DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SARA-BAY FINANCIAL CORP. independent RIA | $397M | +25% | 3 | $132M | 100% | 31% | 108 | 1 | |
| FORTUNE WEALTH MANAGEMENT, LLC independent RIA | $396M | +15% | 3 | $132M | 98% | 83% | 66 | 1 | |
| FAMILY WEALTH ADVISORY GROUP, LLC independent RIA | $396M | +18% | 3 | $132M | 100% | 89% | 72 | 1 | |
| K••••••• F•••••••• M••••••••• I••• independent RIA | $396M | +21% | 1 | $396M | 96% | 94% | 201 | 1 | |
| P•••••••• A••••••• G••••• L•• independent RIA | $396M | +18% | 3 | $132M | 97% | 96% | 37 | 1 | |
| G•••••••• C•••••• M••••••••• independent RIA | $396M | +26% | 3 | $132M | 99% | 58% | 231 | 1 | |
| M•• W••••• M••••••••• L•• independent RIA | $396M | 3 | $132M | 99% | 92% | 48 | 1 | ||
| M••• F•••••••• G•••• independent RIA | $396M | +18% | 2 | $198M | 83% | 60% | 293 | 1 | |
| P•••••••• W••••• A••••••• independent RIA | $395M | +6.0% | 1 | $395M | 99% | 81% | 283 | 1 | |
| K• C••••• A••••••• I•• L•• asset manager | $395M | +1.1% | 1 | $395M | 0.0% | 5 | |||
| C•••••• I••••••••• M••••••••• independent RIA | $395M | +3.0% | 3 | $132M | 80% | 93% | 65 | 1 | |
| I•••••••• I••••••••• A••••••• independent RIA | $394M | +135% | 2 | $197M | 100% | 92% | 59 | 1 | |
| M• W••••• A•••••••• L•• independent RIA | $394M | +19% | 3 | $131M | 100% | 62% | 190 | 1 | |
| S••••• I••••••••• A••••••• G••••• I••• independent RIA | $394M | +14% | 3 | $131M | 97% | 90% | 62 | 1 | |
| K•••• • C•••••• L•• independent RIA | $394M | +2.3% | 1 | $394M | 98% | 100% | 28 | 1 | 1 |
| V••••••• W••••• M••••••••• G••••• I••• independent RIA | $394M | +13% | 3 | $131M | 100% | 92% | 39 | 1 | |
| B••••••• A•••• M••••••••• L•• independent RIA | $394M | +11% | 2 | $197M | 94% | 89% | 110 | 1 | |
| P•••••• F••••• W••••• A••••••• independent RIA | $393M | +0.2% | 2 | $197M | 98% | 94% | 69 | 1 | |
| E••••••• C•••••• M••••••••• independent RIA | $392M | +6.0% | 3 | $131M | 83% | 94% | 81 | 1 | |
| P••• M•••••• • A••••••••• I••• independent RIA | $392M | -14% | 2 | $196M | 92% | 89% | 116 | 1 | |
| P••••• • B••••• C•••••• A•••••••• L•• independent RIA | $391M | +10% | 1 | $391M | 89% | 100% | 49 | 2 | |
| 1••• W••••• L•• independent RIA | $391M | +5.0% | 2 | $195M | 70% | 97% | 38 | 1 | |
| E•••• I••••••••• A•••••••• L••••• independent RIA | $391M | +20% | 3 | $130M | 91% | 90% | 154 | 1 | |
| H•••••••• W••••• A••••••• • N•• L•• independent RIA | $391M | +9.9% | 1 | $391M | 99% | 99% | 62 | 2 | |
| P•••• W••••• M••••••••• independent RIA | $391M | +14% | 3 | $130M | 93% | 88% | 66 | 1 | |
| P•••••• M•• I••••••••• M••••••••• independent RIA | $390M | +21% | 3 | $130M | 96% | 83% | 81 | 1 | |
| B•••••••• C•••••• M••••••••• L•• asset manager | $390M | +11% | 1 | $390M | 1.4% | 90% | 5 | 2 | 1 |
| D•••• I••••••••• P•••••••• L•• independent RIA | $390M | +3.4% | 2 | $195M | 100% | 92% | 87 | 1 | |
| L••••• F•••••••• A••••••• I•• independent RIA | $390M | +16% | 3 | $130M | 97% | 87% | 72 | 1 | |
| N•••• C•••••• L•• independent RIA | $390M | +16% | 2 | $195M | 94% | 100% | 100 | 1 | 1 |
