DFX Intelligence

RIA Intelligence

Advisor teams

Teams that left LPL Financial LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
5	LPL Financial LLC independent RIA	Cwm, LLC BD affiliated	Houston, Tx	RIA to affiliated broker-dealer or bank	Jul 28, 2022 over 11 d
2	LPL Financial LLC independent RIA	Merit Financial Advisors independent RIA	Albany, Ga	RIA to RIA	Jul 12, 2022
2	LPL Financial LLC independent RIA	Gaddis Premier Wealth Advisors LLC no RAUM	Ada, Ok	RIA to a newly registered adviser	Jul 5, 2022 over 1 d
4	LPL Financial LLC independent RIA	Balefire, LLC independent RIA	Dallas, Tx	RIA to RIA	Jun 22, 2022 over 7 d
2	LPL Financial LLC independent RIA	Principal Securities, Inc. BD affiliated	Woodbury, Mn	RIA to affiliated broker-dealer or bank	Jun 22, 2022
2	LPL Financial LLC independent RIA	Cetera Investment Advisers LLC BD affiliated	Delano, Mn	RIA to affiliated broker-dealer or bank	Jun 17, 2022 over 4 d
2	LPL Financial LLC independent RIA	Cadaret Grant & Co Inc BD affiliated	Chillicothe, Oh	RIA to affiliated broker-dealer or bank	Jun 17, 2022
2	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Pittsburgh, Pa	RIA to affiliated broker-dealer or bank	Jun 9, 2022 over 4 d
4	LPL Financial LLC independent RIA	Osaic Institutions, Inc. BD affiliated	Westminster, Ca +2	RIA to affiliated broker-dealer or bank	May 18, 2022
2	LPL Financial LLC independent RIA	Osaic Institutions, Inc. BD affiliated	Fort Mill, Sc	RIA to affiliated broker-dealer or bank	May 18, 2022 over 7 d
2	LPL Financial LLC independent RIA	Integrity Alliance, LLC independent RIA	Omaha, Ne	RIA to RIA	May 17, 2022 over 6 d
2	LPL Financial LLC independent RIA	The Patriot Financial Group, LLC independent RIA	Plaistow, Nh	RIA to RIA	May 17, 2022
3	LPL Financial LLC independent RIA	Raymond James Financial Services Advisors, Inc BD affiliated	Amarillo, Tx +1	RIA to affiliated broker-dealer or bank	May 16, 2022 over 7 d
6	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Troy, Mi +2	RIA to affiliated broker-dealer or bank	May 10, 2022 over 27 d
2	LPL Financial LLC independent RIA	Integrity Alliance, LLC independent RIA	Shenandoah, Ia +1	RIA to RIA	Apr 21, 2022 over 7 d
2	LPL Financial LLC independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	San Diego, Ca +1	RIA to affiliated broker-dealer or bank	Apr 12, 2022 over 1 d
2	LPL Financial LLC independent RIA	Rembrandt Financial Group LLC no RAUM	Rock Hil, Sc	RIA to a newly registered adviser	Apr 7, 2022 over 3 d
3	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Joliet, Il +1	RIA to affiliated broker-dealer or bank	Mar 30, 2022
2	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Morris, Il +1	RIA to affiliated broker-dealer or bank	Mar 8, 2022
2	LPL Financial LLC BD affiliated	Valmark Advisers, Inc. BD affiliated	Omaha, Ne	Affiliated broker-dealer or bank to another	Feb 23, 2022
4	LPL Financial LLC BD affiliated	Integrity Alliance, LLC independent RIA	Omaha, Ne	Affiliated broker-dealer or bank to independent RIA	Feb 22, 2022 over 1 d
2	LPL Financial LLC BD affiliated	Avantax Advisory Services BD affiliated	Las Vegas, Nv	Affiliated broker-dealer or bank to another	Feb 11, 2022
6	LPL Financial LLC BD affiliated	Ameriprise Financial Services, LLC national BD	New Hope, Pa +1	Affiliated broker-dealer or bank to another	Feb 4, 2022 over 5 d
3	LPL Financial LLC BD affiliated	Allworth Financial, L.P. independent RIA	Cape Girardeau, Mo +1	Affiliated broker-dealer or bank to independent RIA	Dec 22, 2021
2	LPL Financial LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Deerfield, Il	Affiliated broker-dealer or bank to another	Dec 22, 2021 over 1 d
2	LPL Financial LLC BD affiliated	A.G.P / Alliance Global Partners independent RIA	Ft Lauderdale, Fl	Affiliated broker-dealer or bank to independent RIA	Dec 22, 2021
2	LPL Financial LLC BD affiliated	Truewealth Financial Partners independent RIA	Renton, Wa +1	Affiliated broker-dealer or bank to independent RIA	Dec 16, 2021
2	LPL Financial LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	Thompsons Station, Tn	Affiliated broker-dealer or bank to another	Dec 15, 2021
2	LPL Financial LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	N Mankato, Mn	Affiliated broker-dealer or bank to another	Dec 14, 2021
3	LPL Financial LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Green Bay, Wi	Affiliated broker-dealer or bank to another	Dec 6, 2021 over 14 d
2	LPL Financial LLC BD affiliated	Redstone Wealth Management, LLC independent RIA	Edmond, Ok	Affiliated broker-dealer or bank to independent RIA	Dec 6, 2021 over 1 d
