DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEDGEWOOD PARTNERS, INC. independent RIA | $561M | +3.9% | 4 | $140M | 69% | 68% | 83 | 1 | |
| JOHN A. WOLFE & ASSOCIATES, INC. independent RIA | $561M | +4.9% | 1 | $561M | 99% | 79% | 446 | 2 | |
| EMPIRICAL ASSET MANAGEMENT, LLC independent RIA | $560M | +20% | 12 | $46.7M | 89% | 85% | 38 | 6 | 1 |
| A• • I• W••••• M••••••••• independent RIA | $560M | +21% | 10 | $56.0M | 99% | 71% | 52 | 1 | |
| V•• L•••••• R••••••••• • I••••••••• S••••••• independent RIA | $559M | +21% | 2 | $280M | 98% | 65% | 350 | 1 | |
| H••••••• C•••••• independent RIA | $559M | +39% | 10 | $55.9M | 93% | 62% | 64 | 5 | |
| N•••• F•••••••• P•••••••• L•• independent RIA | $559M | +20% | 5 | $112M | 90% | 89% | 41 | 3 | |
| C•••••• I••••••••• M••••••••• I•• independent RIA | $559M | +17% | 5 | $112M | 100% | 50% | 214 | 1 | |
| P•••••• W••••• M••••••••• I••• independent RIA | $559M | +11% | 3 | $186M | 99% | 83% | 126 | 2 | |
| G••••••• P•••• A•••••••• L•• independent RIA | $558M | +13% | 5 | $112M | 100% | 89% | 50 | 4 | |
| P•••••• W••••• A•••••••• I••• independent RIA | $558M | +18% | 9 | $62.0M | 91% | 87% | 41 | 5 | 1 |
| F•••••••• H•••••• W••••• A••••••• independent RIA | $557M | +24% | 7 | $79.6M | 100% | 87% | 46 | 1 | |
| T•••••• C•••••• M••••••••• L•• independent RIA | $557M | +23% | 5 | $111M | 78% | 88% | 75 | 3 | |
| H• P••••••• L•• independent RIA | $556M | +11% | 5 | $111M | 97% | 88% | 23 | 1 | |
| W••••••••• C•••••• M••••••••• I•• independent RIA | $556M | +11% | 3 | $185M | 90% | 87% | 148 | 1 | |
| K••••• • A••••••••• independent RIA | $556M | +18% | 8 | $69.4M | 96% | 85% | 39 | 3 | |
| B•••••• I••••••••• A•••••••• L•• independent RIA | $555M | +17% | 4 | $139M | 74% | 82% | 79 | 1 | |
| O••••••• • C••••••• I••••••••• independent RIA | $555M | +26% | 2 | $278M | 97% | 85% | 290 | 1 | |
| P•••••• W••••• A•••••••• L•• independent RIA | $555M | +6.1% | 6 | $92.5M | 81% | 81% | 102 | 2 | |
| K••••• W••••• M••••••••• L•• independent RIA | $555M | +26% | 6 | $92.5M | 100% | 80% | 79 | 1 | |
| K••••••••• A••••••• L•• independent RIA | $555M | +19% | 3 | $185M | 92% | 87% | 109 | 5 | |
| G••••• V••• I••••••••• A•••••••• L•• independent RIA | $554M | +15% | 4 | $138M | 100% | 84% | 146 | 2 | |
| P•••••• A•••• M••••••••• I•• independent RIA | $554M | +17% | 3 | $185M | 83% | 89% | 95 | 2 | |
| A•••• P•••••••• I•• independent RIA | $553M | +9.4% | 5 | $111M | 100% | 85% | 75 | 1 | |
| O•••• F•••••••• G••••• L•• independent RIA | $552M | +15% | 5 | $110M | 98% | 88% | 64 | 2 | |
| N•••• O•• F•••••••• A••••••• L•• independent RIA | $552M | 6 | $92.0M | 100% | 63% | 114 | 1 | ||
| A••••••• W••••• A•••••••• L•• independent RIA | $552M | +26% | 11 | $50.2M | 100% | 58% | 70 | 1 | |
| B•••••••• P•••••••• L•• independent RIA | $551M | +11% | 3 | $184M | 79% | 89% | 76 | 1 | |
| V••••••• C•••••• P••••••• independent RIA | $551M | +17% | 8 | $68.9M | 100% | 80% | 102 | 1 | |