| J•• C•••••• M••••••••• I••• independent RIA | $390M | +12% | 1 | $390M | 97% | 80% | 67 | 1 | |
| L•• F••••• W••••• A•••••••• L••• independent RIA | $389M | +11% | 2 | $194M | 82% | 99% | 39 | 1 | 2 |
| S••••••• W••••• M••••••••• I••• independent RIA | $389M | +15% | 2 | $194M | 100% | 95% | 49 | 1 | |
| C••••••• A•••• M••••••••• I••• independent RIA | $389M | +12% | 2 | $194M | 89% | 74% | 178 | 1 | |
| B•••• D• L•••••• I••• independent RIA | $388M | +4.8% | 3 | $129M | 100% | 94% | 65 | 1 | |
| J••••• P• L•••• • A••••••••• L•• independent RIA | $388M | +28% | 3 | $129M | 100% | 63% | 221 | 1 | |
| R•••••••• A•••• M••••••••• P•••••••• L•• independent RIA | $388M | +21% | 1 | $388M | 81% | 100% | 1 | 6 | |
| C••••••••• C•••••• A••••••• L•• independent RIA | $388M | 2 | $194M | 99% | 100% | 1 | 1 | ||
| 1••• A•••• M••••••••• L•• independent RIA | $387M | +7.4% | 2 | $193M | 100% | 100% | 1 | ||
| O•••••• F•••••••• C••••••••• I•• independent RIA | $386M | +22% | 3 | $129M | 94% | 70% | 186 | 1 | |
| T•••••••• asset manager | $386M | 1 | $386M | 0.0% | 1 | ||||
| K••••• F•••••••• L•• independent RIA | $384M | +28% | 3 | $128M | 98% | 87% | 84 | 1 | |
| P•••••• F•••••••• S••••••• independent RIA | $384M | +14% | 3 | $128M | 95% | 74% | 243 | 1 | |
| S•••••• P••••••• G•••• independent RIA | $384M | +11% | 3 | $128M | 94% | 87% | 65 | 1 | |
| A•••••• W••••• M••••••••• independent RIA | $384M | +24% | 3 | $128M | 100% | 84% | 92 | 1 | |
| A•• W••••• M••••••••• independent RIA | $384M | +31% | 3 | $128M | 100% | 10% | 157 | 1 | |
| C•••••• M••••••••• L•• independent RIA | $383M | +12% | 3 | $128M | 91% | 89% | 77 | 1 | |
| P•••••• F•••••••• independent RIA | $382M | +5.3% | 2 | $191M | 100% | 87% | 105 | 1 | |
| K••••••• H•••• C•••••• M••••••••• L•• independent RIA | $382M | +23% | 2 | $191M | 96% | 96% | 128 | 1 | |
| W••••• B•••••• A•••••••• L•• independent RIA | $381M | +24% | 2 | $190M | 73% | 89% | 75 | 1 | |
| B••••••••• C•••••• M••••••••• •••• independent RIA | $381M | +21% | 3 | $127M | 97% | 83% | 113 | 1 | |
| G•••••• B•••••••• L•• independent RIA | $380M | +17% | 3 | $127M | 99% | 89% | 81 | 1 | |
| F••••••• W••••• M••••••••• L•• independent RIA | $380M | +11% | 3 | $127M | 100% | 100% | 17 | 1 | |
| B•••• • C• I•• asset manager | $380M | -4.5% | 1 | $380M | 1.0% | 100% | 1 | ||
| A•• T•••••• F•••••••• A••••••• independent RIA | $379M | +17% | 3 | $126M | 97% | 93% | 63 | 1 | |
| A•••••• F•••••••• G••••• I••• independent RIA | $379M | +15% | 2 | $189M | 95% | 84% | 85 | 1 | |
| B••• W••••• A••••••• independent RIA | $379M | +14% | 2 | $189M | 90% | 91% | 77 | 1 | |
| C••••••••• R••••••••• I••••••••• L•• independent RIA | $377M | +23% | 3 | $126M | 100% | 80% | 112 | 1 | |
| S•••••••• P•••••••• I••• independent RIA | $377M | +16% | 1 | $377M | 100% | 64% | 817 | 1 | |
| K••••••••• C••••••• I••• independent RIA | $377M | +23% | 3 | $126M | 99% | 83% | 160 | 1 |
3,948 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.