DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| EFFECTIVE ASSETS independent RIA | $165M | +9.2% | 1 | $165M | 93% | 79% | 124 | 1 | |
| MORRISSEY WEALTH MANAGEMENT LLC independent RIA | $165M | 2 | $82.5M | 100% | 63% | 81 | 1 | ||
| RUNNYMEDE CAPITAL ADVISORS, INC. independent RIA | $165M | +19% | 1 | $165M | 100% | 82% | 54 | 1 | |
| O••• C••••••• L•• independent RIA | $165M | +17% | 1 | $165M | 100% | 88% | 135 | 1 | |
| B•••••••• I••••••••• L•• independent RIA | $165M | +19% | 1 | $165M | 97% | 62% | 242 | 2 | |
| F••••••••• S••••••• I•• independent RIA | $165M | +4.7% | 1 | $165M | 100% | 1 | |||
| W•••••••• W••••• M••••••••• L•• independent RIA | $165M | +15% | 2 | $82.4M | 95% | 84% | 102 | 1 | |
| T•• K••••••• F•••••••• A•••••••• L•• independent RIA | $165M | +7.2% | 1 | $165M | 100% | 92% | 119 | 1 | |
| S•• M•••• M••••••• independent RIA | $165M | +25% | 2 | $82.3M | 85% | 72% | 70 | 1 | |
| W••••• F•••••••• L•• independent RIA | $165M | +24% | 3 | $54.9M | 94% | 85% | 47 | 1 | 1 |
| T•• independent RIA | $165M | +14% | 2 | $82.3M | 100% | 22% | 248 | 1 | |
| P•••••• P••••••• A••••••••• I•• independent RIA | $165M | +4.4% | 1 | $165M | 100% | 95% | 66 | 1 | |
| B••• W••••• M••••••••• L•• independent RIA | $164M | 3 | $54.8M | 100% | 100% | 1 | |||
| F•••• F•••••••• G•••• L•• independent RIA | $164M | +12% | 1 | $164M | 100% | 14% | 686 | 1 | |
| R•• C•••••• A••••••••• I•• independent RIA | $164M | +29% | 3 | $54.8M | 94% | 87% | 42 | 1 | |
| N••••• M•••• M••••••••• L•• independent RIA | $164M | +4.2% | 2 | $82.2M | 99% | 61% | 89 | 1 | |
| N•••••• I••••••••• M••••••••• L•• independent RIA | $164M | +14% | 1 | $164M | 96% | 98% | 1 | ||
| P•••• C•••••• asset manager | $164M | 1 | $164M | 0.0% | 1 | 1 | |||
| E•••• W••••• A••••••• independent RIA | $164M | +19% | 3 | $54.7M | 100% | 79% | 34 | 1 | |
| E•• F•••••••• R•••••••• M••••••••• I••• independent RIA | $164M | +7.9% | 1 | $164M | 100% | 76% | 90 | 1 | |
| C••••• F•••••••• P••••••• independent RIA | $164M | +26% | 1 | $164M | 100% | 97% | 76 | 1 | |
| T•• C•••••• G••••• I••• independent RIA | $163M | 1 | $163M | 100% | 100% | 8 | 1 | ||
| R••••• C•••••• M••••••••• L•• independent RIA | $163M | +4.8% | 1 | $163M | 100% | 73% | 159 | 1 | |
| B••• C••• W•••••• I••• independent RIA | $163M | +8.3% | 1 | $163M | 90% | 56% | 337 | 1 | |
| A••••••• F•••••••• A•••••••• I••• independent RIA | $163M | +3.7% | 3 | $54.4M | 100% | 75% | 66 | 1 | |
| L••••••• W••••• M••••••••• G••••• I••• independent RIA | $163M | 2 | $81.5M | 89% | 34% | 140 | 1 | ||
| D•••••••• C•••••• M••••••••• L•• independent RIA | $163M | +12% | 2 | $81.4M | 94% | 75% | 72 | 1 | |
| D•••••••• C•••••• A•••••••• L•• independent RIA | $162M | +36% | 2 | $81.2M | 91% | 97% | 29 | 1 | |
| T••••• F•••••••• independent RIA | $162M | 3 | $54.2M | 82% | 100% | 30 | 1 | ||
| B••••••• W••••• A•••••••• L•• independent RIA | $162M | +26% | 3 | $54.1M | 100% | 79% | 39 | 1 | |
