Teams that left LPL Financial LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	LPL Financial LLC independent RIA	Cetera Investment Advisers LLC BD affiliated	Brooklyn, Ny	RIA to affiliated broker-dealer or bank	Jul 11, 2019
2	LPL Financial LLC independent RIA	Rfg Advisory, LLC independent RIA	Destin, Fl	RIA to RIA	Jun 11, 2019
3	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Durant, Ok +1	RIA to affiliated broker-dealer or bank	Jun 10, 2019 over 1 d
2	L•• F•••••••• L•• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Monroe, Mi	RIA to affiliated broker-dealer or bank	May 20, 2019
3	L•• F•••••••• L•• i••••••••• wealth	I••••••••• F•••••••• P••••••• BD affiliated	Boca Raton, Fl	RIA to affiliated broker-dealer or bank	Apr 22, 2019
4	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Baton Rouge, La +1	RIA to RIA	Apr 9, 2019 over 6 d
3	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Burgettstwon, Pa	RIA to RIA	Apr 8, 2019 over 1 d
2	L•• F•••••••• L•• independent RIA	W••••••• F•••••••• S•••••••• I••• BD affiliated	Avon, Mn	RIA to affiliated broker-dealer or bank	Mar 27, 2019
2	L•• F•••••••• L•• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Eastvale, Ca +1	RIA to affiliated broker-dealer or bank	Mar 20, 2019 over 5 d
3	L•• F•••••••• L•• independent RIA	C••••••••• F•••••••• N•••••• national BD	Providence, Ri	RIA to affiliated broker-dealer or bank	Mar 18, 2019 over 2 d
2	L•• F•••••••• L•• independent RIA	O•••• I••••••••• I••• BD affiliated	Monroe, Ct +1	RIA to affiliated broker-dealer or bank	Mar 15, 2019
5	L•• F•••••••• L•• independent RIA	C••••••••• F•••••••• N•••••• national BD	Shelton, Ct	RIA to affiliated broker-dealer or bank	Mar 12, 2019
10	L•• F•••••••• L•• independent RIA	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	Phoenix, Az +4	RIA to affiliated broker-dealer or bank	Feb 27, 2019
7	L•• F•••••••• L•• independent RIA	A••••••••• F•••••••• S•••••••• L•• national BD	Leesville, La +2	RIA to affiliated broker-dealer or bank	Feb 27, 2019 over 6 d
2	L•• F•••••••• L•• independent RIA	C••••• A•••••• N••••••• L•• BD affiliated	Scottsdale, Az	RIA to affiliated broker-dealer or bank	Feb 25, 2019 over 1 d
2	L•• F•••••••• L•• independent RIA	S•• I••••••••• A•••••••• I••• BD affiliated	Salisbury, Nc +1	RIA to affiliated broker-dealer or bank	Feb 8, 2019
3	L•• F•••••••• L•• independent RIA	O••••••••• other	Bryan, Oh	Other	Dec 31, 2018
2	L•• F•••••••• L•• independent RIA	O••••••••• other	San Diego, Ca +1	Other	Dec 31, 2018
2	L•• F•••••••• L•• independent RIA	S••••••••• A•••••• A•••••••• I••• BD affiliated	New London, Ct +1	RIA to affiliated broker-dealer or bank	Dec 26, 2018 over 1 d
3	L•• F•••••••• L•• independent RIA	C••••••••• F•••••••• N•••••• national BD	Oak Brook, Il +1	RIA to affiliated broker-dealer or bank	Dec 21, 2018
3	L•• F•••••••• L•• independent RIA	H•••••• W••••• M••••••••• no RAUM	Houma, La +1	RIA to a newly registered adviser	Dec 20, 2018
3	L•• F•••••••• L•• independent RIA	C•••• S•• F••••••••• L• independent RIA	Dallas, Tx +1	RIA to RIA	Dec 20, 2018
2	L•• F•••••••• L•• independent RIA	A••••••••• F•••••••• S•••••••• L•• national BD	Deer Park, Wa	RIA to affiliated broker-dealer or bank	Dec 14, 2018
2	L•• F•••••••• L•• independent RIA	C••••••••• F•••••••• N•••••• national BD	Thiensville, Wi +1	RIA to affiliated broker-dealer or bank	Dec 10, 2018 over 8 d
2	L•• F•••••••• L•• independent RIA	V••••• R••••••••• no RAUM	Cranford, Nj +1	Other	Nov 29, 2018
2	L•• F•••••••• L•• independent RIA	W•••• F•••• A••••••• wirehouse	Fort Mill, Sc	RIA to wirehouse	Nov 6, 2018 over 9 d
2	L•• F•••••••• L•• independent RIA	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	West Linn, Or +1	RIA to affiliated broker-dealer or bank	Oct 11, 2018
2	L•• F•••••••• L•• independent RIA	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	Bloomfield Hills, Mi	RIA to affiliated broker-dealer or bank	Sep 27, 2018
4	L•• F•••••••• L•• independent RIA	S•••••••• W••••• M••••••••• P•••••••• L•• no RAUM	Woodcliff Lake, Nj	RIA to a newly registered adviser	Sep 21, 2018
3	L•• F•••••••• L•• independent RIA	C••••••••• F•••••••• N•••••• national BD	Port Hadlock, Wa +2	RIA to affiliated broker-dealer or bank	Sep 21, 2018 over 3 d
