DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lukas Paul Manger | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 1, 2026 |
| Joana Montero-Flores | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 15, 2026 |
| Daniel Collins Coblentz | Raymond James Financial Services Advisors, Inc BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 24, 2026 |
| Jonathon Durst Mcadams | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 26, 2026 |
| Robert Louis Van Erem | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 11, 2026 |
| Rohnne Saad | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 6, 2026 |
| Kyle Douglas Gregory | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 14, 2026 |
| Dana Renee Otoole | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 13, 2026 |
| Roberto Aburto | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 26, 2026 |
| Carlos Tijerina Jr | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 11, 2026 |
| Miguel Palacios Jr | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 11, 2026 |
| Vishal Sharma | LPL Enterprise, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 10, 2026 |
| Katherine Elizabeth Mcconnaughy | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Aug 25, 2026 |
| Karalyn Fielding | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 10, 2026 |
| Joyce V Thomas | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 14, 2026 |
| David Chaim Sendowski | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 17, 2026 |
| Adham Makki | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 7, 2026 |
| Moritz C Mews | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 15, 2026 |
| Kevin M Davis | Wesbanco Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 14, 2026 |
| Brandon David Mccauley | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 8, 2026 |
| James Alexander Mollison | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 26, 2026 |
| Robert George Wack | Schwab Wealth Advisory, Inc. no RAUM | Fifth Third Securities, Inc. BD affiliated | Other | Jun 12, 2026 | Jun 9, 2026 |
| Zachary Arno Greenman | Waldron Private Wealth independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2026 | Aug 5, 2026 (84 d) |
| Gerald Trent Mattingly | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 13, 2026 |
| Carson Robert Hosier | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | Jun 2, 2026 |
| Derek M Hannahs | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Manuel Enrique Bello | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | May 4, 2026 |
| Florence Benjamin Isaac | LPL Enterprise, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 3, 2026 |
| Timothy Thomas Reynolds | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 10, 2026 |
| Jennifer Larsen | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 16, 2026 |
| Vernos Kenneth Williams | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 10, 2026 |
| Nathan Scott Smith | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | May 1, 2026 (31 d) |
| Tyler Banyasz | MML Investors Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 7, 2026 |
| James Kenneth Ferry | Atlas Financial Advisors, LLC state registered | Fifth Third Securities, Inc. BD affiliated | Other | Mar 18, 2026 | Mar 17, 2026 |
| Frank E Bugaris | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 2, 2026 |
| Matthew Allen Petersen | Charles Schwab & Co., Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Feb 27, 2026 |
| Karina Elizabeth Romero | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Mar 11, 2026 |
| Elida Zeneli | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2026 | Feb 3, 2026 |
| Robert Ray Wisneski | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 16, 2026 |
| Jonas Hughey Reid | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 16, 2026 |
| Nathaniel James Hasto | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 9, 2025 |
| Michael Robert Trent Sherrod | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 5, 2025 |
| Mark Andrew Mchenry | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Nov 19, 2025 |
| Cody O'Connor | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 13, 2025 |
| Patricia A Gomes | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Nov 6, 2025 |
| Jeffrey Weronick | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 20, 2025 |
| Jermeir Lechet Jackson Stroud | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2025 | Oct 22, 2025 |
| Kenneth Samuel Jenkins | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2025 | Oct 6, 2025 |
| Ameesh Monal Mehta | LPL Enterprise, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 14, 2025 |
| Jay M Natkow | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 15, 2025 |
| Kathy Kirkman Sperry | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2025 | Aug 7, 2025 |
| Eric Seth Berman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2025 | Jul 17, 2025 |
| Matthew W. Palmere | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jul 10, 2025 |
| Todd A Turpin | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 30, 2025 |
| Thomas Edward Peluse | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | Jul 9, 2025 (47 d) |
| Ahmad Grays | Florida Financial Advisors, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Jun 3, 2026 (378 d) |
| Henry R Heidrich | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2025 | May 9, 2025 |
| Jeremy Ramsey | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2025 | May 9, 2025 |
| Amanda M Soloway | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2025 | May 8, 2025 |
| Morgan Dallas Pinkston | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 29, 2025 |
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1,058 moves match.