DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
22,748 offices
Offices with 5 or more advisors. Set an Advisors range to see smaller ones.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. BD affiliated | St Louis, Mo | 43 | 3 | 2 | +1 | 4.7% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Sugar Land, Tx | 43 | 4 | 2 | +2 | 4.7% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Greenville, Sc | 43 | 5 | 2 | +3 | 4.7% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Scottsdale, Az | 43 | 15 | 2 | +13 | 4.7% | 2 | ||
| W•••• F•••• A••••••• wirehouse | Richmond, Va | 43 | 12 | 2 | +10 | 4.7% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Clearwater, Fl | 43 | 5 | 2 | +3 | 4.7% | 1 | ||
| S•••••••• S••••••••• BD affiliated | Scotch Plains, Nj | 43 | 7 | 2 | +5 | 4.7% | |||
| A••••••• I••••••••• A•••••••• L•• institutional | Needham, Ma · principal | 42 | 8 | 2 | +6 | 4.8% | |||
| S•••••••• A••••••• L•• national BD | Burlingame, Ca | 42 | 11 | 2 | +9 | 4.8% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Cedar Rapids, Ia | 42 | 12 | 2 | +10 | 4.8% | |||
| S••••• C•••••• M••••••••• L•• independent RIA | Saint Louis, Mo · principal | 42 | 8 | 2 | +6 | 4.8% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Iselin, Nj | 42 | 8 | 2 | +6 | 4.8% | |||
| S•••••••• A••••••• L•• national BD | Oak Brook, Il | 41 | 2 | 2 | 0 | 4.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Winston Salem, Nc | 41 | 3 | 2 | +1 | 4.9% | |||
| M••••• S•••••• wirehouse | Davenport, Ia | 41 | 2 | 2 | 0 | 4.9% | 1 | ||
| M••••• S•••••• wirehouse | Albuquerque, Nm | 41 | 3 | 2 | +1 | 4.9% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Memphis, Tn | 41 | 11 | 2 | +9 | 4.9% | |||
| M•••••• BD affiliated | Cincinnati, Oh | 41 | 9 | 2 | +7 | 4.9% | |||
| W•••• F•••• A••••••• wirehouse | Alpharetta, Ga | 41 | 4 | 2 | +2 | 4.9% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Florham Park, Nj | 40 | 3 | 2 | +1 | 5.0% | 1 | ||
| J•••••• W••••• I••• mixed wealth | Milwaukee, Wi · principal | 40 | 11 | 2 | +9 | 5.0% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Warwick, Ri | 40 | 4 | 2 | +2 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Napa, Ca | 40 | 9 | 2 | +7 | 5.0% | 1 | ||
| A•••• A••••••••• S••••••••• L•• independent RIA | Farmington, Mi · principal | 40 | 4 | 2 | +2 | 5.0% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Honolulu, Hi | 40 | 8 | 2 | +6 | 5.0% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Bellevue, Wa | 40 | 6 | 2 | +4 | 5.0% | |||
| R•••••• I••••••••• asset manager | Seattle, Wa · principal | 40 | 1 | 2 | -1 | 5.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Santa Barbara, Ca | 40 | 0 | 2 | -2 | 5.0% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Chesterfield, Mo | 40 | 0 | 2 | -2 | 5.0% | |||
| C•••• C•••• F•••••••• M••••••••• L•• independent RIA | Silverdale, Wa · principal | 40 | 5 | 2 | +3 | 5.0% | 1 | ||
| P•• W••••• M••••••••• BD affiliated | Charlotte, Nc | 40 | 8 | 2 | +6 | 5.0% | |||
| L•• F•••••••• L•• BD affiliated | Plano, Tx | 39 | 4 | 2 | +2 | 5.1% | |||
| U•• P•••••• W••••• M••••••••• L•• mixed wealth | Overland Park, Ks · principal | 39 | 39 | 2 | +37 | 5.1% | 1 | ||
| F•••••••• F•••••••• A••••••• independent RIA | Grand Rapids, Mi · principal | 39 | 10 | 2 | +8 | 5.1% | |||
| G••••• • C•••••• independent RIA | Westborough, Ma · principal | 39 | 7 | 2 | +5 | 5.1% | |||
| T• P•••••• C••••• W••••• L•• BD affiliated | Manchester, Nh | 39 | 12 | 2 | +10 | 5.1% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Atlanta, Ga | 39 | 10 | 2 | +8 | 5.1% | 1 | ||
| M••••• S•••••• wirehouse | San Mateo, Ca | 39 | 3 | 2 | +1 | 5.1% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Louisville, Ky | 38 | 3 | 2 | +1 | 5.3% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lafayette, La | 38 | 3 | 2 | +1 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Anaheim, Ca | 38 | 2 | 2 | 0 | 5.3% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Phoenix, Az | 38 | 10 | 2 | +8 | 5.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tyler, Tx | 38 | 1 | 2 | -1 | 5.3% | 2 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Plymouth, Mi | 38 | 0 | 2 | -2 | 5.3% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Menlo Park, Ca | 38 | 6 | 2 | +4 | 5.3% | |||
| S••••• W••••• G•••• independent RIA | Colorado Springs, Co · principal | 38 | 13 | 2 | +11 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Peoria, Il | 37 | 5 | 2 | +3 | 5.4% | |||
| R•• C•••••• M••••••• L•• national BD | Phoenix, Az | 37 | 9 | 2 | +7 | 5.4% | |||
| J••• M••••• S••••••••• L•• wirehouse | Rochester, Ny | 37 | 5 | 2 | +3 | 5.4% | |||
| J•••• T•••••• I••••••••• P•••••••• L•• independent RIA | Tampa, Fl · principal | 37 | 7 | 2 | +5 | 5.4% | |||
| M•• C•••••• M••••••••• L•• independent RIA | Los Angeles, Ca | 37 | 36 | 2 | +34 | 5.4% | 1 | 1 | |
| L•• E••••••••• L•• BD affiliated | Mercer Island, Wa | 37 | 6 | 2 | +4 | 5.4% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Dearborn, Mi | 36 | 1 | 2 | -1 | 5.6% | |||
| T•• W••••• P••••••• independent RIA | Maumee, Oh · principal | 36 | 6 | 2 | +4 | 5.6% | |||
| U••• I••••••••• S••••••• C•••••• no RAUM | Tampa, Fl | 36 | 22 | 2 | +20 | 5.6% | 1 | ||
| I•• A••••••• S•••••••• I••• mixed wealth | Denver, Co · principal | 36 | 11 | 2 | +9 | 5.6% | |||
| O•••• W•••••• I••• BD affiliated | Charlotte, Nc | 36 | 4 | 2 | +2 | 5.6% | |||
| J••• M••••• S••••••••• L•• wirehouse | Sacramento, Ca | 36 | 8 | 2 | +6 | 5.6% | |||
| J••• M••••• S••••••••• L•• wirehouse | Naples, Fl | 36 | 4 | 2 | +2 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Littleton, Co | 36 | 3 | 2 | +1 | 5.6% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.