DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PACIFIC WAY CAPITAL MANAGEMENT, LLC asset manager | $34B | 0.0% | 2 | 9 | |||||
| ALLWORTH FINANCIAL, L.P. BD affiliated | $34B | +34% | 320 | $105M | 96% | 78% | 90 | 36 | |
| SONA ASSET MANAGEMENT (US) LLC asset manager | $33B | +48% | 0.0% | 1 | 5 | ||||
| B•• M••••• A•••••••• I••• independent RIA | $33B | +40% | 14 | $2.4B | 94% | 25% | 8,898 | 5 | |
| E•• asset manager | $33B | +47% | 0.0% | 6 | 53 | ||||
| D• E• S••• I••••••••• M••••••••• L••••• asset manager | $33B | +59% | 0.0% | 2 | 17 | ||||
| R•••••• R•••• A•••• M••••••••• L•• asset manager | $33B | +75% | 0.0% | 6 | 83 | ||||
| T•• P••••• A••••••• C••••••• L•• asset manager | $33B | -37% | 0.6% | 100% | 1 | ||||
| B•••••• C•••••• M••••••••• L• asset manager | $33B | +11% | 0.0% | 2 | 64 | ||||
| T•• V••••••• A•••••• L••• I•••••••• C•••••• asset manager | $33B | +3.6% | 1,280 | $25.7M | 0.0% | 1 | |||
| F•••• S•••••• I•••••••• •••• K•••• L•••••• asset manager | $33B | +37% | 0.0% | 1 | |||||
| 2•••••• other | $33B | +25% | 0.0% | 2 | 38 | ||||
| F••••••• M••••••••• • R••••••• •••• K•••• L•••••• asset manager | $33B | +11% | 0.0% | 1 | |||||
| M••••••• U•• L•• other | $33B | +8.9% | 0.0% | 7 | 1 | ||||
| A••• C••••••••• R••• E••••• M••••••••• L•• asset manager | $32B | +20% | 0.0% | 15 | 5 | ||||
| A•• S•••••••• P••• S•••••••• L•• institutional | $32B | +62% | 0.0% | 2 | |||||
| J••• G••••• L•• asset manager | $32B | +67% | 0.0% | 3 | 2 | ||||
| S•• A•••• M••••••••• other | $32B | -2.0% | 8 | $4.0B | 0.0% | 8 | |||
| S•••••• F•••••••• G••••• L••••• independent RIA | $32B | +40% | 259 | $124M | 93% | 83% | 43 | 39 | 17 |
| R••••••• A••••••••• asset manager | $32B | +5.8% | 0.0% | 1 | |||||
| H•••••• L•••••• L• other | $32B | -7.0% | 9.6% | 95% | 1 | ||||
| E•••• S••••••••• L•• BD affiliated | $32B | +26% | 2,485 | $12.9M | 98% | 45% | 53 | 892 | |
| F•••• P•••••• A•••••••• L• asset manager | $32B | +20% | 0.0% | 100% | 18 | 13 | |||
| M••••••• F•••••••• L•• asset manager | $32B | +38% | 1 | $32B | 0.0% | 4 | 58 | ||
| T••••••••• A•••• M••••••••• L•• asset manager | $32B | 0.0% | 1 | 1 | |||||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | $32B | +22% | 1,127 | $28.1M | 78% | 100% | 102 | 24 | |
| L••••• K••• C•••••• M••••••••• C••••••••• mixed wealth | $32B | +14% | 34 | $927M | 36% | 100% | 74 | 4 | 18 |
| C••••••••• I••••••••• I••• other | $31B | +20% | 0.0% | 1 | 4 | ||||
| B•••••• C•••••• U• L•• asset manager | $31B | +11% | 0.0% | 1 | |||||
| I•••••• M•••••• A•••••••• L•• other | $31B | +27% | 17 | $1.8B | 1.9% | 100% | 3 | 7 | |
