DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “MARINER” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK national BD | Wilmington, De | 6 | 0 | 1 | -1 | 17% | |||
| J.P. MORGAN SECURITIES LLC wirehouse | Los Altos, Ca | 6 | 1 | 1 | 0 | 17% | |||
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED BD affiliated | Decatur, Il | 6 | 0 | 1 | -1 | 17% | |||
| AVIANCE CAPITAL PARTNERS LLC independent RIA | Naples, Fl · principal | 6 | 0 | 1 | -1 | 17% | |||
| POLEN CAPITAL MANAGEMENT, LLC asset manager | Boca Raton, Fl · principal | 6 | 0 | 1 | -1 | 17% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | West Palm Beach, Fl | 6 | 2 | 1 | +1 | 17% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Lakewood, Co | 6 | 1 | 1 | 0 | 17% | |||
| U••• B•••••• A•••••••• L•• bank affiliated | Torrance, Ca | 6 | 4 | 1 | +3 | 17% | |||
| H••••••••• F•••••••• independent RIA | Pittsburgh, Pa · principal | 6 | 0 | 1 | -1 | 17% | |||
| F•••• T•••• S••••••••• I••• bank affiliated | Franklin, Tn | 6 | 0 | 1 | -1 | 17% | |||
| S•••••••• A••••••• L•• brokerage advisory | New Braunfels, Tx | 6 | 0 | 1 | -1 | 17% | |||
| S•••••• R••••••••• A•••••••• L•• independent RIA | St Louis Park, Mn · principal | 6 | 3 | 1 | +2 | 17% | |||
| L••••••••• A••••••• independent RIA | Denver, Co · principal | 6 | 0 | 1 | -1 | 17% | |||
| M•••••• independent RIA | Canton, Oh | 6 | 1 | 1 | 0 | 17% | |||
| W•••• L••••••••• I••••••••• M••••••••• I••• independent RIA | Bedford, Ma | 6 | 2 | 1 | +1 | 17% | |||
| E••••• J•••• national BD | Sanford, Fl | 6 | 0 | 1 | -1 | 17% | |||
| J••• M••••• S••••••••• L•• wirehouse | Camarillo, Ca | 6 | 1 | 1 | 0 | 17% | |||
| B•••••••• A•••• M••••••••• L•• independent RIA | Greenville, Sc | 6 | 2 | 1 | +1 | 17% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Newbury Park, Ca | 6 | 0 | 1 | -1 | 17% | |||
| U••••• C•••••• F•••••••• A••••••• independent RIA | The Woodlands, Tx | 6 | 1 | 1 | 0 | 17% | |||
| J••• M••••• S••••••••• L•• wirehouse | North Canton, Oh | 6 | 0 | 1 | -1 | 17% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Orinda, Ca | 6 | 2 | 1 | +1 | 17% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | York, Pa | 6 | 0 | 1 | -1 | 17% | |||
| J••• M••••• S••••••••• L•• wirehouse | Deerfield Beach, Fl | 6 | 2 | 1 | +1 | 17% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Parkland, Fl | 6 | 1 | 1 | 0 | 17% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Plainfield, Il | 6 | 0 | 1 | -1 | 17% | |||
| L•••••• W••••• M••••••••• L•• independent RIA | New York, Ny · principal | 6 | 0 | 1 | -1 | 17% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Metairie, La | 6 | 0 | 1 | -1 | 17% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Laguna Niguel, Ca | 6 | 0 | 1 | -1 | 17% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Lafayette, La | 6 | 0 | 1 | -1 | 17% | |||
| G••••••• I••••••••• M••••••••• L• institutional | Philadelphia, Pa · principal | 6 | 0 | 1 | -1 | 17% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Centennial, Co | 6 | 1 | 1 | 0 | 17% | |||
| W•••• F•••• A••••••• BD affiliated | Fairfield, Ct | 6 | 1 | 1 | 0 | 17% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Prosper, Tx | 6 | 0 | 1 | -1 | 17% | |||
| B••••••••• independent RIA | Southlake, Tx | 6 | 1 | 1 | 0 | 17% | |||
| I•• W••••• independent RIA | Atlanta, Ga · principal | 6 | 0 | 1 | -1 | 17% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Marietta, Ga | 6 | 0 | 1 | -1 | 17% | |||
| P•••••••• A••••••• BD affiliated | Summerville, Sc | 6 | 2 | 1 | +1 | 17% | |||
| G•••••••• W••••• P••••••• BD affiliated | Melville, Ny | 6 | 0 | 1 | -1 | 17% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Sierra Vista, Az | 6 | 1 | 1 | 0 | 17% | |||
| S•••• F••• I••••••••• M••••••••• C•••• asset manager | Ocala, Fl | 6 | 4 | 1 | +3 | 17% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Manalapan, Nj | 6 | 0 | 1 | -1 | 17% | |||
| G•• S••••••••• I••• BD affiliated | Bordentown, Nj | 6 | 0 | 1 | -1 | 17% | |||
| S•••••••• L•• independent RIA | San Mateo, Ca | 6 | 0 | 1 | -1 | 17% | |||
| J••• M••••• S••••••••• L•• wirehouse | Richmond, Va | 6 | 2 | 1 | +1 | 17% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | St Johns, Fl | 6 | 0 | 1 | -1 | 17% | |||
| E•••••• F•••••••• E•••••• independent RIA | Portland, Or | 6 | 2 | 1 | +1 | 17% | |||
| T• R••• P•••• A••••••••• I••• asset manager | San Francisco, Ca | 6 | 3 | 1 | +2 | 17% | |||
| G•••••••• W••••• M••••••••• L•• independent RIA | Abington, Pa · principal | 6 | 1 | 1 | 0 | 17% | |||
| H••••••• W••••• M••••••••• independent RIA | Houston, Tx · principal | 6 | 2 | 1 | +1 | 17% | |||
| G•••• S••••• A•••• M••••••••• I•• independent RIA | Canonsburg, Pa · principal | 6 | 0 | 1 | -1 | 17% | |||
| T•• F•••••••• A••••••• independent RIA | Radnor, Pa · principal | 6 | 0 | 1 | -1 | 17% | |||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Elkhorn, Ne | 6 | 0 | 1 | -1 | 17% | |||
| L•••••• P•••• F•••••••• G•••• independent RIA | Avon, Oh · principal | 6 | 0 | 1 | -1 | 17% | |||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Mt Vernon, Wa | 6 | 0 | 1 | -1 | 17% | |||
| R•• C•••••• M••••••• L•• national BD | Palm Desert, Ca | 6 | 0 | 1 | -1 | 17% | |||
| J••• M••••• S••••••••• L•• wirehouse | La Grange, Il | 6 | 0 | 1 | -1 | 17% | |||
| B••••• P••••• A•••••••• L•• independent RIA | Los Angeles, Ca | 6 | 1 | 1 | 0 | 17% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Davenport, Ia | 6 | 2 | 1 | +1 | 17% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Lady Lake, Fl | 6 | 1 | 1 | 0 | 17% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.