DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ENERVEST INVESTMENT SERVICES, L.L.C. asset manager | $1.0B | -3.4% | 0.0% | 1 | 4 | ||||
| TEAMWORK FINANCIAL ADVISORS, LLC independent RIA | $1.0B | +27% | 11 | $92.1M | 99% | 74% | 225 | 5 | |
| JOCELYN INVESTMENT MANAGEMENT, LLC institutional | $1.0B | +10% | 5.4% | 100% | 2 | ||||
| ARCHER INVESTMENT CORPORATION independent RIA | $1.0B | +12% | 79 | $12.8M | 76% | 54% | 54 | 73 | |
| VERITA STRATEGIC WEALTH PARTNERS, LLC independent RIA | $1.0B | 3 | $338M | 100% | 100% | 6 | 3 | ||
| I••••••• C••••••• L•• other | $1.0B | -3.3% | 0.0% | 3 | 4 | ||||
| N••••••••• G•••• L•• independent RIA | $1.0B | +9.1% | 3 | $337M | 92% | 95% | 110 | 1 | |
| V••••• P••••••• independent RIA | $1.0B | +22% | 13 | $77.8M | 100% | 77% | 64 | 2 | |
| N••••• D••••• W••••• institutional | $1.0B | +34% | 20 | $50.6M | 42% | 78% | 40 | 2 | |
| S••••••• F••••• O•••••• L•• asset manager | $1.0B | +3.5% | 0.0% | 1 | 2 | ||||
| 1•• C•••••• P••••••• other | $1.0B | 0.0% | 1 | ||||||
| M••• M••••••••• F••• A•••••••• L•• asset manager | $1.0B | +74% | 22 | $46.0M | 0.0% | 1 | |||
| P••• A•••• M••••••••• L•• independent RIA | $1.0B | +11% | 14 | $72.2M | 97% | 94% | 24 | 1 | |
| F•••• T•••• A••••••• institutional | $1.0B | +721% | 0.0% | 3 | |||||
| G••••• C••••••• P•••••••• L••• asset manager | $1.0B | -6.0% | 0.0% | 2 | 15 | ||||
| I••••••• F•••••••• S•••••••• L•• other | $1.0B | +5.4% | 1 | $1.0B | 0.0% | 1 | |||
| L•••••• I••••••••• M••••••••• C•••••• independent RIA | $1.0B | +7.8% | 3 | $337M | 63% | 93% | 76 | 1 | |
| F•••••• A••••••• independent RIA | $1.0B | -12% | 14 | $72.1M | 68% | 65% | 201 | 6 | |
| A••••••• G••••• P•••••••• L•• other | $1.0B | +9.7% | 1 | $1.0B | 17% | 100% | 2 | 37 | |
| V•••••• A•••• M••••••••• mixed wealth | $1.0B | +19% | 2 | $505M | 48% | 90% | 412 | 2 | |
| N••••• A•••• M••••••••• U••••• I••• asset manager | $1.0B | -30% | 0.0% | 1 | |||||
| T•• N•••••••• G••••• I••• independent RIA | $1.0B | +16% | 5 | $202M | 98% | 98% | 50 | 1 | |
| M•••••• C•••••• P••••••• independent RIA | $1.0B | +24% | 9 | $112M | 95% | 88% | 72 | 3 | |
| R••••• C••••••• L•• asset manager | $1.0B | -3.6% | 0.0% | 1 | 8 | ||||
| L••••• F•••••••• G•••• independent RIA | $1.0B | +20% | 8 | $126M | 99% | 69% | 181 | 1 | |
| P•••••• E••••• P••••••• asset manager | $1.0B | -1.0% | 0.0% | 1 | 6 | ||||
| A••• A•••••••• L•• independent RIA | $1.0B | +11% | 12 | $83.9M | 93% | 98% | 28 | 2 | |
| W••• P•••• A•••••••• I••• independent RIA | $1.0B | +8.5% | 4 | $252M | 99% | 97% | 63 | 1 | |
| M• F•••••••• I••••••••• A••••••• I•• asset manager | $1.0B | +7.3% | 0.0% | 2 | |||||
