DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| RATSON ADVISORY LLC other | $2.4B | +2694% | 1 | $2.4B | 0.2% | 100% | 2 | ||
| SIMMONS L E & ASSOCIATES INC asset manager | $2.4B | +1.1% | 1 | $2.4B | 0.0% | 1 | 8 | ||
| CORIENT SHC WEALTH MANAGEMENT (US) LP independent RIA | $2.3B | -61% | 1 | $2.3B | 99% | 100% | 4 | 1 | |
| RSW INVESTMENTS independent RIA | $2.3B | -2.9% | 2 | $1.1B | 100% | 88% | 706 | 1 | |
| KA CREDIT ADVISORS, LLC asset manager | $2.3B | +9.8% | 1 | $2.3B | 0.0% | 5 | |||
| APC ASSET DEVELOPMENT I, LP asset manager | $2.3B | +1.0% | 1 | $2.3B | 0.0% | 1 | 6 | ||
| EIV CAPITAL, LLC asset manager | $2.2B | +2.6% | 1 | $2.2B | 0.0% | 1 | 12 | ||
| CCMP CAPITAL asset manager | $2.2B | +4.7% | 1 | $2.2B | 0.0% | 2 | 4 | ||
| PATTEN AND PATTEN, INC. independent RIA | $2.2B | +7.2% | 3 | $737M | 90% | 95% | 280 | 1 | |
| FORUM FINANCE independent RIA | $2.2B | +13% | 1 | $2.2B | 72% | 88% | 608 | 1 | |
| CRG asset manager | $2.2B | -24% | 1 | $2.2B | 0.0% | 3 | 10 | ||
| KOSMOS MANAGEMENT LLC asset manager | $2.2B | +37% | 1 | $2.2B | 0.0% | 1 | 13 | ||
| JOEL R. MOGY INVESTMENT COUNSEL INC. independent RIA | $2.2B | +5.9% | 3 | $727M | 97% | 99% | 87 | 1 | |
| SUNDANCE BAY asset manager | $2.1B | -1.2% | 1 | $2.1B | 0.0% | 3 | 1 | ||
| MAREN CAPITAL other | $2.1B | +49% | 1 | $2.1B | 12% | 99% | 1 | 1 | |
| M.D. SASS, LLC other | $2.1B | -4.9% | 1 | $2.1B | 18% | 100% | 1 | 2 | |
| APC ASSET DEVELOPMENT II, LP asset manager | $2.1B | +48% | 1 | $2.1B | 0.0% | 1 | 6 | ||
| MINOT DEBLOIS ADVISORS LLC independent RIA | $2.0B | +11% | 1 | $2.0B | 85% | 64% | 187 | 1 | |
| AVITY INVESTMENT MANAGEMENT INC. independent RIA | $2.0B | +8.8% | 3 | $676M | 84% | 99% | 91 | 1 | |
| NIPUN CAPITAL, L.P. asset manager | $2.0B | +8.1% | 1 | $2.0B | 0.0% | 1 | 4 | ||
| UNISON independent RIA | $2.0B | +12% | 1 | $2.0B | 96% | 99% | 95 | 1 | |
| SPYGLASS CAPITAL MANAGEMENT, LLC other | $2.0B | +13% | 1 | $2.0B | 16% | 100% | 1 | 1 | |
| FUTURE CAPITAL independent RIA | $2.0B | +96% | 2 | $1.0B | 97% | 1.2% | 7,760 | 1 | |
| BLACKHILL CAPITAL, INC independent RIA | $2.0B | +0.1% | 2 | $1.0B | 65% | 99% | 38 | 1 | |
| AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED mixed wealth | $2.0B | +20% | 1 | $2.0B | 38% | 64% | 397 | 10 | |
| HEALTHEQUITY ADVISORS independent RIA | $2.0B | +32% | 1 | $2.0B | 100% | 0.0% | 1 | ||
| VOSS CAPITAL, LP other | $1.9B | +36% | 1 | $1.9B | 0.0% | 1 | 4 | ||
| PENN CAPITAL MANAGEMENT COMPANY, LLC other | $1.9B | +21% | 1 | $1.9B | 1.6% | 0.0% | 60 | 1 | |
| NEXPOINT REAL ESTATE ADVISORS VII, L.P. asset manager | $1.9B | -66% | 1 | $1.9B | 0.0% | 1 | |||
| MAGNETAR ASSET MANAGEMENT LLC other | $1.9B | +819% | 1 | $1.9B | 0.0% | 3 | |||
| PREP INVESTMENT ADVISERS, L.L.C. asset manager | $1.9B | +83% | 1 | $1.9B | 0.0% | 2 | 5 | ||
