DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “EDELMAN FINANCIAL ENGINES” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MARINER BD affiliated | New York, Ny | 53 | 9 | 3 | +6 | 5.7% | |||
| UBS FINANCIAL SERVICES INC. wirehouse | Irvine, Ca | 53 | 5 | 3 | +2 | 5.7% | 1 | ||
| FOGUTH WEALTH MANAGEMENT, LLC. independent RIA | Brighton, Mi · principal | 51 | 26 | 3 | +23 | 5.9% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Jacksonville, Fl | 51 | 4 | 3 | +1 | 5.9% | 1 | ||
| C••••••••• W••••• M••••••••• L•• independent RIA | Farmington, Ct · principal | 50 | 9 | 3 | +6 | 6.0% | |||
| P•••••• C••••• S•••••••• L•• BD affiliated | Louisville, Ky · principal | 49 | 5 | 3 | +2 | 6.1% | 1 | ||
| M••••• S•••••• wirehouse | Laguna Niguel, Ca | 49 | 0 | 3 | -3 | 6.1% | 2 | ||
| A•••••• S•••• W••••• M••••••••• L•• independent RIA | Vancouver, Wa · principal | 49 | 18 | 3 | +15 | 6.1% | |||
| W•••• F•••• A••••••• wirehouse | Woodbury, Ny | 48 | 6 | 3 | +3 | 6.3% | 1 | ||
| H••••••• F•••• asset manager | Wayne, Pa · principal | 48 | 9 | 3 | +6 | 6.3% | |||
| P•• W••••• M••••••••• BD affiliated | Cleveland, Oh | 48 | 1 | 3 | -2 | 6.3% | |||
| T••••• W•••••• L••••• independent RIA | Scottsdale, Az · principal | 47 | 16 | 3 | +13 | 6.4% | |||
| W•••• F•••• A••••••• wirehouse | Milwaukee, Wi | 47 | 8 | 3 | +5 | 6.4% | |||
| W•••• F•••• A••••••• wirehouse | Florham Park, Nj | 47 | 1 | 3 | -2 | 6.4% | 1 | ||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Linthicum Heights, Md | 46 | 10 | 3 | +7 | 6.5% | |||
| S•••••••• S••••••••• BD affiliated | Conshohocken, Pa | 45 | 6 | 3 | +3 | 6.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Newark, De | 45 | 4 | 3 | +1 | 6.7% | 1 | ||
| L••••••• S••••••••• C•••• BD affiliated | Rochester, Ny · principal | 44 | 0 | 3 | -3 | 6.8% | |||
| N•• A••••••• S••••••• I•• independent RIA | Los Angeles, Ca · principal | 44 | 1 | 3 | -2 | 6.8% | |||
| L•• F•••••••• L•• BD affiliated | Glastonbury, Ct | 44 | 7 | 3 | +4 | 6.8% | |||
| E•••••••• A•••••••• L•• national BD | San Diego, Ca | 44 | 13 | 3 | +10 | 6.8% | |||
| V••••• W••••• M•••••••• I••• independent RIA | Paramus, Nj · principal | 43 | 2 | 3 | -1 | 7.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Brooklyn, Ny | 43 | 8 | 3 | +5 | 7.0% | 1 | ||
| E•• F•••••••• A••••••• independent RIA | Chicago, Il | 43 | 12 | 3 | +9 | 7.0% | |||
| S•••••• S••••••••• I••• BD affiliated | Columbus, Ga · principal | 43 | 1 | 3 | -2 | 7.0% | |||
| C•••••• S••••• • C••• I••• national BD | Atlanta, Ga | 43 | 9 | 3 | +6 | 7.0% | |||
| T•••••••• I••••••••• M••••••••• I•• asset manager | Santa Fe, Nm · principal | 42 | 19 | 3 | +16 | 7.1% | |||
| A•••••• W••••• S•••••••• independent RIA | Houston, Tx · principal | 42 | 9 | 3 | +6 | 7.1% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Virginia Beach, Va | 42 | 3 | 3 | 0 | 7.1% | 1 | ||
| M••••• S•••••• wirehouse | Portland, Or | 42 | 5 | 3 | +2 | 7.1% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Southfield, Mi | 41 | 8 | 3 | +5 | 7.3% | 1 | ||
| P••• I••••••••• L•• asset manager | Newark, Nj · principal | 41 | 9 | 3 | +6 | 7.3% | |||
| P•••••••• A•••••• S••••••• BD affiliated | Des Moines, Ia · principal | 41 | 5 | 3 | +2 | 7.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Oklahoma City, Ok | 41 | 4 | 3 | +1 | 7.3% | |||
| E••••• J•••• national BD | Chandler, Az | 41 | 3 | 3 | 0 | 7.3% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Winston Salem, Nc | 41 | 3 | 3 | 0 | 7.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Milwaukee, Wi | 41 | 6 | 3 | +3 | 7.3% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Chicago, Il | 40 | 6 | 3 | +3 | 7.5% | 1 | ||
| M•••••• P••••••• independent RIA | M••••••, Wi · principal | 40 | 26 | 3 | +23 | 7.5% | |||
| R•••••• W••••• A•••••••• I••• independent RIA | Minneapolis, Mn · principal | 40 | 0 | 3 | -3 | 7.5% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Minneapolis, Mn | 40 | 6 | 3 | +3 | 7.5% | |||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | Phoenix, Az | 39 | 8 | 3 | +5 | 7.7% | |||
| P•• W••••• M••••••••• BD affiliated | Charlotte, Nc | 39 | 8 | 3 | +5 | 7.7% | |||
| A••••• W••••• M••••••••• independent RIA | Tulsa, Ok | 39 | 1 | 3 | -2 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Bedford, Nh | 39 | 5 | 3 | +2 | 7.7% | |||
| R•• C•••••• M••••••• L•• national BD | Denver, Co | 39 | 8 | 3 | +5 | 7.7% | 1 | ||
| F•••••••• F•••••••• A••••••• independent RIA | Grand Rapids, Mi · principal | 39 | 10 | 3 | +7 | 7.7% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | New York, Ny | 38 | 13 | 3 | +10 | 7.9% | 2 | ||
| D••••••••• W••••• M••••••••• independent RIA | Walnut Creek, Ca · principal | 38 | 2 | 3 | -1 | 7.9% | |||
| L••••• W••••• M••••••••• L•• independent RIA | Boise, Id · principal | 37 | 15 | 3 | +12 | 8.1% | |||
| A•••• W••••• M••••••••• L•• independent RIA | Atlanta, Ga · principal | 37 | 21 | 3 | +18 | 8.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Indianapolis, In | 36 | 5 | 3 | +2 | 8.3% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Phoenix, Az | 36 | 10 | 3 | +7 | 8.3% | 1 | ||
| P•••••••• S••••••••• I••• BD affiliated | Minnetonka, Mn | 36 | 4 | 3 | +1 | 8.3% | |||
| E••••• J•••• national BD | Louisville, Ky | 35 | 3 | 3 | 0 | 8.6% | |||
| O••••••••• • C•• I••• BD affiliated | Stamford, Ct | 35 | 2 | 3 | -1 | 8.6% | |||
| J•• F••••• O••••• independent RIA | Denver, Co · principal | 35 | 7 | 3 | +4 | 8.6% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Washington, Dc | 35 | 5 | 3 | +2 | 8.6% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Edina, Mn | 35 | 8 | 3 | +5 | 8.6% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Charlotte, Nc | 35 | 6 | 3 | +3 | 8.6% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.