2	L•• F•••••••• L•• independent RIA	S••••• A••••••• I••• BD affiliated	Montgomery, Al	RIA to affiliated broker-dealer or bank	Sep 21, 2018
2	L•• F•••••••• L•• independent RIA	B••••• P••••• A•••••••• L•• independent RIA	Dallas, Tx	RIA to RIA	Sep 21, 2018
3	L•• F•••••••• L•• independent RIA	S••••••••• A•••••• A•••••••• I••• BD affiliated	Riverside, Ca	RIA to affiliated broker-dealer or bank	Sep 11, 2018 over 7 d
2	L•• F•••••••• L•• independent RIA	P•••••• A•••••• G••••• L•• independent RIA	Philadelphia, Pa	RIA to RIA	Sep 11, 2018
2	L•• F•••••••• L•• independent RIA	C••• B•••••••• S•••••••• I••• mixed wealth	Long Beach, Ca +1	RIA to RIA	Sep 7, 2018
2	L•• F•••••••• L•• independent RIA	F••••••• P•••••• L•••••• L•• independent RIA	Raleigh, Nc	RIA to RIA	Aug 24, 2018 over 3 d
2	L•• F•••••••• L•• independent RIA	U•••• F•••••••• S••••••• G••••• I••• unclassified	Aiken, Sc +1	Other	Aug 15, 2018
2	L•• F•••••••• L•• independent RIA	C••••••••• F•••••••• N•••••• national BD	Salem, Ma +1	RIA to affiliated broker-dealer or bank	Aug 3, 2018
2	L•• F•••••••• L•• independent RIA	S••••••••• W••••• M••••••••• independent RIA	Purvis, Ms	RIA to RIA	Jul 27, 2018 over 5 d
2	L•• F•••••••• L•• independent RIA	F••••••• F•••••••• A••••••• independent RIA	Wexford, Pa +1	RIA to RIA	Jul 20, 2018 over 14 d
3	L•• F•••••••• L•• independent RIA	W••••••••• I••••••••• P••••••• L•• no RAUM	North Smithfield, Ri +2	RIA to a newly registered adviser	Jul 9, 2018 over 4 d
2	L•• F•••••••• L•• independent RIA	T•• P•••••• F•••••••• G••••• L•• independent RIA	Cranston, Ri +1	RIA to RIA	Jul 5, 2018
2	L•• F•••••••• L•• independent RIA	T•• P•••••• F•••••••• G••••• L•• independent RIA	Westborough, Ma +1	RIA to RIA	Jul 3, 2018 over 2 d
2	L•• F•••••••• L•• independent RIA	E•••••••• W••••• independent RIA	Springfield, Il	RIA to RIA	Jul 2, 2018
4	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Fort Atkinson, Wi	RIA to RIA	Jun 20, 2018 over 8 d
2	L•• F•••••••• L•• independent RIA	M••••• A•••••••• L•• BD affiliated	Camarillo, Ca	RIA to affiliated broker-dealer or bank	Jun 8, 2018
2	L•• F•••••••• L•• independent RIA	F•• S••••••••• C••••••••• BD affiliated	Portland, Or	RIA to affiliated broker-dealer or bank	Jun 1, 2018 over 7 d
2	L•• F•••••••• L•• independent RIA	S••••••••• A•••••• A•••••••• I••• BD affiliated	Beavercreek, Oh	RIA to affiliated broker-dealer or bank	May 29, 2018
2	L•• F•••••••• L•• independent RIA	A••••••• W••••• A••••••• no RAUM	Mcallen, Tx	RIA to a newly registered adviser	May 14, 2018 over 1 d
2	L•• F•••••••• L•• independent RIA	P••••••• F••••••••• I••• no RAUM	Silver Spring, Md +1	RIA to a newly registered adviser	May 9, 2018
2	L•• F•••••••• L•• independent RIA	A••••••••• F•••••••• S•••••••• L•• national BD	Kenosha, Wi +1	RIA to affiliated broker-dealer or bank	May 8, 2018 over 9 d
6	L•• F•••••••• L•• independent RIA	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	Port Orange, Fl +1	RIA to affiliated broker-dealer or bank	Apr 25, 2018 over 7 d
4	L•• F•••••••• L•• independent RIA	S•••••••• F••••••••• I••• BD affiliated	Phoenix, Az	RIA to affiliated broker-dealer or bank	Apr 23, 2018 over 1 d
3	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Grand Rapids, Mi	RIA to RIA	Apr 16, 2018
4	L•• F•••••••• L•• independent RIA	S••••• A•••••••• L•• no RAUM	West Covina, Ca +2	RIA to a newly registered adviser	Apr 13, 2018 over 4 d
3	L•• F•••••••• L•• independent RIA	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	San Diego, Ca +1	RIA to affiliated broker-dealer or bank	Apr 11, 2018 over 6 d
2	L•• F•••••••• L•• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Irvine, Ca	RIA to affiliated broker-dealer or bank	Apr 11, 2018 over 6 d
2	L•• F•••••••• L•• independent RIA	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	Bellingham, Wa	RIA to affiliated broker-dealer or bank	Apr 10, 2018
2	L•• F•••••••• L•• independent RIA	M•••• A•••••••• L•• no RAUM	Excelsior, Mn	RIA to a newly registered adviser	Apr 9, 2018
2	L•• F•••••••• L•• independent RIA	P••• F•••••••• C••••••••• I••• independent RIA	Bloomington, Mn	RIA to RIA	Apr 9, 2018

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692 teams match.derived from registration dates

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.