| A••••• F•••••••• A•••••••• L•• independent RIA | $551M | +7.8% | 19 | $29.0M | 90% | 66% | 39 | 9 | |
| D••••• C••••••• I••• independent RIA | $551M | +13% | 6 | $91.8M | 99% | 74% | 77 | 1 | |
| S••••• F•••••••• G•••• independent RIA | $550M | +9.8% | 9 | $61.1M | 100% | 77% | 57 | 2 | |
| H•••••• I••••••••• C••••••••• L•• independent RIA | $549M | +12% | 4 | $137M | 95% | 64% | 254 | 1 | |
| S••••• F•••••••• S•••••••• I••• independent RIA | $549M | +25% | 8 | $68.6M | 88% | 90% | 31 | 1 | |
| M•••• W••••• A•••••••• L•• independent RIA | $549M | +25% | 7 | $78.4M | 90% | 85% | 64 | 1 | 2 |
| C••• W••••• A••••••• independent RIA | $548M | +34% | 10 | $54.8M | 89% | 63% | 66 | 5 | |
| T••••••••• A•••••••• L•• independent RIA | $547M | +25% | 14 | $39.1M | 99% | 67% | 78 | 10 | |
| A••••••• F•••••••• C••••••••• L•• independent RIA | $547M | +7.6% | 6 | $91.2M | 51% | 83% | 29 | 4 | |
| M•••• W••••• M••••••••• independent RIA | $547M | +21% | 7 | $78.1M | 91% | 78% | 72 | 3 | |
| B•••• F•••••••• F••••••• L•• independent RIA | $546M | +25% | 7 | $78.1M | 98% | 79% | 137 | 2 | |
| L••••• W••••• independent RIA | $546M | +15% | 5 | $109M | 100% | 83% | 99 | 1 | |
| W••••••••• S•••••• • C••• L•• independent RIA | $546M | +16% | 23 | $23.7M | 91% | 84% | 25 | 3 | |
| S••••••••• A•••••••• L•• independent RIA | $545M | +18% | 9 | $60.6M | 94% | 59% | 75 | 1 | |
| 2• F•••••••• independent RIA | $545M | +31% | 9 | $60.6M | 100% | 88% | 56 | 3 | |
| T••••••• W••••• L•• independent RIA | $545M | 7 | $77.8M | 98% | 63% | 89 | 6 | ||
| S••••• O••••• L•• independent RIA | $545M | +22% | 3 | $182M | 52% | 86% | 52 | 1 | |
| P•••••••• F•••••••• A••••••• independent RIA | $545M | +25% | 8 | $68.1M | 100% | 73% | 70 | 2 | |
| M••••• W••••• M••••••••• independent RIA | $543M | +13% | 5 | $109M | 100% | 81% | 91 | 1 | |
| P••••••••• P••••••• independent RIA | $543M | +17% | 11 | $49.4M | 97% | 85% | 35 | 1 | |
| H•••••••• I••••••••• C••••••••• independent RIA | $543M | +16% | 5 | $109M | 91% | 58% | 118 | 1 | |
| C••••• C•••• P••••••• independent RIA | $542M | +12% | 6 | $90.4M | 92% | 73% | 75 | 2 | |
| J••• F•••••••• G•••• L•• independent RIA | $542M | 6 | $90.3M | 57% | 72% | 51 | 1 | ||
| B••••• I••••••••• A••••••• L•• independent RIA | $542M | +61% | 1 | $542M | 61% | 68% | 118 | 1 | |
| T••••• F••••••••• L•• independent RIA | $542M | +86% | 6 | $90.3M | 92% | 82% | 75 | 1 | |
| S••••••••• W••••• P•••••••• L•• independent RIA | $542M | +22% | 4 | $135M | 92% | 86% | 94 | 1 | |
| A••••••••• F•••••••• A••••••• I•• independent RIA | $541M | +17% | 3 | $180M | 100% | 69% | 299 | 1 | |
| G••••••• B•••• W••••• M••••••••• independent RIA | $541M | +22% | 11 | $49.2M | 99% | 73% | 80 | 2 | |
| D••••••• A••••• C••••••• L•• independent RIA | $541M | -13% | 7 | $77.3M | 86% | 59% | 55 | 1 | |
| G••• P•••••• W•••••• L•• independent RIA | $541M | +16% | 3 | $180M | 87% | 89% | 87 | 1 | |
| H••••• A•••••••• I••• independent RIA | $540M | +10% | 13 | $41.6M | 95% | 73% | 43 | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.