DFX Intelligence
RIA Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | San Antonio, Tx | 184 | 20 | 5 | +15 | 2.7% | 3 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Austin, Tx | 176 | 20 | 5 | +15 | 2.8% | 1 | ||
| BELPOINTE ASSET MANAGEMENT LLC independent RIA | Reno, Nv · principal | 172 | 38 | 5 | +33 | 2.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Naples, Fl | 171 | 7 | 5 | +2 | 2.9% | |||
| E•••• S••••••••• L•• BD affiliated | New York, Ny · principal | 163 | 18 | 5 | +13 | 3.1% | |||
| L•• F•••••••• L•• BD affiliated | Scottsdale, Az | 160 | 23 | 5 | +18 | 3.1% | 4 | ||
| I•• C••••••• L•• independent RIA | Foster City, Ca · principal | 154 | 55 | 5 | +50 | 3.2% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Washington, Dc | 151 | 24 | 5 | +19 | 3.3% | 1 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Stamford, Ct | 150 | 13 | 5 | +8 | 3.3% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | New York, Ny | 139 | 14 | 5 | +9 | 3.6% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Vienna, Va | 127 | 10 | 5 | +5 | 3.9% | 1 | ||
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | Charlotte, Nc | 125 | 24 | 5 | +19 | 4.0% | |||
| V••• R••••••••• A•••••••• L•• other | Windsor, Ct · principal | 125 | 15 | 5 | +10 | 4.0% | |||
| C•••••• C••••• G••••• I••• no RAUM | San Antonio, Tx | 120 | 22 | 5 | +17 | 4.2% | |||
| M••••• S•••••• wirehouse | Indianapolis, In | 120 | 7 | 5 | +2 | 4.2% | 1 | 1 | |
| W•••• F•••• A••••••• wirehouse | Bellevue, Wa | 118 | 19 | 5 | +14 | 4.2% | 1 | ||
| D•••••••• A••••••• S•••••••• L•• BD affiliated | South Jordan, Ut · principal | 116 | 22 | 5 | +17 | 4.3% | 1 | ||
| C•••••• A••••••• BD affiliated | Southfield, Mi · principal | 113 | 15 | 5 | +10 | 4.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Palo Alto, Ca | 112 | 10 | 5 | +5 | 4.5% | 1 | ||
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager | Pittsburgh, Pa | 111 | 11 | 5 | +6 | 4.5% | |||
| W•••• F•••• A••••••• wirehouse | Coral Gables, Fl | 108 | 11 | 5 | +6 | 4.6% | |||
| W•••• F•••• A••••••• wirehouse | Naples, Fl | 108 | 14 | 5 | +9 | 4.6% | 1 | ||
| E•••• V•••• M••••••••• asset manager | Boston, Ma · principal | 106 | 0 | 5 | -5 | 4.7% | |||
| W•••• F•••• A••••••• wirehouse | Charleston, Sc | 104 | 15 | 5 | +10 | 4.8% | |||
| G••••• V••• C•••••• M••••••••• L•• independent RIA | Waukesha, Wi · principal | 100 | 13 | 5 | +8 | 5.0% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Houston, Tx | 100 | 7 | 5 | +2 | 5.0% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Denver, Co | 99 | 6 | 5 | +1 | 5.1% | |||
| E•••••••• A•••••••• L•• national BD | Oak Brook, Il | 98 | 30 | 5 | +25 | 5.1% | |||
| M•••••• A••••• S••••••••• L•• BD affiliated | San Diego, Ca · principal | 95 | 12 | 5 | +7 | 5.3% | |||
| M••••• S•••••• wirehouse | Honolulu, Hi | 92 | 9 | 5 | +4 | 5.4% | 1 | ||
| V••••• C•••••• M••••••••• L•• independent RIA | Brentwood, Tn · principal | 89 | 13 | 5 | +8 | 5.6% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Plano, Tx | 88 | 7 | 5 | +2 | 5.7% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Austin, Tx | 86 | 4 | 5 | -1 | 5.8% | 1 | ||
| F•••• independent RIA | West Palm Beach, Fl · principal | 86 | 42 | 5 | +37 | 5.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Tampa, Fl | 83 | 8 | 5 | +3 | 6.0% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Miami, Fl | 82 | 7 | 5 | +2 | 6.1% | |||
| T• P•••••• C••••• W••••• L•• BD affiliated | New York, Ny · principal | 82 | 25 | 5 | +20 | 6.1% | 2 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Overland Park, Ks | 81 | 10 | 5 | +5 | 6.2% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Amherst, Ny | 80 | 4 | 5 | -1 | 6.3% | 2 | ||
| E••••• J•••• national BD | Raleigh, Nc | 79 | 12 | 5 | +7 | 6.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | West Palm Beach, Fl | 79 | 11 | 5 | +6 | 6.3% | 1 | ||
| C• I••••••••• L•• independent RIA | Auburn, In · principal | 79 | 24 | 5 | +19 | 6.3% | |||
| L•• E••••••••• L•• BD affiliated | Fort Mill, Sc · principal | 77 | 10 | 5 | +5 | 6.5% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Cincinnati, Oh | 76 | 10 | 5 | +5 | 6.6% | |||
| W•••• F•••• A••••••• wirehouse | Fort Lauderdale, Fl | 75 | 7 | 5 | +2 | 6.7% | 2 | 1 | |
| D•••••• independent RIA | Phoenix, Az · principal | 75 | 6 | 5 | +1 | 6.7% | 1 | ||
| B••••• G••••• A•••• M••••••••• BD affiliated | Miami, Fl | 72 | 8 | 5 | +3 | 6.9% | 1 | ||
| M••••• S•••••• wirehouse | Middleton, Ma | 65 | 7 | 5 | +2 | 7.7% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Cincinnati, Oh | 62 | 7 | 5 | +2 | 8.1% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Fargo, Nd | 61 | 12 | 5 | +7 | 8.2% | 1 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Richmond, Va | 59 | 3 | 5 | -2 | 8.5% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Rochester, Ny | 56 | 2 | 5 | -3 | 8.9% | 1 | ||
| F••••• W••••• M••••••••• L••• independent RIA | Brighton, Mi · principal | 52 | 26 | 5 | +21 | 9.6% | |||
| C••••••• S••••••••• I••• BD affiliated | Woburn, Ma | 50 | 1 | 5 | -4 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Indianapolis, In | 50 | 1 | 5 | -4 | 10% | 1 | ||
| E••••• J•••• national BD | Phoenix, Az | 50 | 4 | 5 | -1 | 10% | |||
| E•••••••• A•••••••• L•• national BD | Morristown, Nj | 49 | 5 | 5 | 0 | 10% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Hunt Valley, Md | 45 | 2 | 5 | -3 | 11% | |||
| P•• A••••••• S•••••••• L•• independent RIA | Albany, Ny · principal | 45 | 4 | 5 | -1 | 11% | 1 | ||
| I•••••• A•••••••• I••• asset manager | Atlanta, Ga · principal | 45 | 6 | 5 | +1 | 11% |
22,744 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.