DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Command Financial Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robin Kimberly Tyus	Td Ameritrade, Inc. no RAUM	First Command Financial Planning, Inc. other	Other	Nov 9, 2015	Nov 11, 2015
Torey Bernard Franklin	Usaa Financial Planning Services no RAUM	First Command Financial Planning, Inc. other	Other	Apr 29, 2015	Aug 31, 2015 (124 d)
Melissa Leah Weeks-Billeg	Td Ameritrade, Inc. no RAUM	First Command Financial Planning, Inc. other	Other	Apr 8, 2014	May 21, 2014 (43 d)
Kirk Edmund Loerwald	Level Four Advisory Services other	First Command Financial Planning, Inc. other	Other	Apr 8, 2014	Jul 14, 2015 (462 d)
Daniel Tyler Smith	Td Ameritrade, Inc. no RAUM	First Command Financial Planning, Inc. other	Other	Dec 16, 2013	Feb 19, 2014 (65 d)
Carly Kathryn Mccarty	Pnc Wealth Management other	First Command Financial Planning, Inc. other	Other	Aug 21, 2013	Apr 8, 2014 (230 d)
Collin Mitchell Geninatti	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Jul 25, 2013	Aug 26, 2013 (32 d)
John Jennings	Advice And Planning Services other	First Command Financial Planning, Inc. other	Other	Jun 24, 2013	Jul 1, 2014 (372 d)
Mark Lott	Wfg Advisors, LP other	First Command Financial Planning, Inc. other	Other	May 30, 2013	Jun 28, 2013
Imelda Patricia Renteria	Wells Fargo Advisors wirehouse	First Command Financial Planning, Inc. other	Other	Sep 12, 2012	Aug 28, 2014 (715 d)
William Joseph Cangeme	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Sep 10, 2012	Nov 29, 2012 (80 d)
Brian Carl Nelson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Command Financial Planning, Inc. other	Other	Jun 22, 2012	Jan 18, 2013 (210 d)
Adam David Parks	Wells Fargo Advisors wirehouse	First Command Financial Planning, Inc. other	Other	Jan 24, 2012	Jan 26, 2012
Christine E Goates	RBC Capital Markets, LLC national BD	First Command Financial Planning, Inc. other	Other	Dec 2, 2011	Feb 27, 2012 (87 d)
Stacey Lynn Lavender	Harbor Financial Services, LLC other	First Command Financial Planning, Inc. other	Other	Nov 21, 2011	Jun 20, 2012 (212 d)
Raphael Peter Vega	Servant Advisors, Inc. unclassified	First Command Financial Planning, Inc. other	Other	Oct 17, 2011	Sep 28, 2011
Stephanie Renee Ames	Invest Financial Corporation other	First Command Financial Planning, Inc. other	Other	Apr 13, 2011	May 23, 2011 (40 d)
Alonzo Julio Portwine	Waddell & Reed other	First Command Financial Planning, Inc. other	Other	Mar 15, 2011	May 12, 2011 (58 d)
Ryan Andrew Dignum	Texas Financial Associates LLC unclassified	First Command Financial Planning, Inc. other	Other	Dec 7, 2010	Apr 3, 2014 (1213 d)
Sean Christopher Mcqueen	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Oct 15, 2010	Jan 11, 2011 (88 d)
Patricia Ann Nyborg	Wfg Advisors, LP other	First Command Financial Planning, Inc. other	Other	Apr 14, 2010	Feb 9, 2012 (666 d)
Micheal Fred Miller	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Oct 30, 2009	Feb 1, 2010 (94 d)
David E Gonzalez	New England Securities Corporation other	First Command Financial Planning, Inc. other	Other	Sep 21, 2009	Feb 20, 2013 (1248 d)
Jennifer Elizabeth Hilts	Investment Advisors International, Inc. unclassified	First Command Financial Planning, Inc. other	Other	Jul 2, 2009	Jul 21, 2009
Mary Lynn Dalton Allred	Ameriprise Financial Services, LLC national BD	First Command Financial Planning, Inc. other	Other	May 29, 2009	Sep 15, 2009 (109 d)
Edward Owen Miller	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Nov 28, 2008	May 6, 2009 (159 d)
John Charles Macdougall	Ameriprise Financial Services, LLC national BD	First Command Financial Planning, Inc. other	Other	Nov 21, 2008	Mar 19, 2009 (118 d)
Jennifer Ahendt Thompson	Boys Arnold & Co. Inc. other	First Command Financial Planning, Inc. other	Other	Nov 5, 2008	Nov 25, 2008
Joshua Paul Walshe	Stanford Group Company unclassified	First Command Financial Planning, Inc. other	Other	Oct 6, 2008	Nov 10, 2008 (35 d)
Katie Marie Tickner	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Oct 6, 2008	May 11, 2009 (217 d)
Mark Winfield Hotchkiss	Advice And Planning Services other	First Command Financial Planning, Inc. other	Other	Sep 17, 2008	Sep 18, 2008
Melissa Ann Barnes	Countrywide Investment Services, Inc. unclassified	First Command Financial Planning, Inc. other	Other	Sep 4, 2008	Nov 21, 2008 (78 d)
Kenneth Douglas Elliott	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Jul 31, 2007	Oct 10, 2007 (71 d)
Nathaniel Phillip Carswell	Edward Jones national BD	First Command Financial Planning, Inc. other	Other	Apr 18, 2007	Jul 30, 2007 (103 d)
Michael Alan Konzen	Strategic Advisers LLC national BD	First Command Financial Planning, Inc. other	Other	Dec 31, 2006	Mar 4, 2008 (429 d)
Joshua David Black	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Command Financial Planning, Inc. other	Other	Sep 8, 2006	Jun 5, 2007 (270 d)
William Mcdowell Frasier	Ameriprise Financial Services, LLC national BD	First Command Financial Planning, Inc. other	Other	Mar 29, 2006	May 5, 2006 (37 d)
Daniel Stewart Westuba	Waddell & Reed other	First Command Financial Planning, Inc. other	Other	Jan 23, 2006	Aug 24, 2009 (1309 d)
Paul Glynn Lindsay	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 14, 2005	Sep 8, 2005
William Maurice Moriarty	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 14, 2005	Sep 8, 2005
Hubert Anthony Ross	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 14, 2005	Sep 8, 2005
John Lawrence Sciancalepore	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
James Raymond Conner	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Charles Ray Wade	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Matthew Sayah Taheri	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Ian Ross Tomlinson	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
James Stuart Agostini	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Monte Clark Ferguson	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
John David Washnock	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
George Ernest Stratmann	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Thomas Robertson	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
James Daniel Washnock	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Kirk Hogan Baur	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Nov 1, 2006 (425 d)
David Judd Edwards	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Matthew Ashbrook Griffith	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
John Spruill	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Warren P Brooks	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Rachel Jane Hallowell	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Patrick Paul Burgess	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005
Marc Eric Schneider	First Command Bank unclassified	First Command Financial Planning, Inc. other	Other	Sep 2, 2005	Sep 2, 2005

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110 moves match.