DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,345 offices matchName search is part of RIA and Wealth Intelligence, so “MARINER” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. BD affiliated | Erie, Pa | 9 | 1 | 5 | -4 | 56% | 1 | ||
| WELLS FARGO ADVISORS wirehouse | Houston, Tx | 8 | 4 | 5 | -1 | 63% | 1 | ||
| TRANSAMERICA FINANCIAL ADVISORS, LLC BD affiliated | Woodland Hills, Ca | 8 | 3 | 5 | -2 | 63% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Issaquah, Wa | 8 | 1 | 5 | -4 | 63% | 1 | ||
| S•• W••••• independent RIA | San Francisco, Ca | 7 | 1 | 5 | -4 | 71% | 1 | ||
| D••• A••••••• S•••••••• L•• independent RIA | Des Moines, Ia · principal | 6 | 1 | 5 | -4 | 83% | 1 | ||
| T•••• L•• independent RIA | Lake Forest, Il · principal | 6 | 0 | 5 | -5 | 83% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Camp Hill, Pa | 6 | 1 | 5 | -4 | 83% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Orlando, Fl | 4 | 0 | 5 | -5 | 125% | 1 | ||
| G•••••••• F•••••••• G••••• L•• independent RIA | Bloomfield Hills, Mi · principal | 4 | 1 | 5 | -4 | 125% | |||
| L•• E••••••••• L•• BD affiliated | Newark, Nj | 3 | 1 | 5 | -4 | 167% | |||
| B•••••• W••••• L•• independent RIA | Scottsdale, Az · principal | 3 | 2 | 5 | -3 | 167% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Winchester, Va | 3 | 2 | 5 | -3 | 167% | 1 | ||
| T••••• A••••••• S•••••••• I••• BD affiliated | Jupiter, Fl | 2 | 1 | 5 | -4 | 250% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Englewood, Fl | 2 | 0 | 5 | -5 | 250% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Monroe, La | 2 | 0 | 5 | -5 | 250% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | West Chester, Pa | 2 | 0 | 5 | -5 | 250% | 1 | ||
| I••••••••• F•••••••• G••••• L•• BD affiliated | Delafield, Wi | 2 | 0 | 5 | -5 | 250% | 1 | ||
| S•••••••• A••••••• L•• national BD | Covington, Ky | 1,088 | 129 | 4 | +125 | 0.4% | |||
| F•••• T•••• A••••••• L• asset manager | Wheaton, Il · principal | 607 | 51 | 4 | +47 | 0.7% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Miami, Fl | 369 | 64 | 4 | +60 | 1.1% | |||
| B••••••••• C•••••• M••••••••• L•• independent RIA | Wheaton, Il · principal | 330 | 39 | 4 | +35 | 1.2% | |||
| J••• M••••• S••••••••• L•• wirehouse | Irvine, Ca | 244 | 69 | 4 | +65 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Florham Park, Nj | 215 | 13 | 4 | +9 | 1.9% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Seattle, Wa | 213 | 36 | 4 | +32 | 1.9% | |||
| R•• C•••••• M••••••• L•• national BD | New York, Ny · principal | 211 | 31 | 4 | +27 | 1.9% | 1 | 2 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pasadena, Ca | 210 | 13 | 4 | +9 | 1.9% | 1 | ||
| S•••••••• A••••••• L•• national BD | Houston, Tx | 205 | 19 | 4 | +15 | 2.0% | |||
| M••••• S•••••• wirehouse | Paramus, Nj | 192 | 11 | 4 | +7 | 2.1% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Providence, Ri | 186 | 15 | 4 | +11 | 2.2% | 1 | ||
| G•••• V••••• A•••••• G••••• L•• independent RIA | Berwyn, Pa · principal | 183 | 28 | 4 | +24 | 2.2% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Coral Gables, Fl | 180 | 22 | 4 | +18 | 2.2% | |||
| L•• F•••••••• L•• BD affiliated | Houston, Tx | 175 | 26 | 4 | +22 | 2.3% | 2 | ||
| M••••• S•••••• wirehouse | Columbus, Oh | 175 | 19 | 4 | +15 | 2.3% | |||
| D•••••••• • C•••••• L•• BD affiliated | Richmond, Va · principal | 173 | 15 | 4 | +11 | 2.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Naples, Fl | 172 | 7 | 4 | +3 | 2.3% | |||
| L•• F•••••••• L•• BD affiliated | Austin, Tx | 158 | 46 | 4 | +42 | 2.5% | 3 | ||
| M••••• S•••••• wirehouse | Pasadena, Ca | 156 | 11 | 4 | +7 | 2.6% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Memphis, Tn | 154 | 4 | 4 | 0 | 2.6% | |||
| A•••••••• C•••••• M••••••••• independent RIA | Cornelius, Nc · principal | 153 | 53 | 4 | +49 | 2.6% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Milwaukee, Wi · principal | 151 | 31 | 4 | +27 | 2.6% | |||
| J••• M••••• S••••••••• L•• wirehouse | Washington, Dc | 144 | 19 | 4 | +15 | 2.8% | |||
| W•••• F•••• A••••••• wirehouse | Birmingham, Al | 141 | 27 | 4 | +23 | 2.8% | |||
| S••• BD affiliated | Los Angeles, Ca · principal | 141 | 45 | 4 | +41 | 2.8% | |||
| M••••• S•••••• wirehouse | Denver, Co | 133 | 9 | 4 | +5 | 3.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Boca Raton, Fl | 130 | 21 | 4 | +17 | 3.1% | 1 | 1 | |
| W•••• F•••• A••••••• wirehouse | Philadelphia, Pa | 128 | 25 | 4 | +21 | 3.1% | |||
| C•••••• S••••• • C••• I••• national BD | Chicago, Il | 128 | 16 | 4 | +12 | 3.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Raleigh, Nc | 127 | 13 | 4 | +9 | 3.1% | 2 | ||
| M••••• S•••••• wirehouse | Charlotte, Nc | 125 | 16 | 4 | +12 | 3.2% | 2 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | St Petersburg, Fl | 121 | 18 | 4 | +14 | 3.3% | 1 | 1 | |
| R•••• I••••••••• A••••••• L•• BD affiliated | Kentwood, Mi · principal | 120 | 22 | 4 | +18 | 3.3% | |||
| W•••• F•••• A••••••• wirehouse | Atlanta, Ga | 120 | 14 | 4 | +10 | 3.3% | 1 | 1 | |
| L•• F•••••••• L•• BD affiliated | Tampa, Fl | 113 | 16 | 4 | +12 | 3.5% | 2 | ||
| F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager | Pittsburgh, Pa | 111 | 11 | 4 | +7 | 3.6% | |||
| L•••• F••• A••••••• S••••••• BD affiliated | Dallas, Tx · principal | 110 | 9 | 4 | +5 | 3.6% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Beverly Hills, Ca | 109 | 9 | 4 | +5 | 3.7% | 1 | ||
| S••• W••••• L•• BD affiliated | San Francisco, Ca · principal | 107 | 34 | 4 | +30 | 3.7% | |||
| L•• F•••••••• L•• BD affiliated | Dallas, Tx | 106 | 28 | 4 | +24 | 3.8% | 1 | 1 | |
| G•••••••• W••••• P••••••• BD affiliated | Palm Beach Gardens, Fl · principal | 106 | 18 | 4 | +14 | 3.8% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.