DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Federated Securities Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Drew Haley	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Aug 25, 2026	Feb 9, 2016
John Robert Stanley	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Jul 17, 2026	Nov 11, 2009
Scott Robert Kelley	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Jun 1, 2026	May 11, 2022
Benjamin Adam Morgret	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Jan 23, 2026	Sep 16, 2019
Matthew Lawrence Ryan	Federated Investment Counseling institutional	Federated Securities Corp. no RAUM	Other	Aug 11, 2025	Nov 11, 2009
Michael Honer	Chartwell Investment Partners, LLC other	Federated Securities Corp. no RAUM	Other	Mar 7, 2025	Mar 4, 2025
Jeremy A Taylor	Catholic Investment Services, Inc. asset manager	Federated Securities Corp. no RAUM	Other	Feb 4, 2025	Oct 24, 2025 (262 d)
Samuel John Layton	Pruco Securities, LLC BD affiliated	Federated Securities Corp. no RAUM	Other	May 10, 2024	Oct 15, 2024 (158 d)
Nicholas Rubinowicz	UBS Financial Services Inc. wirehouse	Federated Securities Corp. no RAUM	Other	Jan 9, 2024	Jan 3, 2024
Caitlyn Marie Dalessandro	Bny Mellon Securities Corporation BD affiliated	Federated Securities Corp. no RAUM	Other	Sep 9, 2021	Apr 10, 2025 (1309 d)
Caroline Elizabeth Kafafian	Neuberger Berman Bd LLC no RAUM	Federated Securities Corp. no RAUM	Other	Feb 24, 2021	Mar 4, 2021
Justin Andrew Bard	Clearbridge Investments, LLC mixed wealth	Federated Securities Corp. no RAUM	Other	Oct 12, 2020	Jan 29, 2021 (109 d)
Elizabeth Mary Appel	Janney Montgomery Scott LLC BD affiliated	Federated Securities Corp. no RAUM	Other	Nov 5, 2019	Nov 21, 2019
Michael Daniel Klim	Equitable Advisors, LLC national BD	Federated Securities Corp. no RAUM	Other	Jan 24, 2018	Jan 24, 2018
Stephen Paul Pedicini	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Apr 20, 2017	Sep 17, 2010
Gregory Sterzel	New York Life Investment Management LLC other	Federated Securities Corp. no RAUM	Other	Jan 9, 2017	Sep 28, 2018 (627 d)
Louis Robert Hery	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Oct 25, 2016	Jun 6, 2012
Christopher Paul Minton	Hatteras Investment Partners, LP other	Federated Securities Corp. no RAUM	Other	Sep 21, 2015	Oct 6, 2015
Emory Lincoln Redd	Schenley Park Capital Management, LLC unclassified	Federated Securities Corp. no RAUM	Other	Dec 31, 2014	Mar 15, 2019 (1535 d)
Neal Siena	Bny Mellon Securities Corporation other	Federated Securities Corp. no RAUM	Other	Sep 5, 2014	Oct 7, 2014 (32 d)
Gregory Stilianos Tzanoukakis	Russell Investments other	Federated Securities Corp. no RAUM	Other	Aug 1, 2014	Aug 7, 2014
Michael Thomas Dimarsico	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Securities Corp. no RAUM	Other	Jul 7, 2014	Jul 8, 2014
Anthony Zugec	Pruco Securities, LLC other	Federated Securities Corp. no RAUM	Other	Aug 16, 2013	Aug 19, 2013
Christopher Thomas Davis	Invesco Advisers, Inc. other	Federated Securities Corp. no RAUM	Other	Dec 10, 2012	Dec 19, 2012
Charles Richard Ebbs	Invesco Advisers, Inc. other	Federated Securities Corp. no RAUM	Other	Jun 11, 2012	Jun 19, 2012
Kathryn Luffy Clark	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Dec 8, 2010	Nov 11, 2009
Salvatore Gandolfo	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Oct 15, 2010	Nov 11, 2009
Jack Custer Ebenreiter	Federated Global Investment Management Corp. other	Federated Securities Corp. no RAUM	Other	Sep 14, 2010	Feb 17, 2011 (156 d)
Jack Custer Ebenreiter	Mdt Advisers, A Division Of Federated Mdta LLC other	Federated Securities Corp. no RAUM	Other	Sep 14, 2010	Nov 11, 2009
Nicholas Alfred Moran	Mdt Advisers, A Division Of Federated Mdta LLC other	Federated Securities Corp. no RAUM	Other	Apr 5, 2010	Nov 11, 2009
Jeffrey Brian Turner	Bofa Advisors, LLC other	Federated Securities Corp. no RAUM	Other	Jan 6, 2010	Sep 17, 2012 (985 d)
Peter Christopher Gustini	Federated Investment Counseling other	Federated Securities Corp. no RAUM	Other	Dec 18, 2009	Nov 11, 2009

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32 moves match.