DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “CHARLES SCHWAB & CO., INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC BD affiliated | Irvine, Ca | 75 | 16 | 3 | +13 | 4.0% | |||
| LPL FINANCIAL LLC BD affiliated | New York, Ny | 74 | 11 | 3 | +8 | 4.1% | 2 | ||
| LPL FINANCIAL LLC BD affiliated | Melville, Ny | 74 | 13 | 3 | +10 | 4.1% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Indianapolis, In | 74 | 11 | 3 | +8 | 4.1% | 1 | ||
| C••••••• P•••••••• I••• independent RIA | New York, Ny · principal | 74 | 11 | 3 | +8 | 4.1% | |||
| O•••• W•••••• I••• BD affiliated | Irvine, Ca | 73 | 7 | 3 | +4 | 4.1% | 1 | ||
| V••••• I••••••••• A•••••••• L•• asset manager | Hartford, Ct · principal | 73 | 10 | 3 | +7 | 4.1% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Boca Raton, Fl | 73 | 7 | 3 | +4 | 4.1% | 1 | ||
| T•••••• C••••••• I••• independent RIA | Irvine, Ca · principal | 73 | 7 | 3 | +4 | 4.1% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Long Island City, Ny | 71 | 3 | 3 | 0 | 4.2% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Rye Brook, Ny | 71 | 5 | 3 | +2 | 4.2% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Albuquerque, Nm | 70 | 6 | 3 | +3 | 4.3% | |||
| M• H••••••• S••••••••• I••• BD affiliated | Portland, Or · principal | 70 | 3 | 3 | 0 | 4.3% | |||
| F••••••••• institutional | Carrollton, Tx · principal | 69 | 33 | 3 | +30 | 4.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Plano, Tx | 69 | 1 | 3 | -2 | 4.3% | 1 | ||
| B•••••••• I••••••••• G•••• independent RIA | Phoenix, Az · principal | 69 | 27 | 3 | +24 | 4.3% | |||
| O•••• W•••••• I••• BD affiliated | Maumee, Oh | 68 | 3 | 3 | 0 | 4.4% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | San Antonio, Tx | 68 | 4 | 3 | +1 | 4.4% | |||
| M••••• S•••••• wirehouse | Ponte Vedra Beach, Fl | 67 | 8 | 3 | +5 | 4.5% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Phoenix, Az | 66 | 7 | 3 | +4 | 4.5% | |||
| A••••••• A••••• L•• independent RIA | Holland, Mi · principal | 66 | 16 | 3 | +13 | 4.5% | |||
| C•••••• S••••• • C••• I••• national BD | San Diego, Ca | 66 | 6 | 3 | +3 | 4.5% | 1 | ||
| E••••• J•••• national BD | Chesterfield, Mo | 65 | 2 | 3 | -1 | 4.6% | |||
| U•• A••••••• institutional | Glastonbury, Ct · principal | 65 | 8 | 3 | +5 | 4.6% | |||
| R•• S••••••••• I••• BD affiliated | Los Angeles, Ca · principal | 65 | 13 | 3 | +10 | 4.6% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Guaynabo, Pr | 64 | 2 | 3 | -1 | 4.7% | 1 | ||
| T• P•••••• C••••• W••••• L•• BD affiliated | Greenville, Sc | 64 | 18 | 3 | +15 | 4.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Palm Beach Gardens, Fl | 64 | 4 | 3 | +1 | 4.7% | 2 | ||
| M••••• S•••••• wirehouse | Winter Park, Fl | 63 | 1 | 3 | -2 | 4.8% | |||
| C••••••••• F•••••••• N•••••• national BD | Glastonbury, Ct | 63 | 7 | 3 | +4 | 4.8% | |||
| A••••• F•••••••• A•••••••• L•• independent RIA | Charlotte, Nc · principal | 63 | 7 | 3 | +4 | 4.8% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Westport, Ct | 63 | 6 | 3 | +3 | 4.8% | |||
| L•• E••••••••• L•• BD affiliated | Shelton, Ct | 62 | 18 | 3 | +15 | 4.8% | |||
| N•••••••• A•••• M••••••••• independent RIA | Mercer Island, Wa · principal | 62 | 13 | 3 | +10 | 4.8% | |||
| N•••••• F•••••••• G••••• I••• independent RIA | Cedar Rapids, Ia · principal | 62 | 10 | 3 | +7 | 4.8% | |||
| C••• P••••••• independent RIA | Ofallon, Mo · principal | 62 | 22 | 3 | +19 | 4.8% | 1 | ||
| B••••••••• A•••• M••••••••• L•• independent RIA | Jupiter, Fl · principal | 61 | 6 | 3 | +3 | 4.9% | |||
| A• W••••• M••••••••• L•• BD affiliated | Topeka, Ks · principal | 61 | 6 | 3 | +3 | 4.9% | |||
| M••••• S•••••• wirehouse | St Petersburg, Fl | 60 | 1 | 3 | -2 | 5.0% | 1 | 1 | |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Nashville, Tn | 60 | 10 | 3 | +7 | 5.0% | 1 | 1 | |
| E••••• J•••• national BD | Scottsdale, Az | 60 | 2 | 3 | -1 | 5.0% | |||
| W•••• F•••• A••••••• wirehouse | Cumming, Ga | 60 | 13 | 3 | +10 | 5.0% | |||
| S•••••••• S••••••••• BD affiliated | Boston, Ma · principal | 59 | 8 | 3 | +5 | 5.1% | 1 | ||
| R•• C•••••• M••••••• L•• national BD | Dallas, Tx | 59 | 12 | 3 | +9 | 5.1% | 1 | 1 | |
| L•• E••••••••• L•• BD affiliated | Sherman Oaks, Ca | 58 | 11 | 3 | +8 | 5.2% | |||
| J••• M••••• S••••••••• L•• wirehouse | Mineola, Ny | 58 | 15 | 3 | +12 | 5.2% | 1 | ||
| T••••• A•••• M••••••••• L•• independent RIA | Littleton, Co · principal | 57 | 2 | 3 | -1 | 5.3% | |||
| W••••••• C•••••• independent RIA | Austin, Tx · principal | 57 | 19 | 3 | +16 | 5.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Stuart, Fl | 56 | 2 | 3 | -1 | 5.4% | |||
| J••• M••••• S••••••••• L•• wirehouse | Las Vegas, Nv | 56 | 7 | 3 | +4 | 5.4% | |||
| N•••••• A•••••••• L•• BD affiliated | Boston, Ma · principal | 56 | 7 | 3 | +4 | 5.4% | |||
| E•••••••• A•••••••• L•• national BD | Pittsburgh, Pa | 55 | 11 | 3 | +8 | 5.5% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Birmingham, Al | 55 | 6 | 3 | +3 | 5.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Palo Alto, Ca | 55 | 3 | 3 | 0 | 5.5% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Encino, Ca | 54 | 6 | 3 | +3 | 5.6% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Louisville, Ky | 54 | 9 | 3 | +6 | 5.6% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Glendale, Co | 54 | 1 | 3 | -2 | 5.6% | |||
| I••• W••••• M••••••••• L•• independent RIA | Omaha, Ne · principal | 53 | 5 | 3 | +2 | 5.7% | |||
| M•••••• BD affiliated | New York, Ny | 53 | 9 | 3 | +6 | 5.7% | |||
| E••••• J•••• national BD | Gilbert, Az | 53 | 6 | 3 | +3 | 5.7% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.