DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
627 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| RESOURCE MANAGEMENT SERVICE, LLC other | $5.9B | +11% | 0.0% | 1 | 5 | ||||
| CE INVESTMENT MANAGEMENT, LLC institutional | $5.9B | +3.9% | 0.0% | 2 | |||||
| DEPRINCE, RACE & ZOLLO, INC. institutional | $5.9B | +7.4% | 0.1% | 100% | 1 | 1 | |||
| A••••••• A••••• I••••••••• M••••••••• L•• institutional | $5.9B | +20% | 1 | $5.9B | 0.1% | 100% | 1 | 1 | 1 |
| A•••• A••••••••• M••••••••• institutional | $5.8B | +23% | 1 | $5.8B | 0.0% | 2 | 7 | ||
| B••••••• C•••••• M••••••••• L•• other | $5.8B | +11% | 10 | $576M | 6.7% | 77% | 13 | 3 | |
| P••••••• I••••••••• I••• institutional | $5.6B | +1.7% | 6 | $934M | 0.0% | 1 | 1 | ||
| P•••••••• institutional | $5.6B | +50% | 8 | $697M | 0.0% | 10 | |||
| A••••••••• I••••••••• A•••••••• L•• institutional | $5.6B | +19% | 0.0% | 1 | 17 | ||||
| A••••••••• I••• institutional | $5.6B | +12% | 1 | $5.6B | 0.0% | 1 | |||
| G•••• C•••• C•••••• M••••••••• L•••••• other | $5.5B | +14% | 0.0% | 1 | 4 | ||||
| S••••• I••••••••• P•••••••• I••• institutional | $5.5B | -1.0% | 0.0% | 3 | |||||
| S••••• B•••• A••••••••• I•• other | $5.5B | +14% | 7.8% | 24% | 1 | ||||
| M• R••••••••• institutional | $5.5B | +8.3% | 5 | $1.1B | 1.5% | 93% | 8 | 1 | |
| P•••••• C••••••••• I•• institutional | $5.4B | +10% | 6 | $904M | 1.1% | 79% | 6 | 3 | |
| F••••• I••••••••• A••••••••• institutional | $5.2B | +0.1% | 2.9% | 100% | 1 | 5 | |||
| L•••••• E••• I••••••••• A••••••••• institutional | $5.2B | +6.1% | 0.0% | 1 | |||||
| A•••• S••••••• C••••••••• L•• institutional | $5.2B | -0.3% | 5 | $1.0B | 1.6% | 98% | 3 | 1 | |
| T••••••• B•••••• A•• R••••••••• A••••••• institutional | $5.1B | +11% | 7 | $723M | 0.0% | 1 | |||
| N•••••• G•••• C••••••••• L•• institutional | $5.1B | +15% | 22 | $230M | 0.0% | 1 | |||
| W••••••••• C•••••• A•••••••• L•• institutional | $5.0B | +19% | 0.0% | 1 | |||||
| G••• I••••••••• B••• ••• L•••••• institutional | $5.0B | -18% | 0.0% | 1 | 1 | ||||
| A••••••• S•••••• C••••••• L•• institutional | $5.0B | +11% | 6 | $830M | 0.0% | 4 | |||
| S••••• M••••• F•••• M••••••••• C•••• institutional | $5.0B | +11% | 6 | $829M | 0.7% | 1 | |||
| I••••••••• C•••••• P••••••• P• L•• institutional | $4.9B | +60% | 0.3% | 100% | 1 | 1 | |||
| F••••••••• L•• institutional | $4.9B | +12% | 5 | $987M | 2.9% | 100% | 2 | ||
| S•• C••••••••• institutional | $4.8B | +15% | 0.0% | 1 | |||||
| B••••• H•••• • C• I•• other | $4.6B | +7.4% | 1 | $4.6B | 12% | 99% | 76 | 2 | |
| S••••• A•••• M••••••••• L• institutional | $4.6B | +5.8% | 0.0% | 4 | 5 | ||||
| 1••• I••••••••• M••••••••• institutional | $4.6B | 3 | $1.5B | 0.0% | 1 | ||||