| F••••• F•••••••• A••••••• S•••••••• I••• independent RIA | $162M | +7.0% | 3 | $54.1M | 100% | 69% | 81 | 1 | |
| W•••••••• C••••••• L•• independent RIA | $162M | +12% | 1 | $162M | 96% | 89% | 79 | 2 | |
| B••••• G••••• I••••••••• A•••••••• L•• independent RIA | $162M | +7.2% | 2 | $81.0M | 97% | 96% | 62 | 1 | |
| G••• F•••••••• M••••••••• L•• independent RIA | $162M | +14% | 1 | $162M | 100% | 100% | 1 | ||
| C•••••• • C••• I••• independent RIA | $162M | +4.3% | 3 | $54.0M | 89% | 100% | 27 | 1 | |
| C••••••••• M••••••••• A•••••••• I••• independent RIA | $162M | +4.5% | 1 | $162M | 100% | 98% | 69 | 1 | |
| G•••••• asset manager | $162M | +8.1% | 1 | $162M | 0.0% | 1 | |||
| F••• C•••••• M••••••••• independent RIA | $162M | -7.5% | 1 | $162M | 94% | 90% | 67 | 1 | |
| B••• • H••••• F•••••••• P•••••••• I••• independent RIA | $161M | +12% | 2 | $80.7M | 96% | 55% | 209 | 1 | |
| S••••• W••••• P••••••• L•• independent RIA | $161M | +15% | 2 | $80.6M | 100% | 90% | 43 | 1 | |
| N•••••••• S••••• I••••••••• independent RIA | $161M | +11% | 1 | $161M | 95% | 44% | 120 | 1 | |
| W••••••• W••••• M••••••••• G••••• I••• independent RIA | $161M | +15% | 1 | $161M | 99% | 58% | 473 | 1 | |
| B••••••••• C•••••• M••••••••• L•• independent RIA | $161M | +4.9% | 1 | $161M | 88% | 92% | 36 | 1 | |
| E•••• H••••• A•••• M••••••••• I••• independent RIA | $161M | +15% | 3 | $53.6M | 98% | 96% | 66 | 1 | |
| R••••••• • P•••••••• M••••••••• independent RIA | $161M | +19% | 3 | $53.6M | 100% | 83% | 86 | 1 | |
| Z••••••••• independent RIA | $161M | 1 | $161M | 100% | 47% | 424 | 1 | ||
| K•••• W••••• M••••••••• I••• independent RIA | $161M | +20% | 2 | $80.3M | 100% | 1 | |||
| D••••• F•••••••• M••••••••• P••• independent RIA | $161M | +8.6% | 2 | $80.3M | 98% | 64% | 131 | 1 | |
| R•• C•••••• M••••••••• I••• institutional | $161M | +16% | 1 | $161M | 5.0% | 74% | 12 | 1 | |
| B•••••••• I••••••••• M••••••••• L•• independent RIA | $161M | +22% | 2 | $80.3M | 100% | 17% | 280 | 1 | |
| C•••••• F••••••••• I•• independent RIA | $161M | +14% | 1 | $161M | 100% | 79% | 172 | 1 | |
| W••• F•••••••• G••••• L•• independent RIA | $160M | 3 | $53.5M | 100% | 61% | 105 | 1 | ||
| O•• O•• F•••••••• P•••••••• I••• independent RIA | $160M | +4.5% | 2 | $80.1M | 100% | 64% | 132 | 1 | |
| M• W••••• M••••••••• independent RIA | $160M | 2 | $80.1M | 100% | 56% | 243 | 1 | ||
| H•••••• F•••••••• G•••• independent RIA | $160M | +18% | 3 | $53.4M | 96% | 83% | 31 | 1 | |
| I••••••••• S••• independent RIA | $160M | +55% | 3 | $53.4M | 88% | 36% | 138 | 1 | |
| L••••• R•••• C•••••• P•••••••• L• asset manager | $160M | +6.7% | 1 | $160M | 0.1% | 100% | 2 | 1 | |
| T•••••• F•••••••• C••••••••• I••• independent RIA | $160M | +10% | 2 | $80.0M | 100% | 93% | 40 | 1 | |
| P•••••••• F•••••••• W••••• M••••••••• independent RIA | $160M | +13% | 1 | $160M | 54% | 78% | 128 | 1 | |
| F•••••• F•••••••• P•••••••• L•• independent RIA | $160M | +13% | 1 | $160M | 100% | 69% | 149 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.