8	LPL Financial LLC BD affiliated	Ameriprise Financial Services, LLC national BD	Rockwall, Tx +5	Affiliated broker-dealer or bank to another	Dec 3, 2021 over 11 d
4	LPL Financial LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Marinette, Wi +1	Affiliated broker-dealer or bank to another	Nov 24, 2021
2	LPL Financial LLC BD affiliated	Commonwealth Financial Network national BD	Canonsburg, Pa	Affiliated broker-dealer or bank to another	Nov 23, 2021
2	LPL Financial LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	San Antonio, Tx	Affiliated broker-dealer or bank to another	Nov 19, 2021
2	LPL Financial LLC BD affiliated	Investor Fan independent RIA	San Jose, Ca +1	Affiliated broker-dealer or bank to independent RIA	Nov 12, 2021
2	LPL Financial LLC BD affiliated	Wells Fargo Advisors wirehouse	Buffalo, Ny +1	Affiliated broker-dealer or bank to wirehouse	Nov 3, 2021 over 6 d
2	LPL Financial LLC BD affiliated	Oliveira Wealth no RAUM	Modesto, Ca	Affiliated broker-dealer or bank to a newly registered adviser	Oct 28, 2021
2	LPL Financial LLC BD affiliated	International Assets Investment Management, LLC BD affiliated	East Petersburg, Pa	Affiliated broker-dealer or bank to another	Oct 21, 2021
2	LPL Financial LLC BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	San Diego, Ca	Affiliated broker-dealer or bank to another	Oct 14, 2021 over 5 d
2	LPL Financial LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Dallas, Tx +1	Affiliated broker-dealer or bank to another	Oct 12, 2021
2	LPL Financial LLC BD affiliated	Nfsg Corporation BD affiliated	San Diego, Ca	Affiliated broker-dealer or bank to another	Oct 5, 2021 over 3 d
2	LPL Financial LLC BD affiliated	Morgan Stanley wirehouse	Orange, Ca +1	Affiliated broker-dealer or bank to wirehouse	Sep 24, 2021
2	LPL Financial LLC BD affiliated	Commonwealth Financial Network national BD	Kennewick, Wa	Affiliated broker-dealer or bank to another	Sep 20, 2021
5	LPL Financial LLC BD affiliated	626 Financial, LLC independent RIA	Portage, Mi	Affiliated broker-dealer or bank to independent RIA	Sep 16, 2021 over 7 d
2	LPL Financial LLC BD affiliated	Phase Line Capital, LLC no RAUM	Atlanta, Ga	Affiliated broker-dealer or bank to a newly registered adviser	Aug 13, 2021
2	LPL Financial LLC BD affiliated	Newedge Advisors BD affiliated	Los Alamitos, Ca	Affiliated broker-dealer or bank to another	Aug 4, 2021
2	LPL Financial LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Greenville, Ms	Affiliated broker-dealer or bank to another	Jul 14, 2021
2	LPL Financial LLC BD affiliated	Truist Advisory Services, Inc. BD affiliated	Bradenton, Fl +1	Affiliated broker-dealer or bank to another	Jun 25, 2021
2	LPL Financial LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Mt Pleasant, Tx	Affiliated broker-dealer or bank to another	May 21, 2021
6	LPL Financial LLC BD affiliated	Private Advisor Group, LLC BD affiliated	Charlottesville, Va +1	Affiliated broker-dealer or bank to another	May 20, 2021
3	LPL Financial LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	Murrysville, Pa +2	Affiliated broker-dealer or bank to another	Apr 22, 2021
3	LPL Financial LLC BD affiliated	Prospera Financial Services, Inc. independent RIA	Bend, Or	Affiliated broker-dealer or bank to independent RIA	Apr 22, 2021
4	LPL Financial LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Concord, Nh +1	Affiliated broker-dealer or bank to another	Apr 8, 2021
2	LPL Financial LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Wilmington, Ma +1	Affiliated broker-dealer or bank to another	Apr 8, 2021
2	LPL Financial LLC BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Fair Oaks, Ca +1	Affiliated broker-dealer or bank to another	Feb 23, 2021 over 8 d
11	LPL Financial LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Knoxville, Tn +6	Affiliated broker-dealer or bank to another	Jan 25, 2021 over 11 d
2	LPL Financial LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Dalton, Ga	Affiliated broker-dealer or bank to another	Jan 25, 2021
2	LPL Financial LLC BD affiliated	Whalen Financial no RAUM	Henderson, Nv +1	Affiliated broker-dealer or bank to a newly registered adviser	Jan 25, 2021
2	LPL Financial LLC BD affiliated	Ameriprise Financial Services, LLC national BD	El Segundo, Ca +1	Affiliated broker-dealer or bank to another	Nov 25, 2020 over 8 d

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693 teams match.derived from registration dates