022 (53 d)
John PicardiJ. W. Cole Advisors, Inc. independent RIABison Wealth, LLC independent RIARIA to RIAJan 11, 2022Aug 23, 2022 (224 d)
Jonathan Broadus TuggleWells Fargo Advisors wirehouseBison Wealth, LLC mixed wealthWirehouse to independent RIANov 3, 2020Jan 20, 2021 (78 d)
Saadia Ameen SindhuEsi Financial Advisors BD affiliatedBison Wealth, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 13, 2020Mar 20, 2020 (36 d)
Deanna Ann BrownUllmann Wealth Partners independent RIABison Wealth, LLC mixed wealthRIA to RIAOct 9, 2019Oct 21, 2019
Rachelle Klise Haysman CarmelTruist Advisory Services, Inc. BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2019Feb 15, 2024 (1597 d)
Dean Roger St. MarieSt. Marie Financial Advisors, LLC unclassifiedBison Wealth, LLC mixed wealthOtherAug 29, 2019Apr 24, 2019
Charles Edward RiceMorgan Stanley wirehouseBison Wealth, LLC mixed wealthWirehouse to independent RIAMar 15, 2019May 7, 2020 (419 d)
Stephen Alan ColavitoAsset Preservation Advisors, LLC independent RIABison Wealth, LLC mixed wealthRIA to RIAJan 2, 2019Nov 1, 2018
Willis Barnett Wiggins DobbsAlston Capital Advisors, LLC unclassifiedBison Wealth, LLC mixed wealthOtherOct 2, 2018Nov 2, 2018 (31 d)
Timothy Kane McgukinSecond Phase Capital LLC unclassifiedBison Wealth, LLC otherOtherDec 15, 2017Dec 19, 2016
Michelle Y MangumPartners Capital Services, Inc. otherBison Wealth, LLC otherOtherOct 1, 2015Dec 18, 2015 (78 d)
Carolyn LaroccoRaymond James & Associates, Inc. national BDBison Wealth, LLC otherOtherSep 11, 2015Dec 18, 2015 (98 d)
Lester M BrackleyJ.P. Morgan Securities LLC wirehouseBison Wealth, LLC otherOtherAug 24, 2015Jan 4, 2016 (133 d)
Richard Alan SampleyRaymond James & Associates, Inc. national BDBison Wealth, LLC otherOtherNov 7, 2014Nov 3, 2014
Elio ChiarelliLPL Financial LLC otherBison Wealth, LLC independent RIAOtherSep 9, 2014Jan 18, 2023 (3053 d)
Ronald Joseph SavareseMorgan Stanley wirehouseBison Wealth, LLC otherOtherJul 21, 2014Jul 3, 2014
Timothy Paul EvansUBS Financial Services Inc. wirehouseBison Wealth, LLC otherOtherMay 20, 2014May 15, 2014
Elizabeth Ann BosworthResource Planning Group, Ltd. otherBison Wealth, LLC otherOtherMar 4, 2014Mar 3, 2014
Summer Anne RobertsAprio Wealth Management, LLC otherBison Wealth, LLC otherOtherFeb 10, 2014Feb 10, 2014
James Clinton BridgesAprio Wealth Management, LLC otherBison Wealth, LLC otherOtherFeb 3, 2014Feb 10, 2014
Kyle William CrawfordMorgan Stanley wirehouseBison Wealth, LLC otherOtherJan 30, 2014Jan 2, 2014
Christopher Paine SpiresLakeview Capital Management LLC otherBison Wealth, LLC otherOtherDec 19, 2013Jul 3, 2013
William Townson GrastyKingfisher Capital, LLC otherBison Wealth, LLC otherOtherOct 1, 2013Sep 4, 2013
James Philip FunkMorgan Stanley wirehouseBison Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 13, 2013May 20, 2013
John Thomas WilliamsWells Fargo Advisors wirehouseBison Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 10, 2013May 14, 2013
Anthony Richard MahfoodBb&T Investment Services, Inc. no RAUMBison Wealth, LLC no RAUMOtherMar 12, 2013May 3, 2013 (52 d)
Robert Charles MaundWells Fargo Advisors wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAApr 26, 2012Apr 13, 2021 (3274 d)
Brian James BoughnerBb&T Asset Management, Inc. unclassifiedBison Wealth, LLC no RAUMOtherNov 10, 2010May 3, 2013 (905 d)
Gregory Miller TownerBb&T Asset Management, Inc. unclassifiedBison Wealth, LLC otherOtherOct 28, 2010Dec 25, 2014 (1519 d)
Joe Barrow TracyCitigroup Global Markets Inc. otherBison Wealth, LLC otherOtherDec 15, 2005Feb 18, 2014 (2987 d)
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51 moves match.