| C•••••••• M••••••••• L•• institutional | $4.6B | +25% | 1.7% | 100% | 1 | ||||
| A••••• P•••••••• C•••••• M••••••••• L•• institutional | $4.4B | +7.6% | 1 | $4.4B | 0.0% | 1 | |||
| N•• C•••••• A•••••••• L•• institutional | $4.3B | +8.5% | 1 | $4.3B | 0.1% | 100% | 5 | ||
| C••••••• C•••••• M••••••••• L•• institutional | $4.2B | +8.8% | 0.0% | 100% | 2 | ||||
| S••••••••• F•••••••• M••••••••• L• other | $4.2B | +7.8% | 5 | $841M | 1.6% | 51% | 21 | 3 | |
| B••••• C•••••• M••••••••• I•• institutional | $4.2B | +41% | 3 | $1.4B | 0.0% | 1 | |||
| C•••• I••••••••• R•••••••• L•• institutional | $4.2B | -10% | 3 | $1.4B | 2.8% | 87% | 38 | 1 | |
| P•••••• A•••••••• L••• institutional | $4.1B | +18% | 10 | $413M | 0.1% | 100% | 0 | 1 | |
| A•• A•••• M••••••••• L••••• institutional | $4.1B | +18% | 2 | $2.0B | 0.0% | 1 | |||
| P••••••••• L•• institutional | $4.1B | -33% | 3 | $1.4B | 0.0% | 1 | |||
| H••••• A•••• M••••••••• •••• L••• institutional | $4.0B | +91% | 0.0% | 2 | 2 | ||||
| I•••••••• I••••••••• P••••••• L•••••• institutional | $4.0B | -28% | 0.0% | 1 | 2 | ||||
| W••••••• C•••••• M••••••••• institutional | $4.0B | +2.0% | 4 | $993M | 10.0% | 45% | 117 | 1 | 1 |
| F•••••••• I•••••••• A•••••••• L•• institutional | $4.0B | +12% | 2 | $2.0B | 0.1% | 52% | 3 | 3 | |
| G••••••••• I••••••••• S••••••• institutional | $3.9B | 0.0% | 1 | ||||||
| J•••••• S•••••••• I••• other | $3.9B | +17% | 6 | $650M | 13% | 91% | 55 | 2 | |
| T•• W••• C•••••• A••••••• L•• institutional | $3.9B | +20% | 16 | $243M | 7.1% | 70% | 23 | 2 | |
| A•••••• A•••• M••••••••• L•• institutional | $3.9B | +14% | 0.0% | 1 | |||||
| V•• B••••• A•• A••••••••• I••• institutional | $3.8B | +29% | 0.4% | 100% | 1 | ||||
| F••••• C•••••• M••••••••• L•• institutional | $3.8B | +28% | 6 | $625M | 0.0% | 5 | |||
| T•• W••••• M••••••••• L•• other | $3.7B | +220% | 12 | $312M | 18% | 78% | 70 | 4 | 1 |
| E••••• institutional | $3.6B | +17% | 6 | $598M | 0.0% | 2 | |||
| 1••• C•••••• P•••••••• L•• other | $3.5B | -9.3% | 1.3% | 100% | 1 | 5 | |||
| W••••••••• A•••••••• L•• institutional | $3.4B | +58% | 8 | $421M | 7.1% | 100% | 2 | ||
| D•••••• S•••••• A•••• M••••••••• other | $3.3B | +5.7% | 4 | $837M | 17% | 3 | |||
| R•• C•••• I••••••••• M••••••••• other | $3.3B | +68% | 8 | $416M | 0.0% | 2 | 1 | ||
| E•••••• A•••••••• L•• institutional | $3.3B | +26% | 3 | $1.1B | 0.0% | 2 | |||
| L•••••• A••••••• G••••• L•• institutional | $3.2B | +2.3% | 0.0% | 1 | |||||
| N••••• C••••••••• L•• institutional | $3.2B | +1.5% | 0.0% | 2 | 4 | ||||
| F•••••••• P•••••••• L•• institutional | $3.1B | +28% | 4 | $780M | 0.9% | 94% | 3 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.