DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alera Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Marie Pogorzelski | Pnc Wealth Management BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Aug 3, 2026 |
| John Marlin Breard | Johnson Brunetti independent RIA | Alera Investment Advisors, LLC mixed wealth | RIA to RIA | May 11, 2026 | Aug 30, 2024 |
| Stephen Theodore Boudreau | Strategic Retirement Plan Consultants, Inc. state registered | Alera Investment Advisors, LLC mixed wealth | Other | Mar 6, 2026 | Jan 31, 2025 |
| Peter Andreas Klinkmueller | Strategic Retirement Plan Consultants, Inc. state registered | Alera Investment Advisors, LLC mixed wealth | Other | Mar 6, 2026 | Jan 27, 2025 |
| Adam D Bettis | Tfb Advisors, LLC independent RIA | Alera Investment Advisors, LLC mixed wealth | RIA to RIA | Jul 9, 2025 | Jun 25, 2025 |
| Brian Patrick Costello | Alera Retirement Advisors, LLC independent RIA | Alera Investment Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2025 | Feb 15, 2022 |
| Michael John Merriman | Alera Retirement Advisors, LLC independent RIA | Alera Investment Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2025 | Feb 11, 2022 |
| Mary Katherine O'Brian | Alera Retirement Advisors, LLC independent RIA | Alera Investment Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2025 | Feb 15, 2022 |
| Andrew Nicholas Rineck | Cambridge Investment Research Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | May 22, 2025 |
| Linda Marie Skoglund | Cambridge Investment Research Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | May 22, 2025 |
| Julie Gray | J.P. Morgan Securities LLC wirehouse | Alera Investment Advisors, LLC mixed wealth | Wirehouse to independent RIA | Jun 3, 2025 | Jun 10, 2025 |
| Robyn Jo Repetti | Global Retirement Partners LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Dec 25, 2024 | Jan 8, 2025 |
| Holly Knight | Wealthspire Retirement Advisory institutional | Alera Investment Advisors, LLC mixed wealth | Other | Dec 20, 2024 | Mar 18, 2025 (88 d) |
| Dbie Anna Johnson | Global Retirement Partners LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Nov 1, 2024 | Aug 5, 2024 |
| James Patrick Marx | Edelman Financial Engines independent RIA | Alera Investment Advisors, LLC mixed wealth | RIA to RIA | Nov 1, 2024 | Oct 16, 2024 |
| Jeffrey Bruce Anderson | Global Retirement Partners LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Nov 1, 2024 | Aug 16, 2024 |
| Matthew Ryan Compton | Aurora Private Wealth, Inc. independent RIA | Alera Investment Advisors, LLC mixed wealth | RIA to RIA | Sep 30, 2024 | May 16, 2024 |
| Evan Bandler Adams | World Investment Advisors, LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Sep 13, 2024 | Jan 23, 2025 (132 d) |
| Michele Marie Farfan | World Investment Advisors, LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Sep 13, 2024 | May 12, 2025 (241 d) |
| Joshua Robison Sorensen | Edelman Financial Engines independent RIA | Alera Investment Advisors, LLC mixed wealth | RIA to RIA | Sep 12, 2024 | Sep 5, 2024 |
| Frederic William Amberg | Onedigital institutional | Alera Investment Advisors, LLC mixed wealth | Other | Sep 6, 2024 | Aug 12, 2024 |
| Troy W Haugen | Onedigital institutional | Alera Investment Advisors, LLC mixed wealth | Other | Sep 6, 2024 | Dec 18, 2024 (103 d) |
| Utkarsha Banerjee | Arista Consulting Group unclassified | Alera Investment Advisors, LLC mixed wealth | Other | Sep 6, 2024 | Jul 18, 2024 |
| Desteni Lynn Lawhorn | Cetera Investment Advisers LLC BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 10, 2024 | Aug 15, 2025 (462 d) |
| William J Daniel | Valic Financial Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Aug 5, 2024 (126 d) |
| David Michael Pabin | Woodbury Financial Services, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Nov 4, 2025 (655 d) |
| Dalila Doris Toledo | Citigroup Global Markets Inc. BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Jan 29, 2024 (61 d) |
| Jaime Herrera | B. Riley Wealth Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | Jul 28, 2023 (44 d) |
| James Matthew Rafeld | Edelman Financial Engines mixed wealth | Alera Investment Advisors, LLC mixed wealth | RIA to RIA | Feb 27, 2023 | Oct 29, 2024 (610 d) |
| Lyndsay Rachel Kim | Triad Advisors, LLC BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Feb 1, 2022 |
| Daniel Kevin O'Doherty | Cetera Advisors LLC BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | Feb 7, 2022 |
| Robert Everett Ciullo | Creative Planning independent RIA | Alera Investment Advisors, LLC independent RIA | RIA to RIA | Aug 10, 2021 | Apr 11, 2022 (244 d) |
| Vincent Edward Zinsmeyer | Global Retirement Partners LLC institutional | Alera Investment Advisors, LLC independent RIA | Other | Jul 15, 2020 | Jul 16, 2020 |
| Jonathan Burns Muench | Kms Financial Services, Inc BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2020 | Jul 16, 2020 |
| Brentford Moir Price | Kms Financial Services, Inc BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 2, 2018 |
| Sabrina Peterson | Kms Financial Services, Inc BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 15, 2018 |
| Ronald William Devon | Kms Financial Services, Inc BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 16, 2018 |
| Brendan Michael Kelly | Independent Financial Partners BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Jul 3, 2018 |
| Andrew Robert Adams | Waddell & Reed BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Oct 3, 2018 |
| Kimberly B Petricca | Securian Financial Services, Inc. other | Alera Investment Advisors, LLC no RAUM | Other | Dec 31, 2017 | Jan 3, 2018 |
| Robert Kenneth Janson | Securian Financial Services, Inc. other | Alera Investment Advisors, LLC no RAUM | Other | Dec 31, 2017 | Jan 3, 2018 |
| Walter Brown | Securian Financial Services, Inc. other | Alera Investment Advisors, LLC no RAUM | Other | Dec 31, 2017 | Nov 6, 2017 |
| Joseph Robert Eichmann | Securian Financial Services, Inc. other | Alera Investment Advisors, LLC independent RIA | Other | Jun 29, 2017 | Oct 24, 2018 (482 d) |
Page 1 of 1
43 moves match.