| M••••••• • C••• I••• asset manager | $31B | +15% | 0.6% | 100% | 2 | 2 | |||
| T••••••••• A••••••• I•• asset manager | $31B | +6.7% | 78 | $399M | 0.0% | 1 | |||
| B• P••••••• P• L••• asset manager | $31B | -12% | 0.0% | 1 | |||||
| T•••••••• A•••••••• L•• independent RIA | $31B | +6.8% | 6 | $5.2B | 78% | 100% | 68 | 9 | 23 |
| L• C•••••••• asset manager | $31B | +4.0% | 0.0% | 1 | 88 | ||||
| A•••••••• G••••• I••••••••• ••• L•••••• asset manager | $31B | +201% | 0.0% | 1 | |||||
| T•• L• asset manager | $31B | -3.3% | 0.0% | 4 | 48 | ||||
| B•••••••• I••••••••• L•••••• asset manager | $31B | -9.7% | 1 | $31B | 0.0% | 3 | |||
| B••••••••• C•• M••••••••• L•• asset manager | $31B | +194% | 0.0% | 6 | 78 | ||||
| P••• I••••••••• A••••••• asset manager | $31B | +10% | 27 | $1.1B | 0.1% | 92% | 1 | 14 | |
| K•••••• O• C••••••• A•••• A••••••• L•• institutional | $31B | +8.8% | 229 | $133M | 3.2% | 0.6% | 27 | 2 | 9 |
| 4•••• A•••••••• I••• institutional | $30B | 0.0% | 1 | 3 | |||||
| M••••••• A•••• M••••••••• L••• asset manager | $30B | +26% | 0.0% | 3 | 70 | ||||
| A••••••• C•••••• L•• asset manager | $30B | +60% | 0.0% | 9 | 94 | ||||
| P••••• P••••••• M••••••••• C•••••• asset manager | $30B | +46% | 0.0% | 4 | 4 | ||||
| P•• W••••• M••••••••• BD affiliated | $30B | +14% | 1,165 | $26.0M | 97% | 18% | 138 | 595 | |
| •••••••• independent RIA | $30B | +114% | 545 | $55.5M | 68% | 55% | 99 | 123 | |
| F••••• • T••••• A•••• M••••••••• I•• asset manager | $30B | +12% | 1 | $30B | 7.9% | 16% | 5,756 | 2 | |
| I•••••••• C•••••• M••••••••• L•• asset manager | $30B | +36% | 0.0% | 1 | |||||
| P•• E••••• L••••• asset manager | $30B | +6.4% | 0.0% | 5 | 56 | ||||
| H• W••••• independent RIA | $30B | +62% | 169 | $178M | 77% | 94% | 28 | 12 | |
| O••• C••••• P•••••••• L•• asset manager | $30B | +28% | 0.0% | 4 | 68 | ||||
| D•••• S••••••• A••••••• L• asset manager | $30B | +19% | 0.5% | 94% | 2 | ||||
| B•• P•••••• A•••• M••••••••• U• • L•• asset manager | $30B | +17% | 65 | $463M | 3.8% | 97% | 3 | 11 | |
| G••••• A•••• M••••••••• L•• mixed wealth | $30B | +148% | 5 | $6.0B | 47% | 100% | 2 | 27 | |
| A••••••• C•••••• G•••• institutional | $30B | +7.7% | 4 | $7.5B | 6.7% | 98% | 35 | 2 | |
| A••••• C••••• M••••••••• L•• asset manager | $30B | +60% | 0.0% | 29 | |||||
| W•••••• A•••••••• L•• independent RIA | $30B | +85% | 223 | $134M | 71% | 82% | 58 | 49 | 19 |
| W•••••••• C•••••• M••••••••• C••••••• L••• other | $30B | +3.6% | 1 | $30B | 6.8% | 66% | 8,910 | 1 | 2 |
| B•••• P•••• C•••••• M••••••••• L• asset manager | $30B | +25% | 0.0% | 4 | 43 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.