| G•••• H••• C••••••• L•• platform/SMA | $1.0B | +59% | 1 | $1.0B | 100% | 100% | 76 | 1 | |
| E••• C•••• A•••• M••••••••• L•• mixed wealth | $1.0B | +34% | 4 | $252M | 39% | 93% | 53 | 2 | 1 |
| V•••••• C•••••• M••••••••• other | $1.0B | +13% | 0.0% | 3 | 1 | ||||
| P•• W•••••• C••••••• L•• independent RIA | $1.0B | +23% | 10 | $101M | 68% | 90% | 40 | 1 | |
| M•••••• S•••••• W••••• M••••••••• I••• independent RIA | $1.0B | +23% | 8 | $126M | 97% | 83% | 89 | 3 | |
| B••• I••••••••• L• asset manager | $1.0B | +6.6% | 0.0% | 1 | 7 | ||||
| C••••• I••••••••• M••••••••• I•• institutional | $1.0B | +3.0% | 7 | $144M | 36% | 63% | 54 | 1 | |
| L•••••••• M••••••••• C•••••• L•• asset manager | $1.0B | 0.0% | 2 | 4 | |||||
| T•• Q••••• L• asset manager | $1.0B | +43% | 0.0% | 1 | 1 | ||||
| L••••••• C•••••• asset manager | $1.0B | -2.1% | 0.0% | 2 | 4 | ||||
| B•••••• W••••• P••••••• independent RIA | $1.0B | +31% | 6 | $167M | 99% | 98% | 42 | 2 | |
| B•••••• W••••• A•••••••• L•• independent RIA | $1.0B | +18% | 10 | $100M | 100% | 94% | 35 | 5 | |
| M••••• E••••• P•••••••• L•• asset manager | $1.0B | -16% | 0.0% | 1 | 2 | ||||
| L•••••• I••••••••• M••••••••• L•• asset manager | $1.0B | +18% | 0.0% | 1 | 18 | ||||
| F••••••• A••••••• L•• asset manager | $1.0B | 0.0% | 1 | 15 | |||||
| Q•••••• C•••••• M••••••••• L•• institutional | $1.0B | -2.9% | 1 | $1.0B | 27% | 86% | 132 | 1 | |
| H••••• C•••••• G•••• independent RIA | $1.0B | +18% | 9 | $111M | 96% | 81% | 97 | 1 | |
| A••••• I••••••••• A••••••• L•• other | $1.0B | +124% | 11 | $91.2M | 18% | 84% | 17 | 1 | |
| E•••••• F•••••••• G•••• independent RIA | $1.0B | +9.9% | 12 | $83.5M | 100% | 62% | 162 | 5 | |
| O••••• L•••• A••••• L•• independent RIA | $1.0B | +14% | 5 | $200M | 92% | 96% | 88 | 2 | 3 |
| W•••• E••••• G••••• I••• BD affiliated | $1.0B | -15% | 57 | $17.6M | 100% | 64% | 55 | 38 | |
| C••••••• W••••• M••••••••• mixed wealth | $1.0B | +13% | 11 | $91.0M | 44% | 81% | 30 | 5 | |
| S•••• independent RIA | $1.0B | +106% | 3 | $334M | 100% | 1 | |||
| F••••••• P•••••••• L• asset manager | $1.0B | +59% | 0.0% | 1 | 2 | ||||
| S•••••••• L•• independent RIA | $1.0B | +13% | 10 | $100M | 100% | 86% | 60 | 2 | |
| C•••• C•••••• M••••••••• I•• independent RIA | $1.0B | -0.7% | 1 | $1.0B | 71% | 99% | 57 | 1 | |
| V•••••• V•••• L• asset manager | $1.0B | 0.0% | 1 | ||||||
| S••• C•••••• L•• asset manager | $1.0B | 0.0% | 1 | 1 | |||||
| D••••• P••••••• asset manager | $999M | 0.0% | 3 | 1 | |||||
| P••• B•••• C•••••• M••••••••• I••• L•• asset manager | $999M | +6.8% | 0.0% | 1 | 15 | ||||
| H••••••••• N•••• W••••• A•••••••• I••• independent RIA | $998M | +33% | 10 | $99.8M | 94% | 93% | 53 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.