DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advice And Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edwin Belogorlov | Nuveen Asset Management, LLC mixed wealth | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2026 | Sep 4, 2026 |
| Sara Homsi | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 16, 2026 |
| Dylan Jackson Coe | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2026 | Sep 9, 2026 |
| Dylan Squeo | Citigroup Global Markets Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 28, 2026 |
| Estevan David Escarsega | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2026 | Sep 4, 2026 |
| Jordyn Vanessa James | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Sep 8, 2026 |
| Andrew Philip Heil | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 31, 2026 |
| Logan Christopher Parsons | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Sep 9, 2026 |
| Edon Prelvukaj | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 27, 2026 |
| Bernard Graham Young | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Sep 9, 2026 |
| Collin Henderson Dufrane | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 3, 2026 |
| Clovis Aaron Russell | Principal Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 21, 2026 |
| Emily Liao Yu | Axos Invest, Inc independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 11, 2026 |
| Solomon Munyambu | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 10, 2026 |
| Taylor Ryan Welch | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Aug 21, 2026 |
| Emmaline Carroll Crawford | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Aug 10, 2026 |
| Noel Palackel Thomas | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 26, 2026 (34 d) |
| Ian Alexander Troutman | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 3, 2026 |
| Jennifer Lynn Senft | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Aug 11, 2026 |
| Christopher Lee Travis | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 30, 2026 |
| Andres Eduardo Martinez | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2026 | Jul 29, 2026 |
| Michael Paul Hariaczyi | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Aug 7, 2026 |
| Grant Thomas Booterbaugh | Principal Advised Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 28, 2026 |
| Aleksandar Tah Curgus | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Aug 10, 2026 |
| Cameron Joe Mckee | Principal Advised Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 24, 2026 |
| Stuart Fontaine Thomas | Park Avenue Securities LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 17, 2026 |
| Maria Alicia Luoni | Tru Independence Asset Management, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 29, 2026 |
| Danny Arroyave | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2026 | Aug 10, 2026 (35 d) |
| Edward Daichi Kinder | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 22, 2026 |
| Thomas Edward Murray | Principal Advised Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Aug 3, 2026 (34 d) |
| Ty Lawrence Grogan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2026 | Jun 29, 2026 |
| Robert David Church | Fifth Third Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 30, 2026 |
| Thomas William Hazelhoff | Truist Advisory Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 20, 2026 |
| Daniel Alfred Butterly | RBC Rochdale, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 30, 2026 |
| Jack William Mason | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jul 22, 2026 |
| Jonathan Paul Larue | Raymond James & Associates, Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 22, 2026 |
| Ethan Thomas Mechling | Principal Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 24, 2026 |
| Christopher Alan Robins | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jul 9, 2026 |
| Keegan Andrew Justice | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 24, 2026 |
| Julian Neil Armstrong | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Aug 20, 2026 (70 d) |
| Jacob Albert Smith | Principal Advised Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jul 24, 2026 (43 d) |
| Sameer Ferrell | RBC Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 12, 2026 |
| Martin Lee Vestel | Colorado Financial Service Corporation other | Advice And Planning Services BD affiliated | Other | Jun 8, 2026 | Aug 12, 2026 (65 d) |
| Stephen Alan Marshall | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | Jun 22, 2026 |
| William Michael Satkevich | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2026 | Jul 2, 2026 |
| Brian Kyle Berlin | Td Private Client Wealth LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 17, 2026 |
| Annie Pankaj Shah | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 29, 2026 | Jun 5, 2026 |
| Christian Maracinaru | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 4, 2026 |
| Lynn Douglas Snyder | Johnson Bixby independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2026 | Jun 15, 2026 |
| Dharmik Nirupam Vasavada | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | Jun 16, 2026 |
| Franco Rosen Melhado | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Aug 28, 2026 (98 d) |
| Jonathan Omar Pickett | Linden Thomas Advisory Services, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2026 | Jul 29, 2026 (69 d) |
| Craig Christopher Officer | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | Jun 4, 2026 |
| Corey S Durden | Ernst & Young Investment Advisers Llp no RAUM | Advice And Planning Services BD affiliated | Other | May 19, 2026 | Aug 18, 2026 (91 d) |
| Carolyn Janeth Menjivar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2026 | May 22, 2026 |
| Jaylon Tyrae Payne Mcclinton | Navy Federal Investment Services, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jul 6, 2026 (52 d) |
| Sarah Conroy Hickey | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jun 12, 2026 |
| Greyson Hunter Finch | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Jun 12, 2026 |
| Jackson Edward Petefish | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Jun 25, 2026 (45 d) |
| Jasmin Marie Watkins | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 19, 2026 |
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2,106 moves match.