DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| URSA FUND MANAGEMENT LLC asset manager | $1.2B | +89% | 0.0% | 1 | 1 | ||||
| CEDAR MOUNTAIN ADVISORS, LLC independent RIA | $1.2B | +13% | 6 | $200M | 68% | 73% | 139 | 3 | |
| FLATIRON RR LLC, MANAGER SERIES asset manager | $1.2B | +50% | 0.0% | 1 | 3 | ||||
| B•• N•••••• B•••• S••••••••• L••• BD affiliated | $1.2B | +28% | 35 | $34.2M | 100% | 92% | 31 | 50 | |
| B•••• S••••• S•••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +18% | 8 | $150M | 97% | 92% | 75 | 1 | |
| M••••• P•••••••• C••••••••• L•• other | $1.2B | +18% | 0.0% | 1 | |||||
| F•••••• I••••••••• P••••••• asset manager | $1.2B | +17% | 0.0% | 1 | 11 | ||||
| C•••••• W••••• A••••••• independent RIA | $1.2B | +55% | 18 | $66.4M | 98% | 89% | 32 | 4 | |
| R•••••• Y•••• A••••••• independent RIA | $1.2B | +23% | 8 | $149M | 99% | 62% | 243 | 2 | |
| S••••••••• A•••• M••••••••• L•• other | $1.2B | +14% | 0.0% | 1 | 2 | ||||
| G••••• E•••••••• U••• L•• asset manager | $1.2B | +52% | 0.0% | 1 | 2 | ||||
| M•••••••• L•• institutional | $1.2B | +865% | 2 | $596M | 47% | 100% | 1 | ||
| T••••• F•••••••• A••••••• independent RIA | $1.2B | +33% | 8 | $149M | 93% | 92% | 47 | 6 | |
| C••••••• G••••• A•••••••• L•• other | $1.2B | +46% | 1 | $1.2B | 0.0% | 1 | 1 | ||
| G••••••• C•••••• P••••••• asset manager | $1.2B | +125% | 0.0% | 1 | 6 | ||||
| B•••••••• A••••••• L•• other | $1.2B | +14% | 0.0% | 1 | |||||
| B•••• L••• I••••••••• L•• other | $1.2B | 0.0% | 1 | ||||||
| S•••• P•••• C••••• I••••• A•••••• L•• asset manager | $1.2B | +103808% | 0.0% | 3 | 1 | ||||
| M••••• P•••••••• L•• independent RIA | $1.2B | +5.2% | 4 | $297M | 77% | 91% | 103 | 1 | |
| H•••••• C•••••• P•••••••• L•• asset manager | $1.2B | -48% | 0.0% | 1 | 13 | ||||
| A•••• W••••• A••••••• independent RIA | $1.2B | +23% | 16 | $74.2M | 100% | 83% | 36 | 2 | |
| A••••• G••••• P••••••• L•• independent RIA | $1.2B | +20% | 3 | $396M | 96% | 84% | 313 | 2 | |
| G••••••• C•••••• P••••••• L• asset manager | $1.2B | +13% | 0.0% | 1 | 2 | ||||
| F••••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +18% | 31 | $38.3M | 96% | 68% | 76 | 15 | |
| T••••• L•• independent RIA | $1.2B | +18% | 25 | $47.4M | 98% | 61% | 101 | 29 | |
| C•••••••• W••••• M••••••••• L•• mixed wealth | $1.2B | +10% | 5 | $237M | 27% | 83% | 97 | 1 | |
| S••••• H••• L•• independent RIA | $1.2B | -3.6% | 4 | $296M | 81% | 99% | 34 | 1 | 5 |
| T••••••••• W••••• M••••••••• independent RIA | $1.2B | +160% | 37 | $32.0M | 91% | 51% | 160 | 24 | |
| N•••••• A••••••• L•• other | $1.2B | +23% | 11% | 100% | 2 | 1 | |||
| P•••• C•••••• M••••••••• ••• I••• asset manager | $1.2B | +133% | 0.0% | 2 | 3 | ||||