| FREEDOM FUNDS MANAGEMENT CO asset manager | $1.9B | +11% | 1 | $1.9B | 0.0% | 1 | |||
| SP ASSET MANAGEMENT LLC independent RIA | $1.9B | +11% | 3 | $632M | 97% | 100% | 1 | 1 | |
| RHO TREASURY other | $1.9B | +169% | 1 | $1.9B | 0.0% | 2 | |||
| MODELL CAPITAL MANAGEMENT LLC independent RIA | $1.9B | 3 | $628M | 96% | 82% | 124 | 1 | ||
| WINDWARD CAPITAL MANAGEMENT CO independent RIA | $1.9B | +40% | 3 | $620M | 65% | 98% | 42 | 1 | |
| CONDIRE MANAGEMENT, LP asset manager | $1.9B | +56% | 1 | $1.9B | 0.0% | 1 | 5 | ||
| TIDE CYCLE RESOURCES LLC independent RIA | $1.9B | +19% | 2 | $926M | 100% | 100% | 1 | ||
| NOVA INFRASTRUCTURE MANAGEMENT, LLC asset manager | $1.8B | +69% | 1 | $1.8B | 0.0% | 2 | 10 | ||
| KAINOS (TX) CAPITAL LP asset manager | $1.8B | -1.6% | 1 | $1.8B | 0.0% | 1 | 10 | ||
| LGT WEALTH MANAGEMENT US LIMITED independent RIA | $1.8B | +25% | 1 | $1.8B | 72% | 82% | 956 | 1 | |
| BITTERROOT CAPITAL ADVISORS LLC independent RIA | $1.8B | +22% | 2 | $890M | 100% | 100% | 1 | ||
| KAISER PARTNER FINANCIAL ADVISORS LTD. mixed wealth | $1.8B | +80% | 1 | $1.8B | 26% | 97% | 142 | 1 | |
| NXG INVESTMENT MANAGEMENT asset manager | $1.8B | +19% | 1 | $1.8B | 0.0% | 1 | 1 | ||
| ASSURED HEALTHCARE PARTNERS LLC asset manager | $1.7B | +6.8% | 1 | $1.7B | 0.0% | 2 | 8 | ||
| ADVISORSHARES asset manager | $1.7B | +45% | 1 | $1.7B | 0.0% | 1 | |||
| DELEGATE ADVISORS, LLC independent RIA | $1.7B | +17% | 1 | $1.7B | 82% | 100% | 3 | 1 | |
| INVICTUS PRIVATE WEALTH, LLC independent RIA | $1.7B | +26% | 2 | $857M | 99% | 83% | 231 | 1 | |
| OAK RIDGE INVESTMENTS, LLC independent RIA | $1.7B | +31% | 2 | $852M | 84% | 33% | 1,912 | 1 | |
| SMITH AFFILIATED CAPITAL CORP. mixed wealth | $1.7B | -3.6% | 1 | $1.7B | 22% | 68% | 81 | 1 | |
| TRACE CAPITAL MANAGEMENT LP asset manager | $1.7B | -5.8% | 1 | $1.7B | 0.0% | 1 | 4 | ||
| RENWAVE KORE, LLC asset manager | $1.7B | 1 | $1.7B | 0.0% | 2 | 12 | |||
| ADVYZON INVESTMENT MANAGEMENT, LLC asset manager | $1.7B | +234% | 1 | $1.7B | 0.0% | 1 | |||
| ENERGIZE CAPITAL LLC asset manager | $1.7B | +1.2% | 1 | $1.7B | 0.0% | 3 | 26 | ||
| LEVIN CAPITAL STRATEGIES, L.P. independent RIA | $1.7B | +33% | 1 | $1.7B | 77% | 84% | 250 | 2 | 1 |
| QUATTRO FINANCIAL ADVISORS asset manager | $1.7B | +15% | 1 | $1.7B | 4.9% | 100% | 19 | 2 | 2 |
| FIRST PRINCIPLES GROUP asset manager | $1.6B | +159% | 1 | $1.6B | 0.0% | 1 | 23 | ||
| ATLANTIC STREET CAPITAL MANAGEMENT, LLC asset manager | $1.6B | +1.3% | 1 | $1.6B | 0.0% | 3 | 5 | ||
| SUMMA CORP. independent RIA | $1.6B | +28% | 3 | $529M | 92% | 98% | 28 | 1 | |
| SHERMAN PORTFOLIOS independent RIA | $1.6B | +168% | 2 | $779M | 100% | 27% | 3,326 | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.