DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harbour Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Russell Saurbaugh | Chicago Investment Advisory Council, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Aug 17, 2026 |
| John Anthony Michalak | Chicago Investment Advisory Council, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Aug 19, 2026 | Sep 1, 2026 |
| Tyler James Braun | The Tranel Group, LLC no RAUM | Harbour Investments, Inc. independent RIA | Other | Jul 8, 2026 | Sep 22, 2025 |
| Pablo Andres Alvarez Gil | Kestra Advisory Services, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jul 16, 2026 |
| Joey Dominic Bunton | The Tranel Group, LLC no RAUM | Harbour Investments, Inc. independent RIA | Other | Jul 8, 2026 | Oct 29, 2025 |
| Alana Maude Ferguson | Ameriprise Financial Services, LLC national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 22, 2026 |
| Trevor A Conti | Northwestern Mutual Investment Services,LLC no RAUM | Harbour Investments, Inc. independent RIA | Other | Jun 19, 2026 | Jun 23, 2026 |
| Emerson Paul Desjardins | Empower Advisory Group, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jun 1, 2026 |
| Valerie Norene Miller | Osaic Wealth, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | Apr 27, 2026 |
| Jordan Bradford | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 22, 2025 |
| Erich Norman Fischer | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 23, 2025 |
| Nathan Edward Niewinski | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 22, 2025 |
| Michael Ted Grajdura | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 22, 2025 |
| Carlene Abraham | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 22, 2025 |
| Mark Matthew Johnson | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 23, 2025 |
| Deacon Heath | Money Concepts Advisory Service BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Sep 22, 2025 |
| Carina L Moreland | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Mar 17, 2026 |
| Joseph Robert Coleman | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Mar 17, 2026 |
| John Christopher D'Amelio | Greystone Financial & Estate Services, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jan 29, 2026 | Jan 28, 2026 |
| Eric Massimo Augusto Cima | Tranel Intelligent Investing, LLC no RAUM | Harbour Investments, Inc. independent RIA | Other | Oct 2, 2025 | Sep 22, 2025 |
| Nathan Stanley Mayer | Equitable Advisors, LLC national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 24, 2025 |
| Fred Roy Sweers | Bradford Financial Center independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jun 25, 2025 | Jun 23, 2025 |
| Maarten Robert Pieter Kerstens | Vanguard Advisers, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2025 | Apr 10, 2025 |
| Megan Leann Wells | Charles Schwab & Co., Inc. national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Feb 4, 2026 (314 d) |
| Joshua Alan Zoerner | Osaic Wealth, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Feb 20, 2025 |
| Kyle Jordan Gilbertson | Robert W. Baird & Co. Incorporated mixed wealth | Harbour Investments, Inc. independent RIA | RIA to RIA | Jan 6, 2025 | May 19, 2025 (133 d) |
| Floriana B Romanelli | Morgan Stanley wirehouse | Harbour Investments, Inc. independent RIA | Wirehouse to independent RIA | Sep 27, 2024 | Sep 3, 2024 |
| Dylan Miles | Stifel, Nicolaus & Company, Incorporated national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Aug 26, 2024 |
| Austin J Seifert | Beacon Pointe Advisors, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jul 24, 2024 | Jul 25, 2024 |
| Richard Arthur Deyo | Creative Financial Designs, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2024 | Jul 11, 2024 |
| Joseph Daniel Wilson | Gradient Wealth Management BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Feb 7, 2024 |
| Michael D Baer | Park Avenue Securities LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Jan 23, 2024 |
| Scott Owen Conwell | Canopy Wealth Management independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jan 23, 2024 | Jan 29, 2024 |
| Brent Michael Pahnke | Ignite Planners LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jan 22, 2024 | Nov 1, 2023 |
| Mark Alan Wolter | Beacon Wealth Advisors, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Dec 31, 2023 | Dec 1, 2023 |
| Chris Charles Morgan | Beacon Wealth Advisors, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Dec 31, 2023 | Dec 1, 2023 |
| Joshua M Pratt | Beacon Wealth Advisors, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Dec 31, 2023 | Dec 1, 2023 |
| Rachel Lynn Hook | Beacon Wealth Advisors, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Dec 31, 2023 | Dec 1, 2023 |
| John A Locke | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Sep 28, 2023 |
| Thomas Gerboth | Tandem Wealth Advisors independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jul 24, 2023 | Jul 27, 2023 |
| Brenda Elaine Gebhardt | Cetera Investment Advisers LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2023 | Jun 8, 2023 |
| Grant Alan Hageman | Ameriprise Financial Services, LLC national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 20, 2023 |
| Michael David Leist | Next Financial Group, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Apr 20, 2023 |
| Clayton James Tyree | Next Financial Group, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Apr 19, 2023 |
| Isaac Alexander Boll | Vanguard Advisers, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Jun 16, 2023 (73 d) |
| Lisa Marie Mumper | Russell Investments other | Harbour Investments, Inc. independent RIA | Other | Feb 24, 2023 | Mar 7, 2023 |
| Todd S Mccaffray | Kestra Advisory Services, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2022 | Jul 13, 2022 |
| Nathan Alexander Littrell | Securian Financial Services, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jun 27, 2022 | Jun 23, 2022 |
| Aaron Charles Moore | Securian Financial Services, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jun 27, 2022 | Jun 22, 2022 |
| Bailey R Fawkes | Securities America Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Aug 9, 2022 (67 d) |
| Trevor Shane Neufeld | Gradient Investments, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | May 11, 2022 | Sep 11, 2024 (854 d) |
| George Samuel Hoffman | Ameriprise Financial Services, LLC national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2022 | Mar 3, 2023 (302 d) |
| Lucas Kane | Cambridge Investment Research Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 2, 2022 |
| Paul Joseph Scofield | Securities America Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 19, 2022 |
| Dugan Timothy Hettich | Pruco Securities, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Feb 28, 2022 |
| Becky Sue Weyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 10, 2022 |
| Duane Edward Janka | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2021 | Nov 10, 2021 |
| Shane Roth | Transamerica Financial Advisors, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Oct 7, 2021 |
| Jamie Avert Eklov | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2021 | Sep 17, 2021 |
| Benjamin Michael Motiff | Avantax Advisory Services BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2021 | Jun 17, 2021 |
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183 moves match.