| W••••••• P•••••••• L•• institutional | $1.2B | +37% | 2.6% | 100% | 2 | ||||
| T•• A•••• M••••••••• L•• independent RIA | $1.2B | +44% | 25 | $47.3M | 100% | 48% | 89 | 14 | |
| V•••• F•••••••• P••••••• independent RIA | $1.2B | +18% | 12 | $98.5M | 100% | 77% | 53 | 2 | |
| C••••••••• A•••••••• L•• independent RIA | $1.2B | +23% | 9 | $131M | 97% | 93% | 58 | 1 | |
| V••••• A•••••••• L••• other | $1.2B | +36% | 0.0% | 1 | 7 | ||||
| S••••• F•••••••• independent RIA | $1.2B | +28% | 21 | $56.2M | 94% | 64% | 54 | 11 | |
| E•••••••• W••••• independent RIA | $1.2B | +22% | 6 | $197M | 51% | 69% | 96 | 2 | |
| C••••••• W••••• A••••••• L•• independent RIA | $1.2B | +630% | 15 | $78.6M | 99% | 94% | 36 | 4 | |
| S•• I••••••••• L• asset manager | $1.2B | -1.0% | 0.0% | 2 | 11 | ||||
| D•••••• P•••••• W•••••• I••• independent RIA | $1.2B | +16% | 8 | $147M | 96% | 83% | 97 | 7 | |
| C•••• L••• P••••••• L• asset manager | $1.2B | +14% | 0.0% | 1 | 4 | ||||
| A•••• A•••••• L•• asset manager | $1.2B | -34% | 0.0% | 1 | 20 | ||||
| D•••••••• independent RIA | $1.2B | +23% | 7 | $168M | 96% | 90% | 44 | 8 | |
| S••••• F•••••••• M••••••••• L•• independent RIA | $1.2B | 12 | $98.0M | 94% | 83% | 57 | 6 | ||
| F•••••••• C•••••• asset manager | $1.2B | +1.8% | 1 | $1.2B | 6.3% | 39% | 167 | 1 | |
| K••••• A•• A••••••••• L•• platform/SMA | $1.2B | +3.7% | 67% | 100% | 1 | ||||
| O•••••• C•••••• A••••••• L• asset manager | $1.2B | +28% | 0.0% | 1 | 4 | ||||
| P••••••• G••••• A••••••• L•• independent RIA | $1.2B | +17% | 11 | $107M | 96% | 90% | 27 | 1 | |
| B•••• A•••• M••••••••• G••••• I••• independent RIA | $1.2B | +26% | 15 | $78.3M | 97% | 62% | 24 | 2 | |
| A•••• P•• M••••••••• C••••••• L•• asset manager | $1.2B | 0.0% | 2 | ||||||
| W••••••••• S•••••• C•••••• M••••••••• L•• independent RIA | $1.2B | +17% | 12 | $97.8M | 75% | 93% | 45 | 2 | |
| W••••• T••• C•••••• C••• A••••••• L•• asset manager | $1.2B | +58% | 0.0% | 3 | |||||
| V•• F••• M••••••••• L•• asset manager | $1.2B | +20% | 0.0% | 1 | 13 | ||||
| C•••••• V•••• M••••••••• L•• independent RIA | $1.2B | +21% | 8 | $146M | 96% | 90% | 72 | 6 | |
| S••••••••• independent RIA | $1.2B | +5.8% | 10 | $117M | 100% | 45% | 236 | 4 | |
| A••••••••• I••••••••• S•••••••• I••• bank affiliated | $1.2B | +17% | 42 | $27.8M | 100% | 39% | 91 | 36 | |
| L••••••• W••••• C•••••• M••••••••• asset manager | $1.2B | +8.0% | 6 | $195M | 3.5% | 100% | 10 | 1 | 1 |
| A•••••••• W••••• A•••••••• L•• independent RIA | $1.2B | +22% | 2 | $584M | 82% | 100% | 1 | ||
| S•••• C•••••• asset manager | $1.2B | 0.0% | 1 | 51 | |||||
| W••••••• L•• independent RIA | $1.2B | +13% | 15 | $77.9M | 89% | 95% | 30